Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 76,268,726 5.17% 376,271 0.03%
securities
(2) Derivatives 118,400 0.01% 682,758 0.05%
(other than
options)
(3) Options and 2,193,058 0.15% 1,198,200 0.08%
agreements to
purchase/sell
Total 78,580,184 5.33% 2,257,229 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 4,731 26.56210526
Purchase 600 26.545
Purchase 300 26.61333333
Purchase 230 26.2998
Purchase 400 26.5
Purchase 384 26.56
Purchase 1,200 26.558325
Purchase 17,369 26.56537452
Purchase 1,000 26.648
Purchase 24,832 26.58210253
Purchase 26,300 26.57927757
Purchase 53,298 26.5853
Purchase 100 26.58
Purchase 100 26.5
Purchase 78 26.56
Purchase 2,200 26.50090909
Purchase 12,500 26.64
Purchase 121 26.5712
Purchase 74 26.5712
Purchase 27 26.5712
Purchase 100 26.62
Purchase 100 26.56
Purchase 100 26.58
Purchase 300 26.42
Purchase 74 26.5712
Purchase 3,950 26.63880253
Purchase 600 26.64
Purchase 4,300 26.64
Purchase 1,300 26.63307692
Purchase 12,400 26.64
Purchase 100 26.66
Purchase 6,200 26.55758065
Purchase 26 26.56
Purchase 47,554 26.52
Purchase 1,000 26.599
Purchase 3,400 26.63205882
Purchase 1,400 26.59142857
Purchase 1,100 26.57272727
Purchase 552 26.5712
Purchase 7,800 26.52
Purchase 200 26.45
Purchase 6,280 26.60929936
Purchase 24,900 26.5782
Purchase 12,640 26.52
Purchase 3,753 26.27
Purchase 1,051 26.5674
Purchase 1,000 26.5682
Purchase 381 26.52
Purchase 167 26.56287425
Purchase 200 26.55
Purchase 100 26.54
Purchase 200 26.56
Purchase 700 26.58714286
Purchase 2,000 26.563
Purchase 1,500 26.56466667
Purchase 80,921 26.45
Purchase 4,788 26.57015038
Purchase 121 26.5712
Purchase 800 26.5575
Purchase 27 26.5712
Purchase 100 26.58
Purchase 10,000 26.577
Purchase 600 26.60666667
Purchase 2,777 26.5717969
Purchase 5,500 26.47604545
Purchase 12,740 26.52012559
Purchase 2,100 26.5447619
Purchase 320 26.60578125
Purchase 2,600 26.64
Purchase 195 26.72
Purchase 200 26.55
Purchase 300 26.59666667
Purchase 100 26.56
Purchase 500 26.4872
Purchase 100 26.68
Purchase 400 26.726
Purchase 13,328 26.62534814
Purchase 12,100 26.58813967
Purchase 300 26.56
Purchase 1,100 26.58817273
Purchase 2,000 26.52
Purchase 200 26.545
Purchase 1,300 26.55269231
Purchase 100 26.56
Purchase 500 26.652
Purchase 300 26.61666667
Purchase 1,400 26.58642857
Purchase 1,000 26.576
Purchase 200 26.545
Purchase 384 26.56
Purchase 200 26.59
Purchase 200 26.6
Purchase 600 26.58333333
Sale 900 26.57888889
Sale 1,000 26.593
Sale 9,073 26.52
Sale 5,100 26.56666667
Sale 300 26.61666667
Sale 80,921 26.45003262
Sale 30,620 26.58901359
Sale 240 26.55166667
Sale 1,700 26.52
Sale 400 26.5325
Sale 200 26.57
Sale 100 26.51
Sale 3,000 26.54466667
Sale 43,385 26.53536744
Sale 300 26.49
Sale 1,077 26.59239313
Sale 800 26.54
Sale 200 26.64
Sale 267 26.52
Sale 100 26.56
Sale 600 26.52
Sale 300 26.56
Sale 1,192 26.52
Sale 1,203 26.5726
Sale 1,297 26.5726
Sale 2,200 26.5688
Sale 5,392 26.52
Sale 5,728 26.52
Sale 121 26.5712
Sale 100 26.585
Sale 100 26.49
Sale 114,364 26.52
Sale 222 26.45
Sale 145 26.58
Sale 100 26.57
Sale 1,500 26.52
Sale 27 26.5712
Sale 600 26.53666667
Sale 12,700 26.52
Sale 100 26.6
Sale 900 26.59333333
Sale 400 26.57
Sale 7,355 26.27
Sale 1,900 26.56263158
Sale 3,610 26.6068144
Sale 100 26.51
Sale 3,887 26.60104193
Sale 600 26.62666667
Sale 200 26.59
Sale 100 26.27
Sale 384 26.56
Sale 100 26.66
Sale 1,715 26.57914869
Sale 4,400 26.55909091
Sale 2,000 26.52
Sale 200 26.6
Sale 3,628 26.6645
Sale 12,400 26.64
Sale 23,100 26.63999004
Sale 500 26.66
Sale 150 26.55
Sale 400 26.5712
Sale 3,800 26.60739474
Sale 1,600 26.57875
Sale 200 26.545
Sale 2,000 26.6395
Sale 148 26.5712
Sale 152 26.5712
Sale 5,500 26.47604545
Sale 2,698 26.64
Sale 14,618 26.54691613
Sale 3,455 26.46386397
Sale 19,467 26.56364052
Sale 1,200 26.73
Sale 17,870 26.27
Sale 100 26.55
Sale 3,300 26.52006364
Sale 300 26.42
Sale 100 26.52
Sale 900 26.52
Sale 71,698 26.56946847
Sale 3,600 26.57527778
Sale 47,598 26.58382243
Sale 2,000 26.563
Sale 100 26.58
Sale 100 26.5
Sale 12,500 26.6203
Sale 4,600 26.52
Sale 500 26.652
Sale 7,745 26.56745771
Sale 12,000 26.58716667
Sale 8,831 26.56527913
Sale 1,600 26.581225
Sale 2,300 26.59391304
Sale 7,700 26.52
Sale 3,002 26.56003997
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 100 25 AMER 01/09/2009 1.55
Call Writing 100 25 AMER 01/09/2009 1.65
Call Writing 100 26 AMER 01/09/2009 0.35
Call Writing 100 26 AMER 01/09/2009 0.6
Call Writing 100 26 AMER 01/09/2009 0.65
Call Writing 100 26 AMER 01/10/2009 0.9
Call Writing 100 26 AMER 01/03/2010 1.9
Call Writing 100 27 AMER 01/10/2009 0.4
Call Writing 100 27.5 AMER 01/01/2010 0.95
Call Writing 100 27.5 AMER 01/01/2010 0.97
Call Writing 100 27.5 AMER 01/01/2010 1
Call Writing 100 28 AMER 01/12/2009 0.6
Call Writing 100 30 AMER 01/12/2009 0.2
Call Writing 100 30 AMER 01/01/2010 0.3
Call Writing 100 30 AMER 01/03/2010 0.55
Call Writing 100 30 AMER 01/01/2011 1.45
Call Writing 100 31 AMER 01/03/2010 0.4
Call Writing 100 33 AMER 01/03/2010 0.2
Call Writing 200 24 AMER 01/12/2009 2.9
Call Writing 200 25 AMER 01/01/2010 2.15
Call Writing 200 26 AMER 01/09/2009 0.6
Call Writing 200 26 AMER 01/09/2009 0.76
Call Writing 200 26 AMER 01/10/2009 0.8
Call Writing 200 27 AMER 01/10/2009 0.3
Call Writing 200 27 AMER 01/12/2009 0.89999999
Call Writing 200 27.5 AMER 01/01/2010 0.9
Call Writing 200 30 AMER 01/12/2009 0.2
Call Writing 200 30 AMER 01/01/2011 1.4
Call Writing 200 35 AMER 01/01/2010 0.04
Call Writing 300 26 AMER 01/09/2009 0.65
Call Writing 300 27.5 AMER 01/01/2010 0.9
Call Writing 300 27.5 AMER 01/01/2010 1
Call Writing 400 26 AMER 01/09/2009 0.55
Call Writing 400 26 AMER 01/10/2009 0.9
Call Writing 400 28 AMER 01/12/2009 0.6
Call Writing 400 30 AMER 01/03/2010 0.55
Call Writing 500 26 AMER 01/10/2009 0.87
Call Writing 600 26 AMER 01/10/2009 0.9
Call Writing 600 27 AMER 01/10/2009 0.45
Call Writing 600 30 AMER 01/01/2011 1.45
Call Writing 700 30 AMER 01/01/2011 1.45
Call Writing 1000 26 AMER 01/10/2009 0.7
Call Writing 1000 26 AMER 01/03/2010 2.05
Call Writing 1300 26 AMER 01/01/2010 1.65
Call Writing 1700 25 AMER 01/01/2011 3.5
Call Writing 2200 27 AMER 01/10/2009 0.3
Call Writing 7000 25 AMER 01/01/2011 3.4
Put Writing 100 22.5 AMER 01/01/2011 2
Put Writing 100 25 AMER 01/10/2009 0.3
Put Writing 100 25 AMER 01/03/2010 1.4
Put Writing 100 25 AMER 01/01/2011 3
Put Writing 100 26 AMER 01/10/2009 0.55
Put Writing 100 28 AMER 01/10/2009 1.8
Put Writing 100 28 AMER 01/10/2009 1.9
Put Writing 100 40 AMER 01/01/2011 14.7
Put Writing 200 28 AMER 01/10/2009 1.9
Put Writing 200 40 AMER 01/01/2011 14.8
Put Writing 300 25 AMER 01/03/2010 1.4
Put Writing 300 28 AMER 01/10/2009 1.8
Put Writing 400 22.5 AMER 01/01/2011 2
Put Writing 400 28 AMER 01/10/2009 1.9
Put Writing 600 25 AMER 01/01/2011 3.1
Put Writing 800 25 AMER 01/10/2009 0.3
Put Writing 1200 24 AMER 01/12/2009 0.5
Put Writing 1800 40 AMER 01/01/2011 14.8
Put Writing 5200 24 AMER 01/03/2010 1.05
Put Writing 5900 24 AMER 01/12/2009 0.55
Put Writing 6300 25 AMER 01/10/2009 0.3
Put Writing 10000 25 AMER 01/10/2009 0.28
Put Writing 10000 26 AMER 01/10/2009 0.56
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -1,900 24 AMER 16/01/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -400 27 AMER 17/10/2009
Option Purchased -600 22.5 AMER 19/09/2009
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -900 25 AMER 22/01/2011
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -3,200 31 AMER 19/12/2009
Option Purchased -1,600 27 AMER 20/03/2010
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,300 26 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased 200 24 AMER 16/01/2010
Option Purchased -150,600 29 AMER 19/09/2009
Option Purchased 600 23 AMER 19/12/2009
Option Purchased 500 22 AMER 19/12/2009
Option Purchased 400 15 AMER 19/12/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 25 AMER 17/10/2009
Option Purchased 300 22 AMER 20/03/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased 200 27 AMER 19/12/2009
Option Purchased -200 24 AMER 19/12/2009
Option Purchased 200 19 AMER 19/09/2009
Option Purchased 200 17.5 AMER 22/01/2011
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 26 AMER 19/12/2009
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -3,400 28 AMER 17/10/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased -38,000 30 AMER 16/01/2010
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -16,300 25 AMER 19/09/2009
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -19,800 25 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -35,700 30 AMER 22/01/2011
Option Purchased -36,300 30 AMER 19/09/2009
Option Purchased -3,000 31 AMER 19/09/2009
Option Purchased -37,300 35 AMER 22/01/2011
Option Purchased -11,700 20 AMER 22/01/2011
Option Purchased -39,600 25 AMER 22/01/2011
Option Purchased -41,400 22.5 AMER 16/01/2010
Option Purchased -80,000 29 AMER 19/09/2009
Option Purchased -84,000 27.5 AMER 19/09/2009
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -107,500 26 AMER 19/12/2009
Option Purchased -116,200 25 AMER 16/01/2010
Option Purchased -36,300 27 AMER 17/10/2009
Option Purchased -8,100 35 AMER 16/01/2010
Option Purchased -3,600 40 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,700 24 AMER 19/12/2009
Option Purchased -4,800 29 AMER 16/01/2010
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -6,500 28 AMER 19/12/2009
Option Purchased -13,900 27.5 AMER 16/01/2010
Option Purchased -7,400 30 AMER 19/12/2009
Option Purchased -12,000 26 AMER 17/10/2009
Option Purchased -8,100 22.5 AMER 22/01/2011
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -9,700 20 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -11,000 26 AMER 16/01/2010
Option Purchased -11,700 29 AMER 20/03/2010
Option Purchased 800 19 AMER 19/12/2009
Option Purchased -7,000 28 AMER 20/03/2010
Option Purchased 10,300 25 AMER 20/03/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 14,900 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,000 28 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 6,100 28 AMER 19/12/2009
Option Purchased 10,400 26 AMER 17/10/2009
Option Purchased 27,700 22.5 AMER 19/09/2009
Option Purchased 10,000 21 AMER 19/09/2009
Option Purchased 8,200 26 AMER 19/09/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,500 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 600 33 AMER 20/03/2010
Option Purchased 11,400 15 AMER 22/01/2011
Option Purchased 47,100 27.5 AMER 19/09/2009
Option Purchased 184,000 28.5545 EURO 23/09/2009
Option Purchased 80,000 29 AMER 18/09/2009
Option Purchased 110,600 25 AMER 16/01/2010
Option Purchased 106,000 20 AMER 16/01/2010
Option Purchased 94,100 29 AMER 19/09/2009
Option Purchased 94,100 27.5 AMER 19/09/2009
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 25,600 30 AMER 22/01/2011
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 41,000 25 AMER 19/12/2009
Option Purchased 39,900 25 AMER 19/09/2009
Option Purchased 35,600 24 AMER 19/09/2009
Option Purchased 35,100 27.5 AMER 16/01/2010
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 64,500 22.5 AMER 16/01/2010
Option Purchased 1,100 22 AMER 19/12/2009
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,600 35 AMER 22/01/2011
Option Purchased 2,300 27 AMER 20/03/2010
Option Purchased 2,100 30 AMER 17/10/2009
Option Purchased 1,700 35 AMER 19/09/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 6,800 31 AMER 17/10/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 3,000 30 AMER 16/01/2010
Option Purchased 1,000 21 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 24 AMER 19/09/2009
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 800 26 AMER 16/01/2010
Option Purchased 1,200 25 AMER 20/03/2010
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 5,500 20 AMER 19/09/2009
Option Purchased 5,000 30 AMER 20/03/2010
Option Purchased 4,900 26 AMER 19/09/2009
Option Purchased 4,800 29 AMER 19/09/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,600 32.5 AMER 19/09/2009
Option Purchased 4,600 30 AMER 19/12/2009
Option Purchased 3,000 26 AMER 20/03/2010
Option Purchased 4,200 22.5 AMER 22/01/2011
Option Purchased 3,000 27 AMER 19/12/2009
Option Purchased 3,900 29 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,700 23 AMER 19/12/2009
Option Purchased 3,500 32 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 28 AMER 17/10/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 4,500 25 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk