Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 75,617,942 5.13% 418,959 0.03%
securities
(2) Derivatives 8,400 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,121,158 0.14% 1,186,400 0.08%
agreements to
purchase/sell
Total 77,747,500 5.27% 2,233,117 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 4,200 26.66451905
Purchase 625 26.6191
Purchase 3,500 26.57085714
Purchase 18,200 26.58565934
Purchase 3,200 26.5975
Purchase 49,700 26.73
Purchase 25,100 26.73
Purchase 954 26.73
Purchase 300 26.72666667
Purchase 100 26.72
Purchase 1,200 26.7
Purchase 286 26.65006993
Purchase 100 26.72
Purchase 1,900 26.63947368
Purchase 913 26.70659365
Purchase 200 26.47
Purchase 1,314 26.46998478
Purchase 2,500 26.7044
Purchase 500 26.485
Purchase 2,800 26.58607143
Purchase 100 26.7299
Purchase 437 26.73542334
Purchase 800 26.6775
Purchase 3,530 26.73
Purchase 200 26.715
Purchase 18,372 26.73
Purchase 300 26.57666667
Purchase 2,000 26.7
Purchase 900 26.58777778
Purchase 700 26.59142857
Purchase 2,692 26.58894502
Purchase 1,100 26.6
Purchase 4,400 26.59022727
Purchase 1,400 26.57071429
Purchase 59,033 26.78
Purchase 700 26.5914
Purchase 100 26.48
Purchase 2,121 26.58518623
Purchase 600 26.705
Purchase 16,300 26.57196319
Purchase 858 26.73
Purchase 11,600 26.715948
Purchase 166 26.73
Purchase 473 26.73
Purchase 3,500 26.71
Purchase 1,800 26.71
Purchase 2,300 26.70304348
Purchase 138 26.64
Purchase 3,400 26.58
Purchase 200 26.74
Purchase 200 26.725
Purchase 900 26.64333333
Purchase 497 26.08
Purchase 74 26.58
Purchase 214 26.53
Purchase 36,113 26.78
Purchase 1,700 26.71
Purchase 200 26.71
Purchase 7,300 26.57465753
Purchase 300 26.7
Purchase 3,087 26.6191
Purchase 625 26.6191
Purchase 4,400 26.6191
Purchase 450 26.7
Purchase 9 26.73
Purchase 8,014 26.53968056
Purchase 400 26.71
Purchase 4,799 26.49124193
Purchase 1,100 26.59454545
Purchase 100 26.56
Purchase 550 26.70272727
Purchase 550 26.63636364
Purchase 2,697 26.57323693
Purchase 200 26.67
Purchase 4,352 26.67800781
Purchase 500 26.485
Purchase 300 26.71
Purchase 6,948 26.7300 USD
Purchase 300 26.64
Purchase 812 26.7300 USD
Purchase 1,593 26.7300 USD
Purchase 21,469 26.5676 USD
Purchase 17,542 26.6433 USD
Purchase 100 26.7300 USD
Purchase 2,392 26.7300 USD
Purchase 1,251 26.7300 USD
Purchase 130 26.7300 USD
Purchase 2,200 26.0800 USD
Purchase 1,132 26.7800 USD
Purchase 8,569 26.7300 USD
Purchase 8,000 26.0800 USD
Purchase 2,249 26.0800 USD
Purchase 5,295 26.7300 USD
Purchase 1,395 26.7300 USD
Purchase 76,798 26.7300 USD
Purchase 3,060 26.5200 USD
Purchase 8,087 26.61310519
Purchase 480 26.65498708
Purchase 1,244 26.5200 USD
Purchase 3,400 26.0800 USD
Purchase 26,989 Transfer
Purchase 1,754 26.7613569
Purchase 35,080 26.5200 USD
Purchase 6,227 26.73
Purchase 1,300 26.5892 USD
Sale 3,900 26.62871795
Sale 2,410 26.7443 USD
Sale 1,700 26.63843529
Sale 2,447 26.7443 USD
Sale 300 26.55
Sale 2,384 26.7300 USD
Sale 2,314 26.6186 USD
Sale 1,200 26.59166667
Sale 50 26.7
Sale 2,837 26.7443 USD
Sale 1,794 26.7443 USD
Sale 400 26.7
Sale 9 26.73
Sale 900 26.71
Sale 1,593 26.7300 USD
Sale 2,800 26.61857143
Sale 300 26.66833333
Sale 800 26.635
Sale 500 26.534
Sale 2,145 26.6186 USD
Sale 15,000 26.5193 USD
Sale 74 26.58
Sale 214 26.53
Sale 75,586 26.7300 USD
Sale 40,000 26.5193 USD
Sale 625 26.6191
Sale 7,487 26.6191
Sale 1,100 26.78
Sale 7,035 26.73
Sale 100 26.74
Sale 1,100 26.66545455
Sale 549,636 26.78
Sale 20,319 26.7350 USD
Sale 100 26.64
Sale 11,761 26.61213162
Sale 11,600 26.71594828
Sale 2,700 26.64481481
Sale 2,966 26.7443 USD
Sale 15,000 26.62693333
Sale 11,275 26.60512195
Sale 5,295 26.7300 USD
Sale 38 26.64
Sale 500 26.485
Sale 15,077 26.7443 USD
Sale 8,129 26.7443 USD
Sale 639 26.73
Sale 3,500 26.71
Sale 3,500 26.71
Sale 8,569 26.7300 USD
Sale 600 26.535
Sale 1,100 26.73
Sale 231 26.7443 USD
Sale 3,500 26.70085714
Sale 3,500 26.70228857
Sale 100 26.48
Sale 150 26.7300 USD
Sale 167 26.7300 USD
Sale 205 26.7300 USD
Sale 70,708 26.78
Sale 212 26.7300 USD
Sale 77 26.7300 USD
Sale 116,050 26.7300 USD
Sale 244 26.7300 USD
Sale 36,113 26.78
Sale 315 26.7443 USD
Sale 326 26.7443 USD
Sale 2,712 26.59615044
Sale 700 26.59142857
Sale 100 26.48
Sale 1,300 26.73
Sale 1,537 26.70226291
Sale 26 26.73
Sale 3,530 26.73
Sale 858 26.73
Sale 500 26.592
Sale 97 26.7443 USD
Sale 100 26.59
Sale 12,300 26.70855927
Sale 54,995 26.78
Sale 57 26.69
Sale 100 26.71
Sale 3,700 26.70378378
Sale 300 26.71
Sale 63 26.7300 USD
Sale 200 26.515
Sale 600 26.63833333
Sale 341 26.7443 USD
Sale 1,850 26.49025946
Sale 100 26.72
Sale 1,169 26.7300 USD
Sale 1,219 26.7443 USD
Sale 700 26.71142857
Sale 846 26.7300 USD
Sale 1,200 26.71333333
Sale 794 26.7300 USD
Sale 17,072 26.73
Sale 1,251 26.7300 USD
Sale 32,200 26.78
Sale 400 26.705
Sale 200 26.525
Sale 400 26.67625
Sale 1,700 26.62
Sale 375 26.7443 USD
Sale 1,600 26.706875
Sale 550 26.70272727
Sale 2,350 26.71
Sale 27,200 26.7
Sale 2,500 26.71
Sale 100 26.73
Sale 970 26.7300 USD
Sale 1,900 26.6395
Sale 1,356 26.7300 USD
Sale 963 26.7348
Sale 410 26.7443 USD
Sale 5,800 26.68998621
Sale 500 26.485
Sale 418 26.7300 USD
Sale 596 26.7300 USD
Sale 600 26.705
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
Swap Long 80000 28.07
Swap Long 30000 28.36
Swap Short 40000 28.07
Swap Short 15000 28.36
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 100 24 AMER 01/09/2009 2.8
Call Writing 100 25 AMER 01/01/2010 2.25
Call Writing 100 26 AMER 01/09/2009 0.55
Call Writing 100 26 AMER 01/09/2009 0.65
Call Writing 100 26 AMER 01/09/2009 0.7
Call Writing 100 26 AMER 01/12/2009 1.45
Call Writing 100 27 AMER 01/03/2010 1.44
Call Writing 100 27.5 AMER 01/09/2009 0.05
Call Writing 100 27.5 AMER 01/01/2010 0.95
Call Writing 100 28 AMER 01/12/2009 0.6
Call Writing 100 28 AMER 01/03/2010 1.1
Call Writing 100 29 AMER 01/12/2009 0.35
Call Writing 200 25 AMER 01/09/2009 1.55
Call Writing 200 26 AMER 01/09/2009 0.55
Call Writing 200 27 AMER 01/10/2009 0.4
Call Writing 200 27 AMER 01/12/2009 1
Call Writing 200 27.5 AMER 01/01/2010 0.95
Call Writing 200 28 AMER 01/03/2010 1.15
Call Writing 200 29 AMER 01/09/2009 0.05
Call Writing 200 29 AMER 01/12/2009 0.35
Call Writing 300 26 AMER 01/09/2009 0.71499999
Call Writing 300 26 AMER 01/09/2009 0.75
Call Writing 300 26 AMER 01/10/2009 1
Call Writing 400 25 AMER 01/10/2009 1.5
Call Writing 400 26 AMER 01/09/2009 0.65
Call Writing 400 26 AMER 01/09/2009 0.7
Call Writing 400 29 AMER 01/03/2010 0.75
Call Writing 400 30 AMER 01/12/2009 0.2
Call Writing 500 24 AMER 01/09/2009 2.8
Call Writing 500 25 AMER 01/09/2009 1.72
Call Writing 500 26 AMER 01/09/2009 0.5
Call Writing 500 27.5 AMER 01/09/2009 0.02
Call Writing 500 29 AMER 01/12/2009 0.3
Call Writing 800 26 AMER 01/09/2009 0.70069581
Call Writing 1200 26 AMER 01/10/2009 0.95
Call Writing 1500 26 AMER 01/10/2009 0.95
Call Writing 1600 28 AMER 01/12/2009 0.65
Call Writing 1700 29 AMER 01/03/2010 0.75
Call Writing 2000 35 AMER 01/01/2010 0.03
Call Writing 2200 26 AMER 01/10/2009 0.9
Call Writing 2400 26 AMER 01/09/2009 0.70499999
Call Writing 5900 27 AMER 01/10/2009 0.4
Put Writing 100 10 AMER 01/01/2011 0.15
Put Writing 100 22 AMER 01/03/2010 0.55
Put Writing 100 24 AMER 01/01/2010 0.7
Put Writing 100 25 AMER 01/01/2010 1.05
Put Writing 100 25 AMER 01/03/2010 1.4
Put Writing 100 25 AMER 01/03/2010 1.45
Put Writing 100 25 AMER 01/01/2011 2.85
Put Writing 100 26 AMER 01/10/2009 0.55
Put Writing 100 28 AMER 01/10/2009 1.65
Put Writing 200 24 AMER 01/01/2010 0.7
Put Writing 400 26 AMER 01/10/2009 0.45
Put Writing 500 24 AMER 01/01/2010 0.75
Put Writing 500 25 AMER 01/03/2010 1.45
Put Writing 600 24 AMER 01/01/2010 0.75
Put Writing 800 26 AMER 01/10/2009 0.51
Put Writing 900 24 AMER 01/01/2010 0.7
Put Writing 2300 26 AMER 01/10/2009 0.45
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -1,600 27 AMER 20/03/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -400 27 AMER 17/10/2009
Option Purchased -600 22.5 AMER 19/09/2009
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -700 24 AMER 16/01/2010
Option Purchased -800 25 AMER 22/01/2011
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -3,200 31 AMER 19/12/2009
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,300 26 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased 200 19 AMER 19/09/2009
Option Purchased -150,800 29 AMER 19/09/2009
Option Purchased 600 27 AMER 19/12/2009
Option Purchased 600 23 AMER 19/12/2009
Option Purchased 500 22 AMER 19/12/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 400 15 AMER 19/12/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased -200 23 AMER 20/03/2010
Option Purchased 200 24 AMER 16/01/2010
Option Purchased -200 24 AMER 19/12/2009
Option Purchased 200 17.5 AMER 22/01/2011
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 26 AMER 19/12/2009
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -3,300 28 AMER 17/10/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased -38,000 30 AMER 16/01/2010
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -17,000 25 AMER 19/09/2009
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -19,800 25 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -30,200 27 AMER 17/10/2009
Option Purchased -35,700 30 AMER 22/01/2011
Option Purchased -3,000 31 AMER 19/09/2009
Option Purchased -37,300 35 AMER 22/01/2011
Option Purchased -11,000 26 AMER 16/01/2010
Option Purchased -39,600 25 AMER 22/01/2011
Option Purchased -41,400 22.5 AMER 16/01/2010
Option Purchased -80,000 29 AMER 19/09/2009
Option Purchased -83,600 27.5 AMER 19/09/2009
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -107,400 26 AMER 19/12/2009
Option Purchased -116,100 25 AMER 16/01/2010
Option Purchased -36,300 30 AMER 19/09/2009
Option Purchased -7,400 26 AMER 17/10/2009
Option Purchased -3,600 40 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,700 24 AMER 19/12/2009
Option Purchased -4,800 29 AMER 16/01/2010
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -6,500 28 AMER 19/12/2009
Option Purchased -13,900 27.5 AMER 16/01/2010
Option Purchased -7,400 30 AMER 19/12/2009
Option Purchased -11,700 20 AMER 22/01/2011
Option Purchased -8,100 22.5 AMER 22/01/2011
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -9,600 29 AMER 20/03/2010
Option Purchased -9,700 20 AMER 16/01/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased 700 25 AMER 17/10/2009
Option Purchased -7,000 28 AMER 20/03/2010
Option Purchased 10,000 21 AMER 19/09/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 14,900 20 AMER 22/01/2011
Option Purchased 14,100 26 AMER 17/10/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,900 28 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 11,100 25 AMER 20/03/2010
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 8,400 26 AMER 19/09/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,800 28 AMER 19/12/2009
Option Purchased 7,500 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 600 33 AMER 20/03/2010
Option Purchased 11,400 15 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 184,000 28.5545 EURO 23/09/2009
Option Purchased 110,500 25 AMER 16/01/2010
Option Purchased 106,000 20 AMER 16/01/2010
Option Purchased 94,100 29 AMER 19/09/2009
Option Purchased 94,100 27.5 AMER 19/09/2009
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 64,500 22.5 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 47,100 27.5 AMER 19/09/2009
Option Purchased 25,600 30 AMER 22/01/2011
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 41,000 25 AMER 19/12/2009
Option Purchased 39,900 25 AMER 19/09/2009
Option Purchased 35,400 27.5 AMER 16/01/2010
Option Purchased 35,000 24 AMER 19/09/2009
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 27,700 22.5 AMER 19/09/2009
Option Purchased 5,500 20 AMER 19/09/2009
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 1,000 21 AMER 19/12/2009
Option Purchased 2,600 35 AMER 22/01/2011
Option Purchased 2,400 27 AMER 20/03/2010
Option Purchased 2,100 30 AMER 17/10/2009
Option Purchased 1,700 35 AMER 19/09/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 25 AMER 20/03/2010
Option Purchased 6,800 31 AMER 17/10/2009
Option Purchased 1,100 22 AMER 19/12/2009
Option Purchased 3,000 27 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 24 AMER 19/09/2009
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 800 26 AMER 16/01/2010
Option Purchased 800 19 AMER 19/12/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 5,000 30 AMER 19/12/2009
Option Purchased 5,000 30 AMER 20/03/2010
Option Purchased 4,900 26 AMER 19/09/2009
Option Purchased 4,800 29 AMER 19/09/2009
Option Purchased 4,700 29 AMER 19/12/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,600 32.5 AMER 19/09/2009
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 4,200 22.5 AMER 22/01/2011
Option Purchased 3,000 26 AMER 20/03/2010
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,700 23 AMER 19/12/2009
Option Purchased 3,500 32 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 28 AMER 17/10/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 30 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 4,500 25 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk