Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 78,701,882 5.33% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,019,600 0.07% 1,204,200 0.08%
agreements to
purchase/sell
Total 79,721,482 5.40% 1,204,200 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,360 26.8000 USD
Purchase 100 53.77 USD
Purchase 5,200 53.94307692 USD
Purchase 4,200 53.98452381 USD
Purchase 700 53.68571429 USD
Purchase 27 26.8000 USD
Purchase 46,702 27.2200 USD
Purchase 29,505 26.8000 USD
Purchase 7,600 53.80116711 USD
Purchase 3,674 26.7895 USD
Purchase 400 53.93 USD
Purchase 3,312 27.2200 USD
Purchase 3,133 26.8289 USD
Purchase 2,927 26.8289 USD
Purchase 2,484 27.2200 USD
Purchase 1,338 26.8000 USD
Purchase 840 26.8000 USD
Purchase 590 26.8000 USD
Purchase 501 26.8000 USD
Purchase 25,060 26.8000 USD
Purchase 10,000 53.9891 USD
Purchase 2,730 54 USD
Purchase 100 53.77 USD
Purchase 500 54.074 USD
Purchase 200 53.85 USD
Sale 804 26.8000 USD
Sale 18,480 26.8000 USD
Sale 950 54.01447368 USD
Sale 756 53.83727513 USD
Sale 1,074 53.82648045 USD
Sale 500 53.794 USD
Sale 400 53.83 USD
Sale 60 53.98 USD
Sale 100 53.77 USD
Sale 400 54.0129 USD
Sale 590 26.8000 USD
Sale 501 26.8000 USD
Sale 280 26.8000 USD
Sale 213 27.2175 USD
Sale 93 26.8405 USD
Sale 27 26.8000 USD
Sale 941 26.8405 USD
Sale 1,300 53.98 USD
Sale 700 53.7 USD
Sale 100 53.61 USD
Sale 3,100 53.85580645 USD
Sale 1,700 53.60647059 USD
Sale 400 53.93 USD
Sale 500 54.074 USD
Sale 800 53.69625 USD
Sale 2,000 53.927 USD
Sale 3,600 54.00958333 USD
Sale 3,350 53.96075821 USD
Sale 27,098 26.8000 USD
Sale 100 53.88 USD
Sale 500 53.902 USD
Sale 540 53.95444444 USD
Sale 200 53.85 USD
Sale 100 53.71 USD
Sale 200 53.8555 USD
Sale 400 53.9875 USD
Sale 9,400 53.961596 USD
Sale 200 53.85 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 19/12/2009 0.99 USD
Call Purchasing 100 27.5 USD AMER 16/01/2010 0.4 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.1 USD
Call Purchasing 100 30 USD AMER 19/06/2010 0.45 USD
Call Purchasing 200 27 USD AMER 19/12/2009 0.37 USD
Call Purchasing 200 27.5 USD AMER 16/01/2010 0.35 USD
Call Purchasing 300 27 USD AMER 19/12/2009 0.4 USD
Call Purchasing 300 27 USD AMER 19/06/2010 1.5 USD
Call Purchasing 300 35 USD AMER 21/01/2012 0.77 USD
Call Purchasing 400 27.5 USD AMER 16/01/2010 0.4 USD
Call Purchasing 1200 27 USD AMER 19/12/2009 0.35 USD
Call Purchasing 1300 27 USD AMER 19/12/2009 0.35 USD
Call Purchasing 2400 25 USD AMER 22/01/2011 3 USD
Call Selling 100 27 USD AMER 19/12/2009 0.4 USD
Call Selling 100 27 USD AMER 19/12/2009 0.5 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.45 USD
Call Selling 100 29 USD AMER 20/03/2010 0.4 USD
Call Selling 100 33 USD AMER 20/03/2010 0.05 USD
Call Selling 100 33 USD AMER 20/03/2010 0.1 USD
Call Selling 200 26 USD AMER 19/12/2009 1.15 USD
Call Selling 200 27 USD AMER 19/12/2009 0.5 USD
Call Selling 200 27.5 USD AMER 16/01/2010 0.45 USD
Call Selling 200 28 USD AMER 19/12/2009 0.15 USD
Call Selling 300 30 USD AMER 22/01/2011 1.12 USD
Call Selling 500 29 USD AMER 19/12/2009 0.05 USD
Call Selling 900 29 USD AMER 20/03/2010 0.4 USD
Call Selling 1000 28 USD AMER 19/12/2009 0.11 USD
Call Selling 10400 27 USD AMER 19/12/2009 0.4 USD
Put Purchasing 100 25 USD AMER 19/06/2010 1.15 USD
Put Purchasing 100 25 USD AMER 19/06/2010 1.2 USD
Put Purchasing 100 26 USD AMER 16/01/2010 0.55 USD
Put Purchasing 100 29 USD AMER 19/06/2010 3.4 USD
Put Purchasing 200 25 USD AMER 19/06/2010 1.15 USD
Put Purchasing 300 29 USD AMER 16/01/2010 2.45 USD
Put Purchasing 600 27 USD AMER 19/12/2009 0.5 USD
Put Purchasing 800 30 USD AMER 16/01/2010 3.5 USD
Put Selling 100 26 USD AMER 20/03/2010 1.05 USD
Put Selling 400 29 USD AMER 19/12/2009 2.15 USD
Put Selling 500 26 USD AMER 20/03/2010 1.05 USD
Put Selling 900 22.5 USD AMER 22/01/2011 1.35 USD
Put Selling 2000 25 USD AMER 19/12/2009 0.1 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 26 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,200 26 USD AMER 20/03/2010
Option Purchased 100 15 USD AMER 19/12/2009
Option Purchased -1,700 27 USD AMER 19/06/2010
Option Purchased -1,900 26 USD AMER 19/06/2010
Option Purchased -2,000 25 USD AMER 19/06/2010
Option Purchased -2,100 15 USD AMER 22/01/2011
Option Purchased -1,200 20 USD AMER 19/12/2009
Option Purchased -2,200 40 USD AMER 16/01/2010
Option Purchased -1,200 37.5 USD AMER 16/01/2010
Option Purchased -3,100 24 USD AMER 19/12/2009
Option Purchased -3,700 29 USD AMER 19/12/2009
Option Purchased -3,700 29 USD AMER 20/03/2010
Option Purchased -3,800 40 USD AMER 22/01/2011
Option Purchased -3,800 29 USD AMER 20/03/2010
Option Purchased -3,800 26 USD AMER 20/03/2010
Option Purchased -2,200 45 USD AMER 16/01/2010
Option Purchased -200 12.5 USD AMER 22/01/2011
Option Purchased -145,200 25 USD AMER 16/01/2010
Option Purchased -100 17.5 USD AMER 22/01/2011
Option Purchased -100 10 USD AMER 22/01/2011
Option Purchased -100 10 USD AMER 22/01/2011
Option Purchased -200 31 USD AMER 16/01/2010
Option Purchased -1,500 45 USD AMER 22/01/2011
Option Purchased -200 23 USD AMER 20/03/2010
Option Purchased -5,600 32 USD AMER 20/03/2010
Option Purchased -600 19 USD AMER 19/12/2009
Option Purchased -800 27 USD AMER 19/06/2010
Option Purchased -800 22.5 USD AMER 16/01/2010
Option Purchased -800 12.5 USD AMER 16/01/2010
Option Purchased -1,000 29 USD AMER 16/01/2010
Option Purchased -1,100 20 USD AMER 16/01/2010
Option Purchased -200 26 USD AMER 16/01/2010
Option Purchased -43,200 25 USD AMER 22/01/2011
Option Purchased -28,900 28 USD AMER 20/03/2010
Option Purchased -32,500 32 USD AMER 19/12/2009
Option Purchased -34,400 26 USD AMER 16/01/2010
Option Purchased -36,500 35 USD AMER 22/01/2011
Option Purchased -36,700 30 USD AMER 19/12/2009
Option Purchased -4,000 27 USD AMER 20/03/2010
Option Purchased -41,800 22.5 USD AMER 16/01/2010
Option Purchased -18,100 35 USD AMER 20/03/2010
Option Purchased -46,400 27 USD AMER 19/12/2009
Option Purchased -51,100 30 USD AMER 22/01/2011
Option Purchased -92,900 30 USD AMER 16/01/2010
Option Purchased -96,400 29 USD AMER 16/01/2010
Option Purchased -100,900 26 USD AMER 19/12/2009
Option Purchased -106,000 27.5 USD AMER 16/01/2010
Option Purchased -38,100 28 USD AMER 19/12/2009
Option Purchased -10,700 22.5 USD AMER 22/01/2011
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased -5,900 24 USD AMER 19/12/2009
Option Purchased -7,200 25 USD AMER 21/01/2012
Option Purchased -8,200 33 USD AMER 20/03/2010
Option Purchased -8,300 50 USD AMER 22/01/2011
Option Purchased -8,800 31 USD AMER 20/03/2010
Option Purchased -25,000 25 USD AMER 16/01/2010
Option Purchased -10,400 40 USD AMER 16/01/2010
Option Purchased -19,800 28 USD AMER 19/12/2009
Option Purchased -14,700 24 USD AMER 16/01/2010
Option Purchased -15,000 20 USD AMER 22/01/2011
Option Purchased -16,200 30 USD AMER 20/03/2010
Option Purchased -17,200 25 USD AMER 19/12/2009
Option Purchased -17,300 31 USD AMER 19/12/2009
Option Purchased -4,300 28 USD AMER 20/03/2010
Option Purchased -10,100 35 USD AMER 16/01/2010
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased -100 37.5 USD AMER 16/01/2010
Option Purchased 10,400 29 USD AMER 19/12/2009
Option Purchased 9,600 30 USD AMER 20/03/2010
Option Purchased 9,400 20 USD AMER 22/01/2011
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 4,700 30 USD AMER 19/06/2010
Option Purchased 4,600 30 USD AMER 19/06/2010
Option Purchased 8,500 27 USD AMER 20/03/2010
Option Purchased 33,100 23 USD AMER 20/03/2010
Option Purchased 119,000 27 USD AMER 19/12/2009
Option Purchased 117,200 25 USD AMER 16/01/2010
Option Purchased 97,000 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 11,200 25 USD AMER 20/03/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 27,800 25 USD AMER 19/12/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 500 33 USD AMER 20/03/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 25 USD AMER 20/03/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 1,100 22.5 USD AMER 22/01/2011
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 200 28 USD AMER 19/06/2010
Option Purchased 200 24 USD AMER 16/01/2010
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 2,400 31 USD AMER 19/06/2010
Option Purchased 124,200 25 USD AMER 22/01/2011
Option Purchased 3,600 30 USD AMER 16/01/2010
Option Purchased 3,500 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 2,500 27.5 USD AMER 16/01/2010
Option Purchased 1,000 35 USD AMER 21/01/2012
Option Purchased 2,100 28 USD AMER 19/06/2010
Option Purchased 2,100 25 USD AMER 19/06/2010
Option Purchased 1,600 26 USD AMER 19/12/2009
Option Purchased 1,600 17.5 USD AMER 22/01/2011
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 2,600 29 USD AMER 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk