Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 27 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 78,754,835 5.34% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,021,200 0.07% 1,204,400 0.08%
agreements to
purchase/sell
Total 79,776,035 5.41% 1,204,400 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 500 53.092 USD
Purchase 692 26.4700 USD
Purchase 2,484 26.6400 USD
Purchase 3,035 26.6400 USD
Purchase 6,102 26.6400 USD
Purchase 45,994 26.6400 USD
Purchase 200 52.715 USD
Purchase 100 52.74 USD
Purchase 1,200 53.16333333 USD
Purchase 373 53.18483298 USD
Purchase 627 53.07822967 USD
Purchase 100 53.13 USD
Purchase 100 53.07 USD
Purchase 4,100 53.09928293 USD
Purchase 4,000 53.1 USD
Purchase 2,486 52.9489541 USD
Purchase 1,500 53.11344 USD
Purchase 800 53.06 USD
Purchase 200 53.095 USD
Purchase 100 53.14 USD
Purchase 1,100 53.1 USD
Sale 321 26.6400 USD
Sale 2,000 53.1 USD
Sale 100 53.14 USD
Sale 2,693 26.6400 USD
Sale 5,040 26.6400 USD
Sale 800 53.06 USD
Sale 1,400 52.89785714 USD
Sale 170 53.16 USD
Sale 100 53.14 USD
Sale 700 52.93857143 USD
Sale 30 53.14 USD
Sale 86 53.16 USD
Sale 2,100 53.09857143 USD
Sale 7,300 53.102077 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 01/12/2009 0.85 USD
Call Purchasing 100 27 USD AMER 01/03/2010 1.05 USD
Call Purchasing 100 28 USD AMER 01/03/2010 0.6 USD
Call Purchasing 100 28 USD AMER 01/03/2010 0.65 USD
Call Purchasing 100 29 USD AMER 01/06/2010 0.7 USD
Call Purchasing 300 27 USD AMER 01/12/2009 0.3 USD
Call Purchasing 400 28 USD AMER 01/06/2010 0.95 USD
Call Purchasing 600 26 USD AMER 01/12/2009 0.85 USD
Call Purchasing 600 26 USD AMER 01/03/2010 1.51 USD
Call Purchasing 900 28 USD AMER 01/03/2010 0.65 USD
Call Purchasing 1200 30 USD AMER 01/01/2011 1 USD
Call Selling 100 26 USD AMER 01/12/2009 0.9 USD
Call Selling 100 27.5 USD AMER 01/01/2010 0.35 USD
Call Selling 100 33 USD AMER 01/03/2010 0.05 USD
Call Selling 200 27 USD AMER 01/12/2009 0.28 USD
Call Selling 200 27 USD AMER 01/12/2009 0.3 USD
Call Selling 300 26 USD AMER 01/12/2009 0.9 USD
Call Selling 3400 27 USD AMER 01/12/2009 0.3 USD
Put Purchasing 200 25 USD AMER 01/03/2010 0.8 USD
Put Purchasing 300 23 USD AMER 01/03/2010 0.3 USD
Put Purchasing 400 26 USD AMER 01/12/2009 0.25 USD
Put Purchasing 500 25 USD AMER 01/06/2010 1.35 USD
Put Purchasing 2300 26 USD AMER 01/12/2009 0.25 USD
Put Selling 100 25 USD AMER 01/01/2011 2.4 USD
Put Selling 100 25 USD AMER 01/01/2011 2.45 USD
Put Selling 100 27 USD AMER 01/12/2009 0.65 USD
Put Selling 200 25 USD AMER 01/01/2011 2.4 USD
Put Selling 200 25 USD AMER 01/01/2011 2.45 USD
Put Selling 300 25 USD AMER 01/01/2011 2.45 USD
Put Selling 300 27 USD AMER 01/12/2009 0.65 USD
Put Selling 900 17.5 USD AMER 01/01/2011 0.4 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 30 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,200 40 USD AMER 16/01/2010
Option Purchased 100 15 USD AMER 19/12/2009
Option Sold -1,600 26 USD AMER 20/03/2010
Option Sold -1,700 27 USD AMER 19/06/2010
Option Sold -1,900 26 USD AMER 19/06/2010
Option Sold -2,000 25 USD AMER 19/06/2010
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -3,100 24 USD AMER 19/12/2009
Option Sold -3,700 29 USD AMER 19/12/2009
Option Sold -3,700 29 USD AMER 20/03/2010
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -3,800 29 USD AMER 20/03/2010
Option Sold -3,800 26 USD AMER 20/03/2010
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -145,200 25 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -800 27 USD AMER 19/06/2010
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 29 USD AMER 16/01/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -200 26 USD AMER 16/01/2010
Option Sold -43,200 25 USD AMER 22/01/2011
Option Sold -27,800 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -34,400 26 USD AMER 16/01/2010
Option Sold -36,500 35 USD AMER 22/01/2011
Option Sold -36,700 30 USD AMER 19/12/2009
Option Sold -3,900 27 USD AMER 20/03/2010
Option Sold -41,800 22.5 USD AMER 16/01/2010
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -49,900 30 USD AMER 22/01/2011
Option Sold -49,900 27 USD AMER 19/12/2009
Option Sold -92,900 30 USD AMER 16/01/2010
Option Sold -96,400 29 USD AMER 16/01/2010
Option Sold -100,600 26 USD AMER 19/12/2009
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -38,100 28 USD AMER 19/12/2009
Option Sold -10,700 22.5 USD AMER 22/01/2011
Option Purchased 100 23 USD AMER 19/12/2009
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -7,200 25 USD AMER 21/01/2012
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -10,400 40 USD AMER 16/01/2010
Option Sold -19,800 28 USD AMER 19/12/2009
Option Sold -14,700 24 USD AMER 16/01/2010
Option Sold -15,000 20 USD AMER 22/01/2011
Option Sold -16,200 30 USD AMER 20/03/2010
Option Sold -17,200 25 USD AMER 19/12/2009
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -4,300 28 USD AMER 20/03/2010
Option Sold -10,100 35 USD AMER 16/01/2010
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Sold -100 37.5 USD AMER 16/01/2010
Option Purchased 10,400 29 USD AMER 19/12/2009
Option Purchased 9,600 30 USD AMER 20/03/2010
Option Purchased 9,400 20 USD AMER 22/01/2011
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 11,600 25 USD AMER 20/03/2010
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 4,700 30 USD AMER 19/06/2010
Option Purchased 4,600 30 USD AMER 19/06/2010
Option Purchased 8,500 27 USD AMER 20/03/2010
Option Purchased 33,400 23 USD AMER 20/03/2010
Option Purchased 118,500 27 USD AMER 19/12/2009
Option Purchased 117,200 25 USD AMER 16/01/2010
Option Purchased 97,000 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 27,800 25 USD AMER 19/12/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 400 33 USD AMER 20/03/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 25 USD AMER 20/03/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 700 17.5 USD AMER 22/01/2011
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 1,000 35 USD AMER 21/01/2012
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 200 28 USD AMER 19/06/2010
Option Purchased 200 24 USD AMER 16/01/2010
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 2,600 25 USD AMER 19/06/2010
Option Purchased 123,000 25 USD AMER 22/01/2011
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,600 30 USD AMER 16/01/2010
Option Purchased 3,500 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 2,700 29 USD AMER 19/06/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 2,500 28 USD AMER 19/06/2010
Option Purchased 2,400 31 USD AMER 19/06/2010
Option Purchased 2,400 27.5 USD AMER 16/01/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 1,100 22.5 USD AMER 22/01/2011
Option Purchased 4,300 26 USD AMER 19/12/2009
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk