Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 78,629,156 5.33% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,020,800 0.07% 1,196,000 0.08%
agreements to
purchase/sell
Total 79,649,956 5.40% 1,196,000 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,592 27.3400 USD
Purchase 200 27.4500 USD
Purchase 218 27.2200 USD
Purchase 288 27.0165 USD
Purchase 410 27.2200 USD
Purchase 435 27.2200 USD
Purchase 779 27.2200 USD
Purchase 950 27.2200 USD
Purchase 1,560 27.2200 USD
Purchase 1,899 27.2200 USD
Purchase 2,470 27.2200 USD
Purchase 3,405 27.2200 USD
Purchase 3,642 27.2200 USD
Purchase 3,820 27.2200 USD
Purchase 5,608 27.2200 USD
Purchase 24,492 27.2200 USD
Purchase 10,789 27.2200 USD
Purchase 14,872 27.2200 USD
Purchase 345,287 27.2200 USD
Purchase 245,151 27.2200 USD
Purchase 72,300 27.0165 USD
Purchase 21,945 27.2200 USD
Purchase 72,300 27.0165 USD
Purchase 5,880 27.2200 USD
Sale 143 27.1635 USD
Sale 245,151 27.2200 USD
Sale 353 27.1736 USD
Sale 583 27.1736 USD
Sale 663 27.1736 USD
Sale 700 27.1736 USD
Sale 3,107 27.2200 USD
Sale 804 27.2200 USD
Sale 1,537 27.1635 USD
Sale 1,872 27.2200 USD
Sale 21,945 27.2200 USD
Sale 101 27.1736 USD
Sale 20,948 27.2200 USD
Sale 345,287 27.2200 USD
Sale 12,136 27.2200 USD
Sale 46,702 27.2200 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 27.5 AMER 16/01/2010 0.55
Call Purchasing 100 29 AMER 19/06/2010 0.8
Call Purchasing 100 29 AMER 19/06/2010 0.85
Call Purchasing 200 28 AMER 19/12/2009 0.15
Call Purchasing 300 27 AMER 19/12/2009 0.45
Call Purchasing 600 26 AMER 19/12/2009 1.3
Call Purchasing 1900 27.5 AMER 16/01/2010 0.45
Call Selling 100 27.5 AMER 16/01/2010 0.6
Call Selling 100 29 AMER 16/01/2010 0.15
Call Selling 100 26 AMER 16/01/2010 1.5
Call Selling 200 27 AMER 19/12/2009 0.55
Call Selling 200 27.5 AMER 16/01/2010 0.65
Call Selling 1700 28 AMER 19/12/2009 0.2
Call Selling 1800 28 AMER 19/12/2009 0.2
Call Selling 4100 28 AMER 19/12/2009 0.2
Call Selling 5800 28 AMER 19/12/2009 0.2
Put Purchasing 100 27.5 AMER 16/01/2010 1.35
Put Purchasing 100 28 AMER 20/03/2010 2
Put Purchasing 100 29 AMER 19/12/2009 2.15
Put Purchasing 100 30 AMER 19/06/2010 4.1
Put Purchasing 300 28 AMER 20/03/2010 2
Put Purchasing 1900 28 AMER 20/03/2010 2
Put Selling 100 22.5 AMER 16/01/2010 0.05
Put Selling 100 22.5 AMER 22/01/2011 1.4
Put Selling 100 25 AMER 22/01/2011 2.25
Put Selling 100 30 AMER 16/01/2010 3.1
Put Selling 200 22.5 AMER 16/01/2010 0.08
Put Selling 200 25 AMER 19/12/2009 0.05
Put Selling 900 22.5 AMER 16/01/2010 0.05
Put Selling 1100 22.5 AMER 22/01/2011 1.4
Put Selling 1900 22.5 AMER 22/01/2011 1.4
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,200 26 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -1,900 26 AMER 19/06/2010
Option Purchased -2,000 27 AMER 19/06/2010
Option Purchased -2,000 25 AMER 19/06/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -1,300 29 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -1,200 20 AMER 19/12/2009
Option Purchased -2,500 29 AMER 20/03/2010
Option Purchased -3,100 24 AMER 19/12/2009
Option Purchased -3,200 26 AMER 20/03/2010
Option Purchased -3,300 29 AMER 19/12/2009
Option Purchased -3,800 40 AMER 22/01/2011
Option Purchased -3,800 29 AMER 20/03/2010
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -500 26 AMER 16/01/2010
Option Purchased -145,200 25 AMER 16/01/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 27 AMER 19/06/2010
Option Purchased -800 22.5 AMER 16/01/2010
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -41,800 22.5 AMER 16/01/2010
Option Purchased -28,900 28 AMER 20/03/2010
Option Purchased -32,500 32 AMER 19/12/2009
Option Purchased -34,400 26 AMER 16/01/2010
Option Purchased -36,500 35 AMER 22/01/2011
Option Purchased -36,700 30 AMER 19/12/2009
Option Purchased -4,000 27 AMER 20/03/2010
Option Purchased -38,600 27 AMER 19/12/2009
Option Purchased -18,100 35 AMER 20/03/2010
Option Purchased -45,600 25 AMER 22/01/2011
Option Purchased -50,800 30 AMER 22/01/2011
Option Purchased -92,900 30 AMER 16/01/2010
Option Purchased -96,400 29 AMER 16/01/2010
Option Purchased -100,800 26 AMER 19/12/2009
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -37,000 28 AMER 19/12/2009
Option Purchased -10,700 22.5 AMER 22/01/2011
Option Purchased 100 23 AMER 19/12/2009
Option Purchased -5,900 24 AMER 19/12/2009
Option Purchased -7,200 25 AMER 21/01/2012
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,300 50 AMER 22/01/2011
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -19,800 28 AMER 19/12/2009
Option Purchased -14,700 24 AMER 16/01/2010
Option Purchased -15,000 20 AMER 22/01/2011
Option Purchased -16,200 30 AMER 20/03/2010
Option Purchased -17,200 25 AMER 19/12/2009
Option Purchased -17,300 31 AMER 19/12/2009
Option Purchased -4,300 28 AMER 20/03/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased 7,500 31 AMER 20/03/2010
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased 10,900 29 AMER 19/12/2009
Option Purchased 9,600 30 AMER 20/03/2010
Option Purchased 9,400 20 AMER 22/01/2011
Option Purchased 8,700 15 AMER 22/01/2011
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 7,900 24 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,500 40 AMER 22/01/2011
Option Purchased 4,700 30 AMER 19/06/2010
Option Purchased 4,500 30 AMER 19/06/2010
Option Purchased 8,500 27 AMER 20/03/2010
Option Purchased 33,100 23 AMER 20/03/2010
Option Purchased 118,400 27 AMER 19/12/2009
Option Purchased 117,200 25 AMER 16/01/2010
Option Purchased 97,000 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 29,800 25 AMER 19/12/2009
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 600 23 AMER 19/06/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 22 AMER 19/12/2009
Option Purchased 800 25 AMER 20/03/2010
Option Purchased 800 24 AMER 19/06/2010
Option Purchased 700 35 AMER 21/01/2012
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 1,200 21 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 200 28 AMER 19/06/2010
Option Purchased 200 24 AMER 16/01/2010
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 700 33 AMER 20/03/2010
Option Purchased 2,400 27.5 AMER 16/01/2010
Option Purchased 124,200 25 AMER 22/01/2011
Option Purchased 3,400 29 AMER 19/06/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 1,000 24 AMER 20/03/2010
Option Purchased 2,400 31 AMER 19/06/2010
Option Purchased 1,000 31 AMER 19/12/2009
Option Purchased 2,100 28 AMER 19/06/2010
Option Purchased 2,000 22.5 AMER 22/01/2011
Option Purchased 1,700 25 AMER 19/06/2010
Option Purchased 1,600 26 AMER 19/12/2009
Option Purchased 1,600 17.5 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 2,600 29 AMER 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk