Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 75,265,506 5.10% 391,043 0.03%
securities
(2) Derivatives 8,400 0.00% 627,758 0.04%
(other than
options)
(3) Options and 1,755,558 0.12% 814,600 0.06%
agreements to
purchase/sell
Total 77,029,464 5.22% 1,833,401 0.12%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 100 26.75
Purchase 6,243 26.78289191
Purchase 1,500 26.75333333
Purchase 100 26.7100 USD
Purchase 313 26.6700 USD
Purchase 400 26.815
Purchase 134 26.6
Purchase 100 26.68
Purchase 860 26.7794
Purchase 1,943 26.7794
Purchase 10,000 21
Purchase 692 26.59
Purchase 35,000 24
Purchase 1,000 26.752
Purchase 5,800 26.82362069
Purchase 333 26.7500 USD
Purchase 2,000 26.8125
Purchase 2,500 26.8436
Purchase 1,300 26.745
Purchase 180 26.73
Purchase 2,100 26.85333333
Purchase 1,000 26.775
Purchase 76,351 26.88484041
Purchase 5,500 26.76327273
Purchase 5,100 26.75
Purchase 8,400 26
Purchase 25,593 26.77028797
Purchase 9,491 26.68547466
Purchase 200 26.64
Purchase 3,800 26.68997895
Purchase 1,206 26.80678275
Purchase 900 26.69
Purchase 200 26.69
Purchase 9,308 26.79192093
Purchase 200 26.69
Purchase 1,100 26.74181818
Purchase 600 26.81666667
Purchase 1,000 26.699
Purchase 1,300 26.69
Purchase 72,819 26.73
Purchase 3,300 26.7794
Purchase 333 26.7500 USD
Purchase 13,365 26.7500 USD
Purchase 6,961 26.80249102
Purchase 23,600 26.68949153
Purchase 1,400 26.76285714
Purchase 1,100 26.75
Purchase 600 26.7667
Purchase 7,600 26.74776316
Purchase 600 26.74
Purchase 400 26.75
Purchase 3,500 26.69085714
Purchase 860 26.7794
Purchase 2,992 26.84160428
Purchase 300 26.831
Purchase 1,800 26.823333
Purchase 6 26.83
Purchase 4,029 26.75
Purchase 900 26.86
Purchase 500 26.837
Purchase 800 26.83875
Purchase 13,600 26.85786765
Purchase 400 26.8685
Purchase 24,184 26.75
Purchase 8,352 26.87237189
Purchase 1,000 26.679
Purchase 300 26.81
Purchase 4,000 26.935
Purchase 858 26.73
Purchase 3,700 26.90810811
Purchase 500 26.8578
Purchase 17 26.61294118
Purchase 1,200 26.8785
Purchase 7,500 26.84946667
Purchase 4,300 26.86139535
Purchase 21,451 26.79812736
Purchase 1,000 26.836
Purchase 3,300 26.7859
Purchase 23,478 26.75
Purchase 25,580 26.82255199
Purchase 16,700 26.81929222
Purchase 100 26.74
Purchase 100 26.75
Purchase 13,868 26.85193034
Purchase 4,898 26.84427113
Purchase 20,600 26.81562136
Purchase 2,836 26.84262341
Purchase 200 26.74
Purchase 28,200 26.80387589
Purchase 32,800 26.78333902
Sale 500 26.75
Sale 3,136 26.84065051
Sale 23,478 26.75
Sale 26,989 Transfer
Sale 36,163 26.7500 USD
Sale 4,200 26.8402381
Sale 7,900 26.82403797
Sale 80,736 26.7500 USD
Sale 1,200 26.86083333
Sale 9,783 26.81643974
Sale 14 26.62
Sale 24,184 26.75
Sale 3 26.58
Sale 12,500 26.808
Sale 2,900 26.84586207
Sale 705 26.7794
Sale 7,172 26.78916258
Sale 400 26.7525
Sale 180 26.73
Sale 5,100 26.75
Sale 134,300 26.8255
Sale 600 26.83366667
Sale 600 22.5
Sale 4,800 29
Sale 47,100 27.5
Sale 100 26.86
Sale 400 26.59
Sale 4,400 26.78197727
Sale 858 26.73
Sale 400 26.8
Sale 94,100 27.5
Sale 2,900 26.75
Sale 5,243 26.7794
Sale 174 26.59
Sale 118 26.59
Sale 17,000 25
Sale 500 26.78
Sale 100 26.7
Sale 6 26.83
Sale 9,600 26.7478
Sale 1,100 26.75
Sale 4,800 26.835625
Sale 20,600 26.9023301
Sale 3,300 26.78590909
Sale 11,400 26.82919737
Sale 5,500 26.76331636
Sale 25,304 26.87908275
Sale 5,844 26.90734942
Sale 6,100 26.89770492
Sale 400 26.83
Sale 10,300 26.86165049
Sale 900 26.81366667
Sale 6,500 26.85135385
Sale 6,100 26.86
Sale 700 26.84857143
Sale 3,300 26.78590909
Sale 100 26.75
Sale 14,500 26.78495862
Sale 17,500 26.77955429
Sale 200 26.73
Sale 300 26.74333333
Sale 25 26.73
Sale 356 26.7500 USD
Sale 1,303 26.9261627
Sale 800 26.83475
Sale 13,844 26.73926539
Sale 4,800 26.77625
Sale 1,500 26.81933333
Sale 1,700 26.85
Sale 1,500 26.7386
Sale 4,000 26.935
Sale 300 26.81
Sale 3,900 26.83705128
Sale 3,300 26.83678788
Sale 4,300 26.86
Sale 300 26.85833333
Sale 1,700 26.86
Sale 3,700 26.90810811
Sale 100 26.899
Sale 1,200 26.8785
Sale 1,800 26.82333333
Sale 600 26.81033333
Sale 100 26.7
Sale 254 26.82448819
Sale 70,558 26.86899374
Sale 860 26.7794
Sale 9,500 26.80589474
Sale 542 26.7794
Sale 1,356 26.7811 USD
Sale 1,265 26.7500 USD
Sale 969 26.7500 USD
Sale 851 26.7500 USD
Sale 818 26.7500 USD
Sale 608 26.7500 USD
Sale 565 26.7811 USD
Sale 400 26.7300 USD
Sale 200 26.585
Sale 375 26.7500 USD
Sale 1,926 26.7500 USD
Sale 300 26.7
Sale 1,100 26.69
Sale 4,691 26.68189938
Sale 900 26.68444444
Sale 1,400 26.69
Sale 100 26.69
Sale 200 26.69
Sale 1,100 26.69004545
Sale 300 26.67666667
Sale 18,700 26.68385027
Sale 11,029 26.7853 USD
Sale 318 26.7794
Sale 100 26.83
Sale 258 26.6679845
Sale 900 26.81388889
Sale 100 26.85
Sale 500 26.828
Sale 600 26.67666667
Sale 200 26.715
Sale 100 26.87
Sale 1,463 26.7811 USD
Sale 75 26.7500 USD
Sale 1,558 26.7500 USD
Sale 10,896 26.7853 USD
Sale 10,187 26.7500 USD
Sale 9,923 26.7500 USD
Sale 4,923 26.7300 USD
Sale 3,603 26.7300 USD
Sale 3,216 26.7500 USD
Sale 2,796 26.7300 USD
Sale 2,477 26.7500 USD
Sale 9,600 26.68999167
Sale 76 26.7300 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 100 25 AMER 01/12/2009 2.3
Call Writing 100 26 AMER 01/10/2009 0.95
Call Writing 100 27 AMER 01/10/2009 0.3
Call Writing 100 27 AMER 01/12/2009 0.95
Call Writing 100 28 AMER 01/12/2009 0.6
Call Writing 100 28 AMER 01/12/2009 0.7
Call Writing 100 29 AMER 01/12/2009 0.35
Call Writing 100 29 AMER 01/12/2009 0.4
Call Writing 100 29 AMER 01/01/2010 0.5
Call Writing 100 30 AMER 01/12/2009 0.2
Call Writing 100 30 AMER 01/03/2010 0.5
Call Writing 200 20 AMER 01/01/2011 7.1
Call Writing 200 25 AMER 01/03/2010 2.75
Call Writing 200 27 AMER 01/10/2009 0.37
Call Writing 200 27 AMER 01/10/2009 0.5
Call Writing 200 27 AMER 01/12/2009 0.95
Call Writing 200 27 AMER 01/12/2009 1.075
Call Writing 200 27 AMER 01/12/2009 1.1
Call Writing 200 27 AMER 01/03/2010 1.4
Call Writing 200 28 AMER 01/10/2009 0.15
Call Writing 200 28 AMER 01/03/2010 1
Call Writing 200 29 AMER 01/12/2009 0.4
Call Writing 200 29 AMER 01/01/2010 0.5
Call Writing 200 30 AMER 01/12/2009 0.15
Call Writing 200 30 AMER 01/12/2009 0.2
Call Writing 200 30 AMER 01/01/2010 0.3
Call Writing 200 30 AMER 01/03/2010 0.5
Call Writing 200 30 AMER 01/03/2010 0.55
Call Writing 200 32 AMER 01/03/2010 0.3
Call Writing 200 33 AMER 01/03/2010 0.15
Call Writing 300 28 AMER 01/10/2009 0.125
Call Writing 300 28 AMER 01/12/2009 0.65
Call Writing 300 29 AMER 01/12/2009 0.4
Call Writing 300 29 AMER 01/01/2010 0.5
Call Writing 300 32 AMER 01/03/2010 0.2
Call Writing 500 28 AMER 01/10/2009 0.125
Call Writing 500 28 AMER 01/12/2009 0.6
Call Writing 600 22.5 AMER 01/01/2011 5
Call Writing 600 27 AMER 01/10/2009 0.45
Call Writing 600 28 AMER 01/12/2009 0.7
Call Writing 700 28 AMER 01/10/2009 0.125
Call Writing 800 27 AMER 01/12/2009 0.95
Call Writing 900 30 AMER 01/12/2009 0.2
Call Writing 1300 27 AMER 01/10/2009 0.3
Call Writing 2200 27 AMER 01/10/2009 0.425
Call Writing 8700 28 AMER 01/12/2009 0.65
Put Writing 100 20 AMER 01/01/2011 1.05
Put Writing 100 22.5 AMER 01/01/2010 0.375
Put Writing 100 25 AMER 01/12/2009 0.7
Put Writing 100 26 AMER 01/10/2009 0.35
Put Writing 100 26 AMER 01/10/2009 0.4
Put Writing 100 27 AMER 01/10/2009 0.95
Put Writing 100 27.5 AMER 01/01/2010 2.3
Put Writing 200 23 AMER 01/03/2010 0.7
Put Writing 200 27.5 AMER 01/01/2010 2.25
Put Writing 200 28 AMER 01/10/2009 1.6
Put Writing 200 28 AMER 01/12/2009 2.2
Put Writing 200 28 AMER 01/03/2010 2.9
Put Writing 300 22.5 AMER 01/01/2010 0.35
Put Writing 300 25 AMER 01/01/2010 1
Put Writing 300 25 AMER 01/03/2010 1.3
Put Writing 500 25 AMER 01/01/2010 1.025
Put Writing 500 26 AMER 01/10/2009 0.35
Put Writing 1000 20 AMER 01/01/2011 1
Put Writing 1100 27.5 AMER 01/01/2010 2.3
Put Writing 2900 22.5 AMER 01/01/2011 1.85
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 22 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -700 24 AMER 16/01/2010
Option Purchased -800 25 AMER 22/01/2011
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased 500 22 AMER 19/12/2009
Option Purchased -1,600 27 AMER 20/03/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,300 26 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -2,900 22.5 AMER 22/01/2011
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -116,400 25 AMER 16/01/2010
Option Purchased 400 15 AMER 19/12/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 200 24 AMER 16/01/2010
Option Purchased 200 17.5 AMER 22/01/2011
Option Purchased -300 27 AMER 17/10/2009
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 24 AMER 19/12/2009
Option Purchased -3,600 40 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased -35,700 30 AMER 22/01/2011
Option Purchased -3,100 28 AMER 17/10/2009
Option Purchased -11,900 20 AMER 22/01/2011
Option Purchased -12,700 27.5 AMER 16/01/2010
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -19,700 25 AMER 19/12/2009
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -28,200 27 AMER 17/10/2009
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -37,300 35 AMER 22/01/2011
Option Purchased -37,800 30 AMER 16/01/2010
Option Purchased -39,600 25 AMER 22/01/2011
Option Purchased -41,100 22.5 AMER 16/01/2010
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -107,400 26 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -7,300 26 AMER 17/10/2009
Option Purchased 600 23 AMER 19/12/2009
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -4,200 29 AMER 16/01/2010
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,700 24 AMER 19/12/2009
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -11,000 26 AMER 16/01/2010
Option Purchased -7,200 28 AMER 20/03/2010
Option Purchased -3,200 31 AMER 19/12/2009
Option Purchased -7,400 30 AMER 19/12/2009
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,700 22.5 AMER 22/01/2011
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -9,600 29 AMER 20/03/2010
Option Purchased -9,700 20 AMER 16/01/2010
Option Purchased -6,700 28 AMER 19/12/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 14,900 26 AMER 17/10/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,100 28 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 11,400 15 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,500 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 6,800 31 AMER 17/10/2009
Option Purchased 6,400 30 AMER 19/12/2009
Option Purchased 5,700 30 AMER 20/03/2010
Option Purchased 11,400 25 AMER 20/03/2010
Option Purchased 41,100 25 AMER 19/12/2009
Option Purchased 184,000 28.5545 EURO 23/09/2009
Option Purchased 110,500 25 AMER 16/01/2010
Option Purchased 106,000 20 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 64,500 22.5 AMER 16/01/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 16,000 20 AMER 22/01/2011
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 18,200 28 AMER 19/12/2009
Option Purchased 35,400 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 25,600 30 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 22 AMER 19/12/2009
Option Purchased 1,000 25 AMER 20/03/2010
Option Purchased 1,000 21 AMER 19/12/2009
Option Purchased 1,900 27 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 2,100 30 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 800 26 AMER 16/01/2010
Option Purchased 800 19 AMER 19/12/2009
Option Purchased 700 25 AMER 17/10/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 4,500 25 AMER 17/10/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,700 23 AMER 19/12/2009
Option Purchased 3,500 32 AMER 19/12/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 5,200 29 AMER 19/12/2009
Option Purchased 3,000 30 AMER 16/01/2010
Option Purchased 3,000 27 AMER 19/12/2009
Option Purchased 3,000 26 AMER 20/03/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,600 35 AMER 22/01/2011
Option Purchased 2,600 27 AMER 20/03/2010
Option Purchased 3,300 28 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk