Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 76,597,965 5.19% 679,437 0.05%
securities
(2) Derivatives 118,400 0.01% 682,758 0.05%
(other than
options)
(3) Options and 2,143,558 0.15% 1,131,700 0.08%
agreements to
purchase/sell
Total 78,859,923 5.35% 2,493,895 0.17%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 97 26.08
Purchase 269 26.2113 USD
Purchase 238 26.1 USD
Purchase 125 26.2113 USD
Purchase 107 26.2113 USD
Purchase 100 26.16 USD
Purchase 54 26.2383 USD
Purchase 9 26.2367 USD
Purchase 5,614 26.2122
Purchase 400 26.305
Purchase 314 26.27
Purchase 717 26.2113 USD
Purchase 1,400 26.29142857
Purchase 2,600 26.27088462
Purchase 200 26.25
Purchase 2,600 26.28
Purchase 2,400 26.27125
Purchase 9,400 26.27521277
Purchase 1,500 26.24933333
Purchase 5,400 26.1652 USD
Purchase 72 26.27
Purchase 1,850 26.2113 USD
Purchase 3,287 26.2113 USD
Purchase 3,001 26.2113 USD
Purchase 2,822 26.2158 USD
Purchase 2,567 26.2113 USD
Purchase 2,513 26.2158 USD
Purchase 2,469 26.2113 USD
Purchase 2,332 26.2113 USD
Purchase 1,910 26.14 USD
Purchase 700 26.1
Purchase 1,865 26.2158 USD
Purchase 413 26.2158 USD
Purchase 1,592 26.19 USD
Purchase 1,476 26.2158 USD
Purchase 1,419 26.1 USD
Purchase 1,319 26.2113 USD
Purchase 1,251 26.2113 USD
Purchase 1,230 26.2113 USD
Purchase 1,210 26.2158 USD
Purchase 765 26.2113 USD
Purchase 100 26.09
Purchase 1,869 26.2113 USD
Purchase 12,700 26.21577165
Purchase 200 26.1
Purchase 3,100 26.09903226
Purchase 1,600 26.090625
Purchase 1,900 26.09842105
Purchase 1,900 26.09957895
Purchase 300 26.1
Purchase 300 26.09
Purchase 200 26.09
Purchase 3,400 26.2597
Purchase 600 26.28
Purchase 100 26.07
Purchase 5,782 26.26702179
Purchase 1,900 26.24565263
Purchase 1,600 26.268125
Purchase 3,358 26.2570816
Purchase 4,100 26.26463415
Purchase 200 26.085
Purchase 9,112 26.1
Purchase 100 26.31
Purchase 3,300 26.22787879
Purchase 1,520 26.0768
Purchase 2,000 26.2515
Purchase 2,744 26.1715379
Purchase 2,173 26.19136677
Purchase 1,000 26.101
Purchase 19,300 26.21046632
Purchase 6,798 26.20606943
Purchase 14,047 26.20260907
Purchase 3,100 26.18709677
Purchase 400 26.095
Purchase 4,000 26.1
Purchase 1,600 26.1096875
Purchase 59,400 26.1762
Purchase 35,300 26.22909348
Purchase 151,600 26.17472955
Purchase 76 26.33
Purchase 1,220 26.2566
Purchase 31,490 26.2444
Purchase 1,375 26.25
Purchase 100 26.18
Purchase 476 26.1 USD
Purchase 20,700 26.17816425
Purchase 300 26.08
Purchase 4,000 26.24
Purchase 600 26.23
Purchase 400 26.21275
Purchase 18,612 26.14505695
Purchase 300 26.227
Purchase 300 26.251
Purchase 100 26.32
Purchase 58,288 26.1479241
Purchase 100 26.22
Purchase 100 26.091
Purchase 3,200 26.168125
Purchase 5,500 26.14381818
Purchase 5,000 26.15
Purchase 200 26.25
Purchase 200 26.195
Purchase 300 26.13
Purchase 5,452 26.2113 USD
Purchase 8,000 26.2546
Purchase 600 26.151
Purchase 100 26.34
Purchase 100 26.22
Purchase 300 26.31666667
Purchase 3,100 26.1339
Purchase 5,100 26.10833333
Purchase 100 26.19
Purchase 300 26.26
Purchase 22,398 26.2113 USD
Purchase 13,648 26.1 USD
Purchase 47,728 0.001 USD
Purchase 100 26.12
Purchase 3,300 26.2601
Purchase 1,900 26.10894737
Purchase 7,001 26.2158 USD
Purchase 1,200 26.1475
Purchase 5,728 26.1 USD
Purchase 18,325 26.2113 USD
Purchase 80 26.1
Purchase 500 26.276
Purchase 200 26.26
Purchase 5,728 26.1 USD
Purchase 220 26.18727273
Purchase 12,600 26.14428571
Purchase 481 26.1
Purchase 2,033 26.19756026
Purchase 1,400 26.25785714
Purchase 900 26.26333333
Purchase 22 26.08
Sale 3,000 26.242
Sale 9,600 26.165
Sale 1,400 26.24142857
Sale 9,220 26.24931562
Sale 9,690 26.24134159
Sale 1,175 26.25
Sale 28,500 26.12796491
Sale 100 26.12
Sale 200 26.125
Sale 1,700 26.24
Sale 300 26.12
Sale 3,800 26.24157895
Sale 200 26.15
Sale 15,600 26.24871795
Sale 500 26.27
Sale 425 26.2122
Sale 4,100 26.2395122
Sale 9,012 26.1
Sale 5,289 26.20970047
Sale 100 26.31
Sale 760 26.09960526
Sale 2,946 26.1
Sale 196,500 30
Sale 3,100 26.10290323
Sale 200 26.2105
Sale 100 26.26
Sale 5,100 26.25
Sale 2,300 26.09734783
Sale 600 26.14666667
Sale 700 26.14185714
Sale 1,100 26.09954545
Sale 8,800 26.1
Sale 200 26.215
Sale 700 26.14242857
Sale 2,000 26.299
Sale 4,576 26.24236888
Sale 900 26.25888889
Sale 600 26.239
Sale 200 26.1
Sale 3,200 26.1681
Sale 300 26.08
Sale 300 26.13
Sale 147 26.27
Sale 167 26.27
Sale 36 26.27
Sale 36 26.27
Sale 100 26.34
Sale 97 26.08
Sale 400 26.305
Sale 5,100 26.2472549
Sale 100 26.09
Sale 211 26.1 USD
Sale 2,900 26.26762069
Sale 100 26.19
Sale 4,814 26.2122
Sale 1,300 0.001 USD
Sale 1,592 26.19 USD
Sale 800 26.2122
Sale 24,000 26.2718
Sale 55,000 26.1893 USD
Sale 7,620 26.1 USD
Sale 3,700 26.3018 USD
Sale 3,100 26.13390323
Sale 409 26.1 USD
Sale 35,300 26.229093
Sale 1,520 26.07682237
Sale 200 26.1105
Sale 200 26.24
Sale 100 26.08
Sale 19,700 26.22913706
Sale 3,200 26.290625
Sale 100 26.25
Sale 12,937 26.2727518
Sale 100 26.22
Sale 3,100 26.1239
Sale 1,000 26.101
Sale 151,600 26.17473
Sale 2,400 26.25979167
Sale 300 26.08
Sale 200 26.27
Sale 300 26.24
Sale 7,372 26.20940586
Sale 3,600 26.21638889
Sale 400 26.26
Sale 14,400 26.18784722
Sale 400 26.12
Sale 600 26.2383
Sale 1,600 26.195
Sale 400 26.1
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 100 25 AMER 16/01/2010 3.25
Call Writing 100 27 AMER 17/10/2009 0.075
Call Writing 100 27.5 AMER 19/09/2009 0.075
Call Writing 100 28 AMER 20/03/2010 0.175
Call Writing 100 29 AMER 16/01/2010 0.006
Call Writing 100 30 AMER 16/01/2010 0.275
Call Writing 100 32 AMER 19/12/2009 1.18726710
Call Writing 200 22.5 AMER 16/01/2010 4.65
Call Writing 200 26 AMER 19/09/2009 0.475
Call Writing 200 29 AMER 19/12/2009 0.006
Call Writing 200 40 AMER 22/01/2011 0.175
Call Writing 300 24 AMER 20/03/2010 1.95
Call Writing 300 28 AMER 17/10/2009 0.175
Call Writing 500 27.5 AMER 16/01/2010 0.075
Call Writing 500 28 AMER 19/12/2009 0.175
Call Writing 800 27 AMER 19/12/2009 1.95
Call Writing 1600 26 AMER 20/03/2010 0.475
Call Writing 2000 26 AMER 17/10/2009 0.475
Call Writing 2500 26 AMER 19/12/2009 0.475
Call Writing 3000 25 AMER 19/09/2009 1.25
Put Writing 100 25 AMER 17/10/2009 1.25
Put Writing 100 27 AMER 20/03/2010 2.775
Put Writing 200 12.5 AMER 22/01/2011 6.44999999
Put Writing 200 22.5 AMER 22/01/2011 0.525
Put Writing 300 24 AMER 16/01/2010 0.725
Put Writing 300 27 AMER 17/10/2009 2.775
Put Writing 400 26 AMER 16/01/2010 1.8
Put Writing 700 28 AMER 19/12/2009 3.4
Put Writing 800 25 AMER 20/03/2010 1.95
Put Writing 1000 26 AMER 20/03/2010 1.5
Put Writing 1200 30 AMER 16/01/2010 4.9
Put Writing 1400 28 AMER 17/10/2009 3.4
Put Writing 2100 31 AMER 20/03/2010 5.1
Put Writing 7000 27.5 AMER 19/09/2009 1.4
Put Writing 13000 25 AMER 16/01/2010 1.8
Put Writing 39500 25 AMER 19/12/2009 3.25
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -1,500 27.0000 AMER 20/03/2010
Option Purchased -3,000 31.0000 AMER 19/09/2009
Option Purchased -400 27.0000 AMER 17/10/2009
Option Purchased -600 19.0000 AMER 19/12/2009
Option Purchased -800 27.0000 AMER 19/12/2009
Option Purchased -800 12.5000 AMER 16/01/2010
Option Purchased -1,200 37.5000 AMER 16/01/2010
Option Purchased -1,400 33.0000 AMER 20/03/2010
Option Purchased -200 26.0000 AMER 16/01/2010
Option Purchased -1,500 45.0000 AMER 22/01/2011
Option Purchased -200 31.0000 AMER 16/01/2010
Option Purchased -1,700 26.0000 AMER 20/03/2010
Option Purchased -2,000 29.0000 AMER 20/03/2010
Option Purchased -2,100 15.0000 AMER 22/01/2011
Option Purchased -2,200 45.0000 AMER 16/01/2010
Option Purchased -2,200 40.0000 AMER 16/01/2010
Option Purchased -2,900 32.0000 AMER 20/03/2010
Option Purchased 800 32.0000 AMER 17/10/2009
Option Purchased -1,400 28.0000 AMER 17/10/2009
Option Purchased 300 20.0000 AMER 19/12/2009
Option Purchased -150,600 29.0000 AMER 19/09/2009
Option Purchased 700 17.5000 AMER 16/01/2010
Option Purchased 600 23.0000 AMER 19/12/2009
Option Purchased 500 24.0000 AMER 17/10/2009
Option Purchased 500 22.0000 AMER 19/12/2009
Option Purchased 400 24.0000 AMER 19/12/2009
Option Purchased 400 15.0000 AMER 19/12/2009
Option Purchased -200 12.5000 AMER 22/01/2011
Option Purchased 300 25.0000 AMER 17/10/2009
Option Purchased -3,200 31.0000 AMER 19/12/2009
Option Purchased 200 24.0000 AMER 16/01/2010
Option Purchased 200 19.0000 AMER 19/09/2009
Option Purchased 200 17.5000 AMER 22/01/2011
Option Purchased 100 15.0000 AMER 19/12/2009
Option Purchased -100 37.5000 AMER 16/01/2010
Option Purchased -100 26.0000 AMER 19/12/2009
Option Purchased -100 22.5000 AMER 19/09/2009
Option Purchased 300 35.0000 AMER 19/12/2009
Option Purchased -37,300 35.0000 AMER 22/01/2011
Option Purchased -2,900 29.0000 AMER 16/01/2010
Option Purchased -13,900 27.5000 AMER 16/01/2010
Option Purchased -15,200 35.0000 AMER 20/03/2010
Option Purchased -19,800 25.0000 AMER 19/12/2009
Option Purchased -25,000 25.0000 AMER 16/01/2010
Option Purchased -28,400 27.0000 AMER 17/10/2009
Option Purchased -33,200 25.0000 AMER 22/01/2011
Option Purchased -11,700 20.0000 AMER 22/01/2011
Option Purchased -37,000 30.0000 AMER 22/01/2011
Option Purchased -11,100 29.0000 AMER 20/03/2010
Option Purchased -37,900 30.0000 AMER 16/01/2010
Option Purchased -41,400 22.5000 AMER 16/01/2010
Option Purchased -75,900 27.5000 AMER 19/09/2009
Option Purchased -80,000 29.0000 AMER 19/09/2009
Option Purchased -101,300 25.0000 AMER 16/01/2010
Option Purchased -106,000 27.5000 AMER 16/01/2010
Option Purchased -108,600 26.0000 AMER 19/12/2009
Option Purchased -36,300 30.0000 AMER 19/09/2009
Option Purchased -7,400 30.0000 AMER 19/12/2009
Option Purchased -3,300 29.0000 AMER 17/10/2009
Option Purchased -3,600 40.0000 AMER 22/01/2011
Option Purchased -3,900 24.0000 AMER 16/01/2010
Option Purchased -4,000 50.0000 AMER 22/01/2011
Option Purchased -4,900 29.0000 AMER 16/01/2010
Option Purchased -6,000 26.0000 AMER 17/10/2009
Option Purchased -6,500 28.0000 AMER 19/12/2009
Option Purchased -12,100 25.0000 AMER 19/09/2009
Option Purchased -7,000 28.0000 AMER 20/03/2010
Option Purchased 800 33.0000 AMER 20/03/2010
Option Purchased -7,800 22.5000 AMER 22/01/2011
Option Purchased -7,900 35.0000 AMER 16/01/2010
Option Purchased -8,500 25.0000 AMER 22/01/2011
Option Purchased -9,000 26.0000 AMER 16/01/2010
Option Purchased -9,500 30.0000 AMER 20/03/2010
Option Purchased -9,700 20.0000 AMER 16/01/2010
Option Purchased -10,400 40.0000 AMER 16/01/2010
Option Purchased -6,900 31.0000 AMER 20/03/2010
Option Purchased 10,100 26.0000 AMER 17/10/2009
Option Purchased 6,800 31.0000 AMER 17/10/2009
Option Purchased 20,000 25.0000 AMER 16/01/2010
Option Purchased 20,000 25.0000 AMER 16/01/2010
Option Purchased 15,700 25.0000 AMER 17/10/2009
Option Purchased 14,800 20.0000 AMER 22/01/2011
Option Purchased 12,700 32.5000 AMER 16/01/2010
Option Purchased 11,500 25.0000 AMER 16/01/2010
Option Purchased 23,200 22.5000 AMER 16/01/2010
Option Purchased 11,400 15.0000 AMER 22/01/2011
Option Purchased 27,600 20.0000 AMER 16/01/2010
Option Purchased 10,000 21.0000 AMER 19/09/2009
Option Purchased 9,900 25.0000 AMER 20/03/2010
Option Purchased 9,800 28.0000 AMER 20/03/2010
Option Purchased 9,700 26.0000 AMER 19/09/2009
Option Purchased 8,100 29.0000 AMER 17/10/2009
Option Purchased 7,400 35.0000 AMER 16/01/2010
Option Purchased 800 19.0000 AMER 19/12/2009
Option Purchased 11,500 22.5000 AMER 16/01/2010
Option Purchased 44,000 29.0000 AMER 16/01/2010
Option Purchased 184,000 28.5545 EURO 23/09/2009
Option Purchased 80,000 29.0000 AMER 18/09/2009
Option Purchased 110,400 25.0000 AMER 16/01/2010
Option Purchased 106,000 20.0000 AMER 16/01/2010
Option Purchased 94,100 29.0000 AMER 19/09/2009
Option Purchased 94,100 27.5000 AMER 19/09/2009
Option Purchased 70,000 26.0000 AMER 20/03/2010
Option Purchased 23,100 30.0000 AMER 22/01/2011
Option Purchased 46,500 27.5000 AMER 19/09/2009
Option Purchased 5,500 45.0000 AMER 16/01/2010
Option Purchased 44,000 26.0000 AMER 16/01/2010
Option Purchased 39,900 25.0000 AMER 19/09/2009
Option Purchased 39,500 25.0000 AMER 19/12/2009
Option Purchased 35,600 24.0000 AMER 19/09/2009
Option Purchased 34,900 27.5000 AMER 16/01/2010
Option Purchased 32,400 23.0000 AMER 20/03/2010
Option Purchased 27,700 22.5000 AMER 19/09/2009
Option Purchased 50,000 25.0000 AMER 22/01/2011
Option Purchased 1,200 25.0000 AMER 20/03/2010
Option Purchased 7,300 31.0000 AMER 20/03/2010
Option Purchased 2,400 35.0000 AMER 22/01/2011
Option Purchased 2,300 40.0000 AMER 22/01/2011
Option Purchased 2,300 24.0000 AMER 20/03/2010
Option Purchased 2,100 30.0000 AMER 17/10/2009
Option Purchased 1,700 35.0000 AMER 19/09/2009
Option Purchased 1,700 29.0000 AMER 19/12/2009
Option Purchased 2,800 32.5000 AMER 16/01/2010
Option Purchased 1,400 24.0000 AMER 20/03/2010
Option Purchased 2,900 30.0000 AMER 19/12/2009
Option Purchased 1,100 31.0000 AMER 19/12/2009
Option Purchased 1,100 22.0000 AMER 19/12/2009
Option Purchased 1,000 21.0000 AMER 19/12/2009
Option Purchased 900 33.0000 AMER 19/12/2009
Option Purchased 900 32.0000 AMER 20/03/2010
Option Purchased 900 30.0000 AMER 17/10/2009
Option Purchased 900 24.0000 AMER 19/09/2009
Option Purchased 1,700 27.0000 AMER 20/03/2010
Option Purchased 3,700 23.0000 AMER 19/12/2009
Option Purchased 5,500 30.0000 AMER 20/03/2010
Option Purchased 5,500 20.0000 AMER 19/09/2009
Option Purchased 4,800 29.0000 AMER 19/09/2009
Option Purchased 4,600 32.5000 AMER 19/09/2009
Option Purchased 4,500 28.0000 AMER 17/10/2009
Option Purchased 4,200 26.0000 AMER 19/09/2009
Option Purchased 4,100 33.0000 AMER 19/12/2009
Option Purchased 2,700 27.0000 AMER 19/12/2009
Option Purchased 3,800 29.0000 AMER 19/12/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 3,600 28.0000 AMER 19/12/2009
Option Purchased 3,600 22.5000 AMER 22/01/2011
Option Purchased 3,500 32.0000 AMER 19/12/2009
Option Purchased 3,200 25.0000 AMER 16/01/2010
Option Purchased 3,100 15.0000 AMER 16/01/2010
Option Purchased 3,000 26.0000 AMER 20/03/2010
Option Purchased 2,900 30.0000 AMER 16/01/2010
Option Purchased 3,900 32.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk