Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 78,646,167 5.33% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,029,700 0.07% 1,235,500 0.08%
agreements to
purchase/sell
Total 79,675,867 5.40% 1,235,500 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 13,953 26.5800 USD
Purchase 979 53.30026558 USD
Purchase 1,000 53.262 USD
Purchase 3,500 53.25514286 USD
Purchase 3,028 53.23203081 USD
Purchase 1,600 53.233125 USD
Purchase 607 26.5800 USD
Purchase 3,489 26.5800 USD
Purchase 2 53.07 USD
Purchase 915,666 26.5800 USD
Purchase 117,030 26.5800 USD
Purchase 1,186 26.5800 USD
Purchase 200 53.38 USD
Purchase 15,376 26.5800 USD
Purchase 500 52.994 USD
Purchase 13,639 26.5800 USD
Purchase 1,700 53.31354118 USD
Purchase 76 26.6600 USD
Purchase 12,412 26.5800 USD
Purchase 2,100 26.5818 USD
Purchase 7,891 26.5800 USD
Purchase 2,500 26.5800 USD
Purchase 2,592 26.5800 USD
Purchase 4,491 26.5800 USD
Purchase 4,280 26.5800 USD
Purchase 3,941 26.5800 USD
Purchase 18,019 26.5800 USD
Purchase 3,500 53.0631428 USD
Purchase 100 53.01 USD
Purchase 700 53.23971429 USD
Purchase 145 26.5800 USD
Purchase 183 26.5800 USD
Purchase 100 53.12 USD
Purchase 2,400 53.3601 USD
Purchase 214 26.6600 USD
Purchase 275 26.5800 USD
Purchase 2,600 53.27453846 USD
Purchase 497 53.11 USD
Purchase 203 53.11 USD
Purchase 250 53.12 USD
Purchase 100 53.12 USD
Purchase 607 26.5800 USD
Purchase 1,600 53.14 USD
Purchase 200 53.15 USD
Sale 600 26.6250 USD
Sale 2,134 26.5800 USD
Sale 2,390 26.5504 USD
Sale 1,851 26.5800 USD
Sale 133 26.5800 USD
Sale 124 26.5800 USD
Sale 2,601 26.5800 USD
Sale 109 26.5800 USD
Sale 2,650 26.5800 USD
Sale 2,774 26.5800 USD
Sale 2,404 26.5800 USD
Sale 1,418 26.5800 USD
Sale 746 26.5946 USD
Sale 800 26.5946 USD
Sale 410 26.5800 USD
Sale 1,098 26.5800 USD
Sale 402 26.5800 USD
Sale 2,050 26.5800 USD
Sale 1,293 26.5800 USD
Sale 183 26.5800 USD
Sale 1,558 26.5800 USD
Sale 466 26.5800 USD
Sale 657 26.5800 USD
Sale 275 26.5800 USD
Sale 13,639 26.5800 USD
Sale 432 26.5800 USD
Sale 1,186 26.5800 USD
Sale 500 53.354 USD
Sale 12,557 26.5800 USD
Sale 100 53.2605 USD
Sale 300 53.04 USD
Sale 800 52.98 USD
Sale 400 53.37 USD
Sale 100 53.04 USD
Sale 600 53.165 USD
Sale 2 53.07 USD
Sale 2,850 53.130877 USD
Sale 915,666 26.5800 USD
Sale 1,622 53.3619852 USD
Sale 278 53.36 USD
Sale 700 53.23971429 USD
Sale 100 53.12 USD
Sale 1,300 53.30538462 USD
Sale 100 53.01 USD
Sale 400 53.34 USD
Sale 1,300 52.98 USD
Sale 12,812 26.5504 USD
Sale 3,833 26.5800 USD
Sale 3,941 26.5800 USD
Sale 4,280 26.5800 USD
Sale 6,437 26.5800 USD
Sale 7,120 26.5800 USD
Sale 7,707 26.5800 USD
Sale 7,780 26.5800 USD
Sale 100 53.31 USD
Sale 11,912 26.5800 USD
Sale 3,489 26.5800 USD
Sale 13,953 26.5800 USD
Sale 18,019 26.5800 USD
Sale 20,945 26.5800 USD
Sale 22,585 26.5800 USD
Sale 23,800 26.5800 USD
Sale 37,319 26.5800 USD
Sale 72,300 26.6400 USD
Sale 11,709 26.5800 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 22.5 USD AMER 01/01/2011 4.5 USD
Call Purchasing 100 27 USD AMER 01/03/2010 0.95 USD
Call Purchasing 100 27 USD AMER 01/03/2010 1.025 USD
Call Purchasing 100 28 USD AMER 01/06/2010 0.95 USD
Call Purchasing 100 29 USD AMER 01/06/2010 0.6 USD
Call Purchasing 200 25 USD AMER 01/03/2010 2.1 USD
Call Purchasing 200 27 USD AMER 01/03/2010 0.9 USD
Call Purchasing 200 27 USD AMER 01/06/2010 1.25 USD
Call Purchasing 700 27 USD AMER 01/03/2010 0.95 USD
Call Purchasing 700 28 USD AMER 01/03/2010 0.6 USD
Call Purchasing 1200 27.5 USD AMER 01/01/2010 0.3 USD
Call Purchasing 3500 30 USD AMER 01/01/2011 0.95 USD
Call Selling 100 20 USD AMER 01/01/2011 6.8 USD
Call Selling 100 25 USD AMER 01/12/2009 1.6 USD
Call Selling 100 25 USD AMER 01/12/2009 1.6099 USD
Call Selling 100 26 USD AMER 01/06/2010 1.8 USD
Call Selling 100 27 USD AMER 01/03/2010 1.025 USD
Call Selling 100 28 USD AMER 01/12/2009 0.1 USD
Call Selling 200 20 USD AMER 01/01/2011 6.8 USD
Call Selling 200 27 USD AMER 01/12/2009 0.28 USD
Call Selling 300 30 USD AMER 01/01/2010 0.05 USD
Call Selling 1500 26 USD AMER 01/06/2010 1.9 USD
Call Selling 2100 28 USD AMER 01/12/2009 0.1 USD
Put Purchasing 100 26 USD AMER 01/12/2009 0.25 USD
Put Purchasing 100 27 USD AMER 01/12/2009 0.75 USD
Put Purchasing 200 25 USD AMER 01/03/2010 0.8 USD
Put Purchasing 2400 26 USD AMER 01/12/2009 0.25 USD
Put Purchasing 4400 27.5 USD AMER 01/01/2010 1.5 USD
Put Selling 100 26 USD AMER 01/01/2010 0.65 USD
Put Selling 100 26 USD AMER 01/01/2010 0.7 USD
Put Selling 200 26 USD AMER 01/12/2009 0.3 USD
Put Selling 300 26 USD AMER 01/01/2010 0.65 USD
Put Selling 30300 26 USD AMER 01/01/2010 0.7 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 December 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -3,500 26 USD AMER 19/06/2010
Option Purchased 100 15 USD AMER 19/12/2009
Option Purchased -1,600 26 USD AMER 20/03/2010
Option Purchased -2,000 25 USD AMER 19/06/2010
Option Purchased -2,100 15 USD AMER 22/01/2011
Option Purchased -2,200 45 USD AMER 16/01/2010
Option Purchased -1,500 45 USD AMER 22/01/2011
Option Purchased -3,100 24 USD AMER 19/12/2009
Option Purchased -1,200 20 USD AMER 19/12/2009
Option Purchased -3,700 29 USD AMER 20/03/2010
Option Purchased -3,700 29 USD AMER 19/12/2009
Option Purchased -3,800 40 USD AMER 22/01/2011
Option Purchased -3,800 29 USD AMER 20/03/2010
Option Purchased -3,800 26 USD AMER 20/03/2010
Option Purchased -3,900 27 USD AMER 20/03/2010
Option Purchased -2,200 40 USD AMER 16/01/2010
Option Purchased -600 19 USD AMER 19/12/2009
Option Purchased -145,200 25 USD AMER 16/01/2010
Option Purchased -100 17.5 USD AMER 22/01/2011
Option Purchased -100 10 USD AMER 22/01/2011
Option Purchased -100 10 USD AMER 22/01/2011
Option Purchased -200 31 USD AMER 16/01/2010
Option Purchased -1,500 27 USD AMER 19/06/2010
Option Purchased -200 12.5 USD AMER 22/01/2011
Option Purchased -5,900 24 USD AMER 19/12/2009
Option Purchased -800 27 USD AMER 19/06/2010
Option Purchased -800 22.5 USD AMER 16/01/2010
Option Purchased -800 12.5 USD AMER 16/01/2010
Option Purchased -1,000 29 USD AMER 16/01/2010
Option Purchased -1,100 20 USD AMER 16/01/2010
Option Purchased -1,200 37.5 USD AMER 16/01/2010
Option Purchased -200 23 USD AMER 20/03/2010
Option Purchased -43,200 25 USD AMER 22/01/2011
Option Purchased -31,000 26 USD AMER 16/01/2010
Option Purchased -32,500 32 USD AMER 19/12/2009
Option Purchased -34,400 26 USD AMER 16/01/2010
Option Purchased -36,500 35 USD AMER 22/01/2011
Option Purchased -36,700 30 USD AMER 19/12/2009
Option Purchased -4,300 28 USD AMER 20/03/2010
Option Purchased -41,800 22.5 USD AMER 16/01/2010
Option Purchased -19,800 28 USD AMER 19/12/2009
Option Purchased -46,400 30 USD AMER 22/01/2011
Option Purchased -50,100 27 USD AMER 19/12/2009
Option Purchased -93,200 30 USD AMER 16/01/2010
Option Purchased -96,400 29 USD AMER 16/01/2010
Option Purchased -100,600 26 USD AMER 19/12/2009
Option Purchased -106,000 27.5 USD AMER 16/01/2010
Option Purchased -40,300 28 USD AMER 19/12/2009
Option Purchased -14,700 24 USD AMER 16/01/2010
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased -7,200 25 USD AMER 21/01/2012
Option Purchased -8,200 33 USD AMER 20/03/2010
Option Purchased -8,300 50 USD AMER 22/01/2011
Option Purchased -8,800 31 USD AMER 20/03/2010
Option Purchased -10,100 35 USD AMER 16/01/2010
Option Purchased -27,100 28 USD AMER 20/03/2010
Option Purchased -10,600 22.5 USD AMER 22/01/2011
Option Purchased -25,000 25 USD AMER 16/01/2010
Option Purchased -15,300 20 USD AMER 22/01/2011
Option Purchased -16,200 30 USD AMER 20/03/2010
Option Purchased -17,300 31 USD AMER 19/12/2009
Option Purchased -17,400 25 USD AMER 19/12/2009
Option Purchased -18,100 35 USD AMER 20/03/2010
Option Purchased -5,600 32 USD AMER 20/03/2010
Option Purchased -10,400 40 USD AMER 16/01/2010
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased -100 37.5 USD AMER 16/01/2010
Option Purchased 10,400 29 USD AMER 19/12/2009
Option Purchased 9,900 27 USD AMER 20/03/2010
Option Purchased 9,600 30 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 7,800 20 USD AMER 22/01/2011
Option Purchased 11,800 25 USD AMER 20/03/2010
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 6,600 26 USD AMER 19/12/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 4,700 30 USD AMER 19/06/2010
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 33,400 23 USD AMER 20/03/2010
Option Purchased 118,600 27 USD AMER 19/12/2009
Option Purchased 117,200 25 USD AMER 16/01/2010
Option Purchased 101,400 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 27,800 25 USD AMER 19/12/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 400 33 USD AMER 20/03/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 700 17.5 USD AMER 22/01/2011
Option Purchased 4,600 30 USD AMER 19/06/2010
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 1,000 35 USD AMER 21/01/2012
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 200 28 USD AMER 19/06/2010
Option Purchased 200 24 USD AMER 16/01/2010
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 2,800 29 USD AMER 19/06/2010
Option Purchased 123,000 25 USD AMER 22/01/2011
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,600 30 USD AMER 16/01/2010
Option Purchased 3,600 27.5 USD AMER 16/01/2010
Option Purchased 3,500 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 1,000 25 USD AMER 20/03/2010
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 2,700 28 USD AMER 19/06/2010
Option Purchased 2,600 25 USD AMER 19/06/2010
Option Purchased 2,400 31 USD AMER 19/06/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 1,100 22.5 USD AMER 22/01/2011
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 3,100 15 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk