Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 75,355,308 5.11% 522,829 0.04%
securities
(2) Derivatives 228,400 0.02% 737,758 0.05%
(other than
options)
(3) Options and 2,287,058 0.16% 1,114,600 0.08%
agreements to
purchase/sell
Total 77,870,766 5.28% 2,375,187 0.16%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 1,872 26.7750 USD
Purchase 8,028 26.7202 USD
Purchase 6,695 26.4500 USD
Purchase 322,485 26.4500 USD
Purchase 6,464 26.7202 USD
Purchase 25 26.7192 USD
Purchase 6,074 26.7202 USD
Purchase 3,323 26.7202 USD
Purchase 8,069 26.7037 USD
Purchase 1,952 26.7202 USD
Purchase 6,594 26.7037 USD
Purchase 1,296 26.4500 USD
Purchase 1,296 26.4500 USD
Purchase 1,155 26.7202 USD
Purchase 851 26.8500 USD
Purchase 757 26.7313 USD
Purchase 742 26.5000 USD
Purchase 540 26.7202 USD
Purchase 167 26.7178 USD
Purchase 2,424 26.7037 USD
Purchase 17,514 26.7202 USD
Purchase 150,367 26.7202 USD
Purchase 129,802 26.7202 USD
Purchase 58,428 26.8500 USD
Purchase 41,700 26.4560 USD
Purchase 40,415 26.7202 USD
Purchase 38,500 26.4543 USD
Purchase 23,559 26.7037 USD
Purchase 21,619 26.7202 USD
Purchase 20,356 26.7202 USD
Purchase 9,007 26.7202 USD
Purchase 15,973 26.7202 USD
Purchase 12,246 26.7202 USD
Purchase 10,705 26.7037 USD
Purchase 10,785 26.8500 USD
Purchase 10,809 26.7202 USD
Purchase 13,149 26.7202 USD
Purchase 13,546 26.7037 USD
Purchase 15,103 26.7037 USD
Sale 818 26.8500 USD
Sale 5,575 26.6255 USD
Sale 4,533 26.5006 USD
Sale 613 26.6682 USD
Sale 613 26.6682 USD
Sale 625 26.6682 USD
Sale 625 26.6682 USD
Sale 6,695 26.4500 USD
Sale 7,152 26.8500 USD
Sale 6,100 26.7048 USD
Sale 1,872 26.7283 USD
Sale 5,584 26.6255 USD
Sale 5,575 26.6255 USD
Sale 5,584 26.6255 USD
Sale 1,872 26.7750 USD
Sale 58,428 26.8500 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
call option writing 100 22.5 AMER 22/01/2009 4.95
call option writing 100 25 AMER 17/10/2009 2.15
call option writing 100 25 AMER 17/10/2009 2.25
call option writing 100 26 AMER 17/10/2009 0.975
call option writing 200 29 AMER 19/12/2009 0.45
call option writing 300 33 AMER 19/12/2009 0.45
call option writing 600 27.5 AMER 19/09/2009 0.125
call option writing 600 29 AMER 16/01/2010 0.45
call option writing 1200 35 AMER 22/01/2009 0.55
call option writing 8900 27.5 AMER 16/01/2010 0.125
call option writing 14200 35 AMER 22/01/2009 0.55
call option writing 14300 29 AMER 16/01/2010 0.45
call option writing 15230 30 AMER 16/01/2010 0.125
call option writing 19100 29 AMER 17/10/2009 0.975
call option writing 23470 25 AMER 16/01/2010 2.25
put option writing 100 24 AMER 19/12/2009 0.65
put option writing 100 25 AMER 22/01/2009 3.15
put option writing 300 23 AMER 20/03/2010 0.9
put option writing 400 27 AMER 17/10/2009 1.9
put option writing 500 24 AMER 17/10/2009 0.65
put option writing 1300 31 AMER 19/12/2009 5
put option writing 1900 26 AMER 19/12/2009 1.4
put option writing 17000 27.5 AMER 19/09/2009 1.15
put option writing 21100 26 AMER 17/10/2009 1.7
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 10 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -1,400 33.0000 AMER 20/03/2010
Option Purchased -2,900 32.0000 AMER 20/03/2010
Option Purchased -100 22.5000 AMER 19/09/2009
Option Purchased -200 31.0000 AMER 16/01/2010
Option Purchased -200 25.0000 AMER 17/10/2009
Option Purchased -600 26.0000 AMER 16/01/2010
Option Purchased -600 19.0000 AMER 19/12/2009
Option Purchased -800 12.5000 AMER 16/01/2010
Option Purchased 100 15.0000 AMER 19/12/2009
Option Purchased -1,300 31.0000 AMER 19/12/2009
Option Purchased 100 17.5000 AMER 22/01/2011
Option Purchased -1,500 45.0000 AMER 22/01/2011
Option Purchased -1,600 27.0000 AMER 20/03/2010
Option Purchased -1,800 26.0000 AMER 17/10/2009
Option Purchased -2,000 29.0000 AMER 20/03/2010
Option Purchased -2,100 15.0000 AMER 22/01/2011
Option Purchased -2,200 45.0000 AMER 16/01/2010
Option Purchased 900 27.0000 AMER 19/12/2009
Option Purchased -1,200 37.5000 AMER 16/01/2010
Option Purchased 400 28.0000 AMER 17/10/2009
Option Purchased 80,000 29.0000 AMER 18/09/2009
Option Purchased 800 33.0000 AMER 20/03/2010
Option Purchased 800 32.0000 AMER 17/10/2009
Option Purchased 800 19.0000 AMER 19/12/2009
Option Purchased 700 17.5000 AMER 16/01/2010
Option Purchased 600 23.0000 AMER 19/12/2009
Option Purchased 600 22.0000 AMER 19/12/2009
Option Purchased -100 37.5000 AMER 16/01/2010
Option Purchased 500 24.0000 AMER 17/10/2009
Option Purchased -2,900 29.0000 AMER 16/01/2010
Option Purchased 400 15.0000 AMER 19/12/2009
Option Purchased 300 35.0000 AMER 19/12/2009
Option Purchased 300 20.0000 AMER 19/12/2009
Option Purchased 200 26.0000 AMER 20/03/2010
Option Purchased 200 24.0000 AMER 16/01/2010
Option Purchased 200 24.0000 AMER 19/12/2009
Option Purchased 200 19.0000 AMER 19/09/2009
Option Purchased 500 30.0000 AMER 19/12/2009
Option Purchased -38,000 30.0000 AMER 16/01/2010
Option Purchased -2,200 40.0000 AMER 16/01/2010
Option Purchased -14,200 27.5000 AMER 16/01/2010
Option Purchased -15,200 35.0000 AMER 20/03/2010
Option Purchased -19,800 25.0000 AMER 19/12/2009
Option Purchased -24,100 27.0000 AMER 17/10/2009
Option Purchased -33,200 25.0000 AMER 22/01/2011
Option Purchased -36,200 30.0000 AMER 22/01/2011
Option Purchased -11,700 20.0000 AMER 22/01/2011
Option Purchased -37,400 35.0000 AMER 22/01/2011
Option Purchased -11,100 29.0000 AMER 20/03/2010
Option Purchased -51,700 22.5000 AMER 16/01/2010
Option Purchased -68,200 27.5000 AMER 19/09/2009
Option Purchased -105,500 26.0000 AMER 19/12/2009
Option Purchased -114,700 25.0000 AMER 16/01/2010
Option Purchased -150,200 29.0000 AMER 19/09/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 184,000 28.5545 EURO 23/09/2009
Option Purchased -36,300 30.0000 AMER 19/09/2009
Option Purchased -4,800 29.0000 AMER 16/01/2010
Option Purchased -3,000 31.0000 AMER 19/09/2009
Option Purchased -3,300 29.0000 AMER 17/10/2009
Option Purchased -3,400 40.0000 AMER 22/01/2011
Option Purchased -3,800 26.0000 AMER 19/12/2009
Option Purchased -3,900 30.0000 AMER 20/03/2010
Option Purchased -4,000 50.0000 AMER 22/01/2011
Option Purchased -4,300 24.0000 AMER 16/01/2010
Option Purchased -13,300 25.0000 AMER 19/12/2009
Option Purchased -4,800 31.0000 AMER 20/03/2010
Option Purchased 900 30.0000 AMER 17/10/2009
Option Purchased -4,900 25.0000 AMER 22/01/2011
Option Purchased -7,500 35.0000 AMER 16/01/2010
Option Purchased -7,600 22.5000 AMER 22/01/2011
Option Purchased -7,800 25.0000 AMER 19/09/2009
Option Purchased -9,300 26.0000 AMER 16/01/2010
Option Purchased -9,700 20.0000 AMER 16/01/2010
Option Purchased -10,400 40.0000 AMER 16/01/2010
Option Purchased -4,600 28.0000 AMER 20/03/2010
Option Purchased 11,400 15.0000 AMER 22/01/2011
Option Purchased 6,800 31.0000 AMER 17/10/2009
Option Purchased 32,200 23.0000 AMER 20/03/2010
Option Purchased 27,700 22.5000 AMER 19/09/2009
Option Purchased 27,600 20.0000 AMER 16/01/2010
Option Purchased 23,700 22.5000 AMER 16/01/2010
Option Purchased 23,100 30.0000 AMER 22/01/2011
Option Purchased 15,800 25.0000 AMER 17/10/2009
Option Purchased 36,600 27.5000 AMER 16/01/2010
Option Purchased 12,700 32.5000 AMER 16/01/2010
Option Purchased 38,200 25.0000 AMER 19/09/2009
Option Purchased 10,000 21.0000 AMER 19/09/2009
Option Purchased 9,700 28.0000 AMER 20/03/2010
Option Purchased 8,900 26.0000 AMER 19/09/2009
Option Purchased 8,400 25.0000 AMER 20/03/2010
Option Purchased 8,100 29.0000 AMER 17/10/2009
Option Purchased 7,400 35.0000 AMER 16/01/2010
Option Purchased 900 24.0000 AMER 19/09/2009
Option Purchased 14,800 20.0000 AMER 22/01/2011
Option Purchased 44,000 26.0000 AMER 16/01/2010
Option Purchased -25,000 25.0000 AMER 16/01/2010
Option Purchased 106,000 20.0000 AMER 16/01/2010
Option Purchased 70,000 26.0000 AMER 20/03/2010
Option Purchased 50,000 25.0000 AMER 22/01/2011
Option Purchased 11,500 25.0000 AMER 16/01/2010
Option Purchased 11,500 22.5000 AMER 16/01/2010
Option Purchased -80,000 29.0000 AMER 19/09/2009
Option Purchased 35,600 24.0000 AMER 19/09/2009
Option Purchased 44,000 29.0000 AMER 16/01/2010
Option Purchased 5,500 45.0000 AMER 16/01/2010
Option Purchased 20,000 25.0000 AMER 16/01/2010
Option Purchased 20,000 25.0000 AMER 16/01/2010
Option Purchased 94,100 29.0000 AMER 19/09/2009
Option Purchased 94,100 27.5000 AMER 19/09/2009
Option Purchased 196,500 30.0000 AMER 19/09/2009
Option Purchased 110,700 25.0000 AMER 16/01/2010
Option Purchased 40,100 27.5000 AMER 19/09/2009
Option Purchased -106,000 27.5000 AMER 16/01/2010
Option Purchased 1,500 26.0000 AMER 17/10/2009
Option Purchased 7,400 31.0000 AMER 20/03/2010
Option Purchased 2,200 24.0000 AMER 20/03/2010
Option Purchased 2,100 30.0000 AMER 17/10/2009
Option Purchased 2,000 28.0000 AMER 19/12/2009
Option Purchased 2,000 26.0000 AMER 20/03/2010
Option Purchased 1,700 35.0000 AMER 19/09/2009
Option Purchased 1,700 29.0000 AMER 19/12/2009
Option Purchased 2,400 30.0000 AMER 16/01/2010
Option Purchased 1,700 24.0000 AMER 20/03/2010
Option Purchased 2,400 35.0000 AMER 22/01/2011
Option Purchased 1,400 27.0000 AMER 17/10/2009
Option Purchased 1,100 31.0000 AMER 19/12/2009
Option Purchased 1,100 22.0000 AMER 19/12/2009
Option Purchased 1,000 25.0000 AMER 20/03/2010
Option Purchased 1,000 21.0000 AMER 19/12/2009
Option Purchased 900 33.0000 AMER 19/12/2009
Option Purchased 900 32.0000 AMER 20/03/2010
Option Purchased 1,700 27.0000 AMER 20/03/2010
Option Purchased 3,700 27.0000 AMER 19/12/2009
Option Purchased 5,500 20.0000 AMER 19/09/2009
Option Purchased 5,200 30.0000 AMER 20/03/2010
Option Purchased 4,800 29.0000 AMER 19/09/2009
Option Purchased 4,600 32.5000 AMER 19/09/2009
Option Purchased 4,200 28.0000 AMER 17/10/2009
Option Purchased 4,200 26.0000 AMER 19/09/2009
Option Purchased 4,100 33.0000 AMER 19/12/2009
Option Purchased 2,300 40.0000 AMER 22/01/2011
Option Purchased 3,900 28.0000 AMER 19/12/2009
Option Purchased 3,200 25.0000 AMER 16/01/2010
Option Purchased 3,700 23.0000 AMER 19/12/2009
Option Purchased 3,600 29.0000 AMER 19/12/2009
Option Purchased 3,500 32.0000 AMER 19/12/2009
Option Purchased 3,100 15.0000 AMER 16/01/2010
Option Purchased 2,900 30.0000 AMER 19/12/2009
Option Purchased 2,800 32.5000 AMER 16/01/2010
Option Purchased 2,700 22.5000 AMER 22/01/2011
Option Purchased 4,000 32.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk