Rule 8.3 - KRAFT FOODS INC
The Rule 8.3 report issued yesterday showed an incorrect derivatives (other than options) holding position. This has
been corrected in today's report.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 86,280,380 5.85% 25,467,533 1.73%
securities
(2) Derivatives 25,008,400 1.70% 25,627,758 1.74%
(other than
options)
(3) Options and 1,605,658 0.11% 806,500 0.05%
agreements to
purchase/sell
Total 112,894,438 7.65% 51,901,791 3.52%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 205 26.45
Purchase 825 26.43727273
Purchase 400 26.21
Purchase 6,100 26.46989016
Purchase 700 26.46571429
Purchase 100 26.4
Purchase 1,400 26.4385
Purchase 100 26.48
Purchase 51 26.25
Purchase 1,075 26.35697674
Purchase 12,000 26.383
Purchase 1,800 26.44277778
Purchase 1,500 26.44
Purchase 3,100 26.43994677
Purchase 800 26.3065
Purchase 1,200 26.4775
Purchase 400 26.44
Purchase 1,200 26.38833333
Purchase 1,000,000 26.2838 USD
Purchase 205 26.51
Purchase 3,600 26.48738889
Purchase 500 26.3326
Purchase 755 26.3721
Purchase 2,550 26.44078431
Purchase 3,400 26.45764706
Purchase 2,600 26.42115385
Purchase 600 26.47
Purchase 39,728 26.38
Purchase 300 26.45
Purchase 1,600 26.4381
Purchase 100 26.482
Purchase 3,340 26.38
Purchase 2,412 26.27837529
Purchase 1,500 26.42533333
Purchase 100 26.47
Purchase 400 26.44825
Purchase 200 26.45
Purchase 100 26.42
Purchase 1,990 26.38
Purchase 500 26.444
Purchase 700 26.27571429
Purchase 1,000,000 26.2838 USD
Purchase 1,475 26.3
Purchase 1,000,000 26.2838 USD
Purchase 400 26.46
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.2838 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.2838 USD
Purchase 1,000,000 26.28 USD
Purchase 100 26.48
Purchase 1,000,000 26.28 USD
Purchase 1,000 26.458
Purchase 1,000,000 26.28 USD
Purchase 4,735 26.34337909
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.28 USD
Purchase 20,090 26.37838825
Purchase 1,960 26.3594898
Purchase 12,600 26.37150794
Purchase 4,600 26.44347826
Purchase 100 26.48
Purchase 300 26.43
Purchase 1,600 26.438125
Purchase 10 26.3721
Purchase 45 26.3721
Purchase 820 26.3721
Purchase 700 26.3721
Purchase 100 26.31
Purchase 4,300 26.312791
Purchase 500 26.328
Purchase 100 26.48
Purchase 1,100 26.43909091
Purchase 19,000 26.3885
Purchase 400 26.46
Purchase 53,221 26.3875
Purchase 200 26.47
Purchase 100 26.28
Purchase 4,917 26.41200529
Purchase 910 26.3978
Purchase 1,000,000 26.2838 USD
Purchase 55 26.48
Purchase 4,024 26.4156 USD
Purchase 8,334 26.444 USD
Purchase 7,557 26.4156 USD
Purchase 1,000,000 26.2838 USD
Purchase 7,172 26.38 USD
Purchase 6,789 26.4156 USD
Purchase 6,539 26.444 USD
Purchase 6,506 26.4156 USD
Purchase 5,833 26.3938 USD
Purchase 5,269 26.4156 USD
Purchase 1,265 26.28 USD
Purchase 4,754 26.4156 USD
Purchase 11,412 26.444 USD
Purchase 3,981 26.444 USD
Purchase 3,534 26.4156 USD
Purchase 3,173 26.38 USD
Purchase 3,173 26.38 USD
Purchase 100 26.59 USD
Purchase 2,514 26.3938 USD
Purchase 1,000,000 26.28 USD
Purchase 1,482 26.4156 USD
Purchase 1,397 26.444 USD
Purchase 4,771 26.444 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.2838 USD
Purchase 1,000,000 26.2838 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.28 USD
Purchase 1,000,000 26.2838 USD
Purchase 1,000,000 26.28 USD
Purchase 9,166 26.444 USD
Purchase 1,000,000 26.28 USD
Purchase 10,165 26.4156 USD
Purchase 156,103 26.38 USD
Purchase 1,000,000 26.28 USD
Purchase 85,556 26.4156 USD
Purchase 75,488 26.4156 USD
Purchase 23,937 26.4156 USD
Purchase 19,662 26.38 USD
Purchase 19,662 26.38 USD
Purchase 13,319 26.4156 USD
Purchase 12,617 26.4156 USD
Purchase 2,537 26.4156 USD
Purchase 1,000,000 26.28 USD
Purchase 37 26.41
Purchase 689 26.3938 USD
Purchase 620 26.4156 USD
Purchase 616 26.38 USD
Purchase 551 26.3938 USD
Purchase 492 26.3938 USD
Purchase 479 26.3938 USD
Purchase 1,205 26.4156 USD
Purchase 367 26.38 USD
Purchase 775 26.38 USD
Purchase 326 26.3938 USD
Purchase 317 26.3938 USD
Purchase 255 26.3938 USD
Purchase 243 26.4156 USD
Purchase 226 26.3938 USD
Purchase 190 26.3 USD
Purchase 424 26.38 USD
Purchase 1,154 26.38 USD
Purchase 981 26.3938 USD
Purchase 1,000,000 26.28 USD
Purchase 7,889 26.38
Purchase 1,091 26.38 USD
Purchase 1,086 26.3938 USD
Sale 1,000,000 26.28 USD
Sale 200 26.48
Sale 745 26.3721
Sale 1,000,000 26.28 USD
Sale 3,100 26.38
Sale 3,000 26.38
Sale 1,000,000 26.2838 USD
Sale 692 26.23
Sale 1,000,000 26.28 USD
Sale 400 26.4
Sale 1,000,000 26.28 USD
Sale 500 26.3326
Sale 1,000,000 26.28 USD
Sale 18,858 26.4712
Sale 14,482 26.41603094
Sale 800 26.23015
Sale 1,990 26.38
Sale 820 26.3721
Sale 1,000,000 26.28 USD
Sale 11,604 26.4712
Sale 4,900 26.45938776
Sale 100 26.23
Sale 1,000,000 26.28 USD
Sale 100 26.31
Sale 10,000 26.3
Sale 1,900 26.44015789
Sale 1,986 26.36638469
Sale 4,300 26.3127907
Sale 3,000 26.389
Sale 400 26.265
Sale 17,700 26.39248588
Sale 400 26.3
Sale 1,300 26.33461538
Sale 1,200 26.41333333
Sale 7,889 26.38
Sale 100 26.34
Sale 500 26.3326
Sale 400 26.455
Sale 1,514 26.3326288
Sale 37 26.41
Sale 5,000 26.44
Sale 1,475 26.3
Sale 500 26.396
Sale 39,728 26.38
Sale 51 26.25
Sale 10 26.4
Sale 700 26.48
Sale 12,908 26.38
Sale 1,100 26.38445455
Sale 500 26.4526
Sale 367 26.38 USD
Sale 99 26.4626 USD
Sale 92 26.4626 USD
Sale 900 26.33888889
Sale 3,300 26.27
Sale 5,400 26.31111111
Sale 8,500 26.31647059
Sale 300 26.43
Sale 61,882 26.42117961
Sale 100 26.482
Sale 787 26.4439 USD
Sale 300 26.45
Sale 400 26.23
Sale 300 26.33666667
Sale 600 26.47
Sale 66,612 26.38390605
Sale 200 26.47
Sale 3,944 26.27217039
Sale 27,921 26.41759106
Sale 4,800 26.48491667
Sale 300 26.44
Sale 7,557 26.35 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.2838 USD
Sale 668 26.28 USD
Sale 156,103 26.38 USD
Sale 787 26.4439 USD
Sale 7,232 26.38 USD
Sale 2,432 26.38 USD
Sale 1,905 26.3244 USD
Sale 1,592 26.2301 USD
Sale 1,592 26.2301 USD
Sale 1,091 26.38 USD
Sale 791 26.4439 USD
Sale 791 26.4439 USD
Sale 600 26.47
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.28 USD
Sale 55 26.3721
Sale 700 26.3721
Sale 155 26.48
Sale 500 26.464
Sale 100 26.45
Sale 2,811 26.46129491
Sale 700 26.46571429
Sale 4,600 26.41347826
Sale 400 26.28
Sale 1,000,000 26.28 USD
Sale 400 26.455
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.2838 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.28 USD
Sale 1,000,000 26.28 USD
Sale 10,400 26.42346154
Sale 1,000,000 26.2838 USD
Sale 540 26.34
Sale 1,800 26.47
Sale 2,600 26.47007308
Sale 2,200 26.46918182
Sale 100 26.4
Sale 700 26.43
Sale 100 26.47
Sale 4,600 26.4278
Sale 1,600 26.4381
Sale 400 26.47
Sale 755 26.3721
Sale 400 26.21
Sale 65 26.28
Sale 100 26.2
Sale 160 26.26
Sale 3,000 26.47833333
Sale 510 26.48
Sale 1,200 26.48366667
Sale 1,600 26.438125
Sale 1,500 26.446
Sale 1,000,000 26.28 USD
Sale 1,000 26.491
Sale 675 26.29
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
Swap Long 15,000,000 26.49
Swap Short 15,000,000 26.49
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 100 25 AMER 01/12/2009 1.95
Call Writing 100 25 AMER 01/03/2010 2.4
Call Writing 100 26 AMER 01/10/2009 0.55
Call Writing 100 26 AMER 01/11/2009 1.1
Call Writing 100 26 AMER 01/12/2009 1.3
Call Writing 100 26 AMER 01/01/2010 1.45
Call Writing 100 26 AMER 01/03/2010 1.7
Call Writing 100 27 AMER 01/11/2009 0.6
Call Writing 100 27.5 AMER 01/01/2010 0.8
Call Writing 100 29 AMER 01/03/2010 0.7
Call Writing 200 20 AMER 01/01/2011 6.60515599
Call Writing 200 25 AMER 01/12/2009 1.9
Call Writing 200 27 AMER 01/03/2010 1.3
Call Writing 200 28 AMER 01/11/2009 0.35
Call Writing 200 28 AMER 01/12/2009 0.5
Call Writing 300 26 AMER 01/03/2010 1.75
Call Writing 300 27 AMER 01/11/2009 0.6
Call Writing 400 29 AMER 01/12/2009 0.3
Call Writing 700 26 AMER 01/01/2010 1.45
Call Writing 800 28 AMER 01/10/2009 0.05
Call Writing 1000 22.5 AMER 01/01/2010 4
Call Writing 1600 27.5 AMER 01/01/2010 0.8
Call Writing 1700 28 AMER 01/10/2009 0.1
Call Writing 1700 29 AMER 01/01/2010 0.4
Put Writing 100 25 AMER 01/12/2009 0.8
Put Writing 100 26 AMER 01/10/2009 0.45
Put Writing 100 26 AMER 01/11/2009 0.95
Put Writing 200 25 AMER 01/01/2011 3.05401136
Put Writing 300 26 AMER 01/01/2010 1.6
Put Writing 300 27 AMER 01/10/2009 1.07
Put Writing 400 30 AMER 01/01/2011 6.1
Put Writing 500 24 AMER 01/01/2010 0.8
Put Writing 500 25 AMER 01/01/2010 1.15
Put Writing 500 25 AMER 01/01/2011 2.95698546
Put Writing 4500 25 AMER 01/01/2011 3
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -1,600 26 AMER 20/03/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -500 24 AMER 16/01/2010
Option Purchased -600 27 AMER 17/10/2009
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -3,100 28 AMER 17/10/2009
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,600 22.5 AMER 22/01/2011
Option Purchased 500 29 AMER 21/11/2009
Option Purchased -1,300 27 AMER 20/03/2010
Option Purchased 200 17.5 AMER 22/01/2011
Option Purchased -110,000 25 AMER 16/01/2010
Option Purchased 500 22 AMER 19/12/2009
Option Purchased 400 25 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 400 15 AMER 19/12/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased -200 23 AMER 20/03/2010
Option Purchased 200 24 AMER 16/01/2010
Option Purchased -200 31 AMER 16/01/2010
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 26 AMER 21/11/2009
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -3,200 31 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased -35,300 30 AMER 22/01/2011
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -11,900 26 AMER 16/01/2010
Option Purchased -12,100 20 AMER 22/01/2011
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -20,100 25 AMER 19/12/2009
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -28,000 27 AMER 17/10/2009
Option Purchased -9,700 20 AMER 16/01/2010
Option Purchased -37,300 35 AMER 22/01/2011
Option Purchased -38,000 30 AMER 16/01/2010
Option Purchased -39,800 25 AMER 22/01/2011
Option Purchased -41,100 22.5 AMER 16/01/2010
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -108,500 26 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -5,900 26 AMER 17/10/2009
Option Purchased -3,200 24 AMER 19/12/2009
Option Purchased -3,500 40 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,700 24 AMER 19/12/2009
Option Purchased -5,200 28 AMER 20/03/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -9,800 29 AMER 20/03/2010
Option Purchased -6,600 28 AMER 19/12/2009
Option Purchased -7,400 30 AMER 19/12/2009
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -8,900 27.5 AMER 16/01/2010
Option Purchased -9,500 22.5 AMER 22/01/2011
Option Purchased 600 23 AMER 19/12/2009
Option Purchased -5,400 29 AMER 16/01/2010
Option Purchased 8,100 24 AMER 20/03/2010
Option Purchased 12,400 28 AMER 20/03/2010
Option Purchased 11,600 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,400 15 AMER 22/01/2011
Option Purchased 9,800 28 AMER 17/10/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 18,100 28 AMER 19/12/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 6,800 31 AMER 17/10/2009
Option Purchased 6,500 30 AMER 19/12/2009
Option Purchased 6,100 30 AMER 20/03/2010
Option Purchased 500 26 AMER 16/01/2010
Option Purchased 8,800 24 AMER 21/11/2009
Option Purchased 34,500 27.5 AMER 16/01/2010
Option Purchased 110,300 25 AMER 16/01/2010
Option Purchased 106,000 20 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 65,500 22.5 AMER 16/01/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 41,000 25 AMER 19/12/2009
Option Purchased 13,400 20 AMER 22/01/2011
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,100 30 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 19,500 26 AMER 17/10/2009
Option Purchased 5,200 25 AMER 17/10/2009
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 1,800 28 AMER 21/11/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 22 AMER 19/12/2009
Option Purchased 1,000 21 AMER 19/12/2009
Option Purchased 5,700 29 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 2,600 35 AMER 22/01/2011
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 800 19 AMER 19/12/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 27 AMER 21/11/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 3,200 27 AMER 20/03/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,900 26 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,800 25 AMER 22/01/2011
Option Purchased 3,500 32 AMER 19/12/2009
Option Purchased 2,100 30 AMER 17/10/2009
Option Purchased 3,400 23 AMER 19/12/2009
Option Purchased 2,300 27 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 30 AMER 16/01/2010
Option Purchased 3,000 27 AMER 19/12/2009
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 25 AMER 17/10/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 3,400 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk