Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 76,458,236 5.18% 320,271 0.02%
securities
(2) Derivatives 118,400 0.01% 682,758 0.05%
(other than
options)
(3) Options and 2,237,258 0.15% 1,183,700 0.08%
agreements to
purchase/sell
Total 78,813,894 5.34% 2,186,729 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 200 26.08
Purchase 20 26.09
Purchase 1,500 26.091
Purchase 700 26.11
Purchase 500 26.082
Purchase 1,900 26.07
Purchase 3,100 26.09366774
Purchase 3,900 26.10448718
Purchase 15,400 26.10019481
Purchase 200 26.12
Purchase 21,446 26.10349296
Purchase 129 26.13224806
Purchase 700 26.11
Purchase 700 26.10994286
Purchase 150 26.11
Purchase 44,700 26.09868009
Purchase 14,200 26.09922535
Purchase 6,200 26.10983871
Purchase 2,900 26.11
Purchase 8,300 26.10493976
Purchase 9,700 26.10833814
Purchase 792 26.09747475
Purchase 2,500 26.0936
Purchase 2,900 26.09137931
Purchase 24,300 26.0804716
Purchase 3,000 26.084
Purchase 1,100 26.11954545
Purchase 300 26.07
Purchase 19,800 26.09579192
Purchase 3,700 26.0525
Purchase 400 26.06
Purchase 1,000 26.056
Purchase 300 26.091
Purchase 200 26.055
Purchase 4,618 26.08
Purchase 1,000 26.0548
Purchase 11,062 26.10005876
Purchase 2,500 26.1012
Purchase 2,500 26.1
Purchase 59,320 26.10403776
Purchase 200 26.026
Purchase 2,200 26.09318182
Purchase 300 26.07
Purchase 1,000 26.106
Purchase 2,400 26.05375
Purchase 517 26.090967
Purchase 5,600 26.10892857
Purchase 800 26.10875
Purchase 1,493 26.1138781
Purchase 3,500 26.10331429
Purchase 400 26.09
Purchase 2,800 26.11642857
Purchase 1,100 26.10909091
Purchase 1,400 26.10071429
Purchase 4,900 26.09391837
Purchase 497 26.08
Purchase 3,050 26.0992
Purchase 1,200 26.0962
Purchase 15,300 26.09787582
Purchase 10,005 26.10433583
Purchase 2,200 26.10045455
Purchase 4,700 26.10489362
Purchase 10,700 26.10121495
Purchase 2,500 26.0924
Purchase 5,395 26.10460612
Purchase 5,700 26.10666667
Purchase 500 26.112
Purchase 507 26.08
Purchase 300 26.09
Purchase 121 26.12826446
Purchase 4,300 26.1027907
Purchase 400 26.11
Purchase 2,690 26.09287286
Purchase 1,600 26.1253
Purchase 2,420 26.09
Purchase 600 26.09
Purchase 100 26.09
Purchase 120 26.09
Purchase 352 26.1189
Purchase 100 26.09
Purchase 1,600 26.1075
Purchase 600 26.09
Purchase 500 26.09
Purchase 3,400 26.08
Purchase 1,100 26.08627273
Purchase 100 26.07
Purchase 100 26.09
Purchase 400 26.095
Purchase 200 26.075
Purchase 200 26.12
Purchase 100 26.09
Purchase 1,691 26.1007 USD
Purchase 3,279 26.1007 USD
Purchase 3,200 26.1141 USD
Purchase 2,800 26.09810714
Purchase 2,506 26.1054 USD
Purchase 14,000 26.08128571
Purchase 2,370 26.1007 USD
Purchase 2,279 26.1030 USD
Purchase 2,235 26.1007 USD
Purchase 1,996 26.1054 USD
Purchase 714 26.0800 USD
Purchase 1,718 26.1007 USD
Purchase 4,545 26.1007 USD
Purchase 1,476 26.1054 USD
Purchase 1,337 26.0800 USD
Purchase 1,311 26.0800 USD
Purchase 1,302 26.1007 USD
Purchase 1,192 26.1054 USD
Purchase 1,169 26.1007 USD
Purchase 1,100 26.1030 USD
Purchase 770 26.1007 USD
Purchase 765 26.1030 USD
Purchase 1,760 26.1007 USD
Purchase 200 26.15
Purchase 1,200 26.10166667
Purchase 19,360 26.13248148
Purchase 900 26.03855556
Purchase 700 26.05928571
Purchase 800 26.1075
Purchase 800 26.119625
Purchase 300 26.12
Purchase 300 26.14
Purchase 16,600 26.12583133
Purchase 3,425 26.1007 USD
Purchase 100 26.13
Purchase 3,889 26.1007 USD
Purchase 28,225 26.1007 USD
Purchase 25,748 26.0800 USD
Purchase 23,504 26.1007 USD
Purchase 16,562 26.0800 USD
Purchase 12,927 26.1100 USD
Purchase 7,918 26.1007 USD
Purchase 7,000 26.0988 USD
Purchase 5,544 26.1054 USD
Purchase 5,089 26.0800 USD
Purchase 2,429 26.0800 USD
Purchase 100 26.09
Purchase 334 26.1030 USD
Purchase 300 26.10333333
Purchase 100 26.13
Purchase 125 26.1007 USD
Purchase 151 26.1007 USD
Purchase 100 26.07
Purchase 351 26.1007 USD
Purchase 100 26.09
Purchase 8,400 26.08261905
Purchase 436 26.1054 USD
Purchase 626 26.0800 USD
Purchase 708 26.1030 USD
Purchase 2,550 26.1054 USD
Purchase 800 26.0875
Sale 6,600 26.08954545
Sale 9,546 26.09890844
Sale 13,700 26.10416058
Sale 200 26.13
Sale 24,275 26.0800 USD
Sale 3,654 26.09284072
Sale 3,600 26.14
Sale 200 26.07
Sale 2,200 26.13090909
Sale 7,566 26.08
Sale 16,900 26.1031
Sale 6,100 26.09336066
Sale 100 26.14
Sale 700 26.13285714
Sale 5,400 26.08055556
Sale 25,748 26.0800 USD
Sale 200 26.17
Sale 1,700 26.08
Sale 800 26.039
Sale 9,500 26.08715789
Sale 100 26.13
Sale 1,700 26.1
Sale 6,400 26.1390625
Sale 10,722 26.11
Sale 100 26.13
Sale 7,700 26.0538
Sale 4,618 26.08
Sale 1,200 26.1125
Sale 100 26.09
Sale 100 26.035
Sale 700 26.05928571
Sale 800 26.0975
Sale 17,400 26.12554598
Sale 400 26.11
Sale 517 26.09096712
Sale 500 26.144
Sale 497 26.08
Sale 9,100 26.10130769
Sale 200 26.08
Sale 3,400 26.10352941
Sale 9,700 26.09710928
Sale 600 26.0985
Sale 152 26.12342105
Sale 5,063 26.09651195
Sale 100 26.101
Sale 200 26.1155
Sale 300 26.09333333
Sale 10,100 26.14222772
Sale 369 26.0992
Sale 20,337 26.10193047
Sale 2,681 26.0992
Sale 400 26.10075
Sale 18,900 26.10169312
Sale 2,200 26.09272727
Sale 40,000 26.1074
Sale 2,200 26.12
Sale 500 26.11
Sale 41,800 26.09741627
Sale 100 26.11
Sale 100 26.11
Sale 300 26.07
Sale 91 26.1100 USD
Sale 14,200 26.099225
Sale 2,300 26.08121739
Sale 99 26.1100 USD
Sale 100 26.11
Sale 14,496 26.09314018
Sale 9,100 26.10457143
Sale 2,000 26.092
Sale 400 26.0975 USD
Sale 3,050 26.0992
Sale 5,100 26.10254902
Sale 8,136 26.12405605
Sale 7,900 26.1011519
Sale 150 26.12333333
Sale 500 26.082
Sale 700 26.11
Sale 350 26.10428571
Sale 820 26.08609756
Sale 100 26.08
Sale 4,984 26.08636035
Sale 2,400 26.09958333
Sale 100 26.1
Sale 1,200 26.08833333
Sale 400 26.08
Sale 200 26.085
Sale 5,520 26.09652174
Sale 6,110 26.0800 USD
Sale 5,900 26.10474576
Sale 4,900 26.08
Sale 3,835 26.10995828
Sale 4,346 26.0800 USD
Sale 2,420 26.09
Sale 920 26.09
Sale 5,900 26.09071186
Sale 27 26.1
Sale 21,372 26.0800 USD
Sale 100 26.12
Sale 100 26.04
Sale 100 26.041
Sale 1,590 26.12025157
Sale 11,350 26.10392775
Sale 7,350 26.11564626
Sale 1,100 26.09909091
Sale 3,055 26.0800 USD
Sale 2,962 26.0800 USD
Sale 2,500 26.0896
Sale 1,200 26.05
Sale 1,300 26.09769231
Sale 1,500 26.09
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call optio Writing 100 22 AMER 01/03/2010 4.3
Call optio Writing 100 25 AMER 01/12/2009 1.85
Call optio Writing 100 26 AMER 01/09/2009 0.25
Call optio Writing 100 26 AMER 01/03/2010 1.7
Call optio Writing 100 27 AMER 01/03/2010 1.2
Call optio Writing 100 27.5 AMER 01/09/2009 0.03
Call optio Writing 100 28 AMER 01/03/2010 0.9
Call optio Writing 100 29 AMER 01/03/2010 0.7
Call optio Writing 100 30 AMER 01/01/2011 1.3
Call optio Writing 200 28 AMER 01/10/2009 0.13
Call optio Writing 300 26 AMER 01/09/2009 0.35
Call optio Writing 300 26 AMER 01/03/2010 1.65
Call optio Writing 400 26 AMER 01/12/2009 1.25
Call optio Writing 700 22.5 AMER 01/01/2010 3.7
Call optio Writing 700 26 AMER 01/01/2010 1.4
Call optio Writing 800 26 AMER 01/01/2010 1.4
Call optio Writing 1100 28 AMER 01/12/2009 0.53
Call optio Writing 1200 22.5 AMER 01/01/2010 3.7
Call optio Writing 1400 22.5 AMER 01/01/2010 3.7
Call optio Writing 1700 22.5 AMER 01/01/2010 3.7
Call optio Writing 2800 22.5 AMER 01/01/2010 3.7
Call optio Writing 3700 27 AMER 01/10/2009 0.3
Call optio Writing 5100 22.5 AMER 01/01/2010 3.7
Call optio Writing 5600 22.5 AMER 01/01/2010 3.7
Call optio Writing 6500 22.5 AMER 01/01/2010 3.6
Call optio Writing 9500 22.5 AMER 01/01/2010 3.7
Call optio Writing 24900 22.5 AMER 01/01/2010 3.6
Put option Writing 100 25 AMER 01/12/2009 0.95
Put option Writing 100 28 AMER 01/10/2009 2.3
Put option Writing 100 33 AMER 01/03/2010 7.6
Put option Writing 200 20 AMER 01/01/2010 0.2
Put option Writing 200 27 AMER 01/12/2009 1.95
Put option Writing 200 28 AMER 01/10/2009 2.3
Put option Writing 200 35 AMER 01/01/2011 10.4
Put option Writing 300 25 AMER 01/12/2009 0.95
Put option Writing 300 25 AMER 01/01/2011 3.2
Put option Writing 300 28 AMER 01/10/2009 2.2
Put option Writing 300 28 AMER 01/10/2009 2.25
Put option Writing 300 28 AMER 01/10/2009 2.35
Put option Writing 300 33 AMER 01/03/2010 7.6
Put option Writing 600 25 AMER 01/01/2010 1.25
Put option Writing 800 26 AMER 01/01/2010 1.7
Put option Writing 900 28 AMER 01/10/2009 2.35
Put option Writing 2500 30 AMER 01/01/2011 6.4
Put option Writing 2700 32 AMER 01/03/2010 6.7
Put option Writing 4400 30 AMER 01/03/2010 4.9
Put option Writing 16500 25 AMER 01/01/2010 1.3
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -3,600 40 AMER 22/01/2011
Option Purchased -600 22.5 AMER 19/09/2009
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 27 AMER 19/12/2009
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -1,400 26 AMER 20/03/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -1,600 27 AMER 20/03/2010
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,800 33 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -3,000 31 AMER 19/09/2009
Option Purchased -150,600 29 AMER 19/09/2009
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased 200 24 AMER 16/01/2010
Option Purchased 800 19 AMER 19/12/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 23 AMER 19/12/2009
Option Purchased 500 24 AMER 19/12/2009
Option Purchased 500 22 AMER 19/12/2009
Option Purchased 400 15 AMER 19/12/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased -400 27 AMER 17/10/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased -3,900 24 AMER 16/01/2010
Option Purchased 200 19 AMER 19/09/2009
Option Purchased 200 17.5 AMER 22/01/2011
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 26 AMER 19/12/2009
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased 300 25 AMER 17/10/2009
Option Purchased -37,300 35 AMER 22/01/2011
Option Purchased -3,200 31 AMER 19/12/2009
Option Purchased -16,100 25 AMER 19/09/2009
Option Purchased -16,300 35 AMER 20/03/2010
Option Purchased -19,900 25 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -28,800 25 AMER 22/01/2011
Option Purchased -33,300 27 AMER 17/10/2009
Option Purchased -13,900 27.5 AMER 16/01/2010
Option Purchased -37,200 30 AMER 22/01/2011
Option Purchased -12,100 26 AMER 17/10/2009
Option Purchased -37,900 30 AMER 16/01/2010
Option Purchased -41,400 22.5 AMER 16/01/2010
Option Purchased -80,000 29 AMER 19/09/2009
Option Purchased -83,800 27.5 AMER 19/09/2009
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -108,200 26 AMER 19/12/2009
Option Purchased -117,200 25 AMER 16/01/2010
Option Purchased -36,300 30 AMER 19/09/2009
Option Purchased -7,900 22.5 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -4,000 28 AMER 17/10/2009
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,900 29 AMER 16/01/2010
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -6,500 28 AMER 19/12/2009
Option Purchased -7,000 28 AMER 20/03/2010
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -7,900 35 AMER 16/01/2010
Option Purchased 800 33 AMER 20/03/2010
Option Purchased -8,200 25 AMER 22/01/2011
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -9,700 20 AMER 16/01/2010
Option Purchased -10,300 26 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -11,300 29 AMER 20/03/2010
Option Purchased -11,700 20 AMER 22/01/2011
Option Purchased -7,400 30 AMER 19/12/2009
Option Purchased 11,100 28 AMER 20/03/2010
Option Purchased 800 26 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 15,800 25 AMER 17/10/2009
Option Purchased 14,900 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 11,400 15 AMER 22/01/2011
Option Purchased 27,700 22.5 AMER 19/09/2009
Option Purchased 10,000 21 AMER 19/09/2009
Option Purchased 9,900 25 AMER 20/03/2010
Option Purchased 9,500 26 AMER 19/09/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,300 31 AMER 20/03/2010
Option Purchased 6,800 31 AMER 17/10/2009
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 47,100 27.5 AMER 19/09/2009
Option Purchased 184,000 28.5545 EURO 23/09/2009
Option Purchased 80,000 29 AMER 18/09/2009
Option Purchased 120,500 22.5 AMER 16/01/2010
Option Purchased 110,400 25 AMER 16/01/2010
Option Purchased 106,000 20 AMER 16/01/2010
Option Purchased 94,100 29 AMER 19/09/2009
Option Purchased 94,100 27.5 AMER 19/09/2009
Option Purchased 25,600 30 AMER 22/01/2011
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 5,500 20 AMER 19/09/2009
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 40,300 25 AMER 19/12/2009
Option Purchased 39,900 25 AMER 19/09/2009
Option Purchased 35,600 24 AMER 19/09/2009
Option Purchased 35,000 27.5 AMER 16/01/2010
Option Purchased 32,400 23 AMER 20/03/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 1,100 22 AMER 19/12/2009
Option Purchased 2,300 40 AMER 22/01/2011
Option Purchased 2,300 24 AMER 20/03/2010
Option Purchased 2,100 30 AMER 17/10/2009
Option Purchased 1,800 27 AMER 20/03/2010
Option Purchased 1,700 35 AMER 19/09/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,400 24 AMER 20/03/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 1,000 26 AMER 17/10/2009
Option Purchased 1,000 21 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 900 24 AMER 19/09/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 1,200 25 AMER 20/03/2010
Option Purchased 3,700 23 AMER 19/12/2009
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 4,800 29 AMER 19/09/2009
Option Purchased 4,600 32.5 AMER 19/09/2009
Option Purchased 4,300 30 AMER 19/12/2009
Option Purchased 4,200 26 AMER 19/09/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,900 28 AMER 17/10/2009
Option Purchased 2,400 28 AMER 19/12/2009
Option Purchased 3,800 29 AMER 19/12/2009
Option Purchased 2,600 35 AMER 22/01/2011
Option Purchased 3,600 22.5 AMER 22/01/2011
Option Purchased 3,500 32 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 26 AMER 20/03/2010
Option Purchased 2,900 30 AMER 16/01/2010
Option Purchased 2,900 27 AMER 19/12/2009
Option Purchased 5,500 30 AMER 20/03/2010
Option Purchased 3,800 32 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk