Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28/09/2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 86,205,554 5.84% 25,490,441 1.73%
securities
(2) Derivatives 25,008,400 1.70% 25,627,758 1.74%
(other than
options)
(3) Options and 1,459,258 0.10% 845,900 0.06%
agreements to
purchase/sell
Total 112,673,212 7.64% 51,964,099 3.52%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Sale 113,721 0.001 USD
Sale 8,600 20
Purchase 700 26.12
Sale 1,000 26.129
Purchase 200 26.13
Sale 300 26.13
Sale 200 26.135
Sale 8,800 26.13939773
Sale 4,600 26.14043478
Sale 5,400 26.14051852
Purchase 22,300 26.1437
Purchase 200 26.144
Sale 700 26.14428571
Purchase 3,500 26.1451
Sale 1,600 26.14625
Sale 1,100 26.14818182
Purchase 800 26.149875
Purchase 1,200 26.15
Purchase 500 26.15
Purchase 100 26.15
Purchase 100 26.15
Purchase 40 26.15
Sale 700 26.15
Sale 1,800 26.15
Sale 40 26.15
Sale 100 26.15
Sale 200 26.15
Sale 3,323 26.15023172
Sale 2,400 26.15166667
Sale 25,200 26.15445357
Sale 11,677 26.15449816
Purchase 30,000 26.1547
Sale 10,200 26.15529412
Purchase 1,800 26.15555556
Sale 4,500 26.15755556
Sale 300 26.16
Sale 5,300 26.16127547
Sale 2,500 26.1628
Purchase 4,069 26.16323913
Purchase 2,100 26.1662
Purchase 4,300 26.1671
Sale 4,300 26.1671
Sale 28,030 26.16764538
Purchase 24,630 26.17
Purchase 6,346 26.17
Sale 5,100 26.17
Purchase 5,100 26.17
Purchase 23,408 26.17 USD
Sale 24,964 26.17 USD
Purchase 24,964 26.17 USD
Sale 42,690 26.17 USD
Purchase 42,690 26.17 USD
Sale 407 26.17 USD
Purchase 476 26.17 USD
Purchase 544 26.17 USD
Sale 802 26.17 USD
Purchase 847 26.17 USD
Sale 1,154 26.17 USD
Sale 3,256 26.17 USD
Sale 3,292 26.17 USD
Sale 4,931 26.17 USD
Sale 36,069 26.17004143
Sale 18,000 26.17038889
Sale 7,000 26.17214286
Sale 40,224 26.1747862
Sale 15,507 26.17632424
Purchase 300 26.18
Purchase 69 26.18
Sale 69 26.18
Sale 4,000 26.183775
Purchase 7,600 26.1841
Sale 2,400 26.18429167
Purchase 574 26.1856 USD
Purchase 1,300 26.18630769
Sale 5,500 26.188
Sale 16,600 26.19060241
Sale 1,400 26.19285714
Purchase 100 26.199
Sale 157 26.199363
Purchase 100 26.2
Sale 200 26.2
Purchase 57 26.2
Sale 8,700 26.2
Sale 100 26.2
Purchase 3,100 26.20422581
Purchase 1,300 26.20769231
Sale 1,000 26.2093 USD
Sale 1,100 26.2093 USD
Sale 700 26.2097
Purchase 700 26.2097
Purchase 3,100 26.21
Sale 1,600 26.21001875
Purchase 6,232 26.21014384
Purchase 5,500 26.2102
Purchase 7 26.2102
Purchase 32 26.2102
Sale 5,532 26.2102
Sale 7 26.2102
Sale 4,035 26.2142 USD
Sale 90 26.2142 USD
Sale 97 26.2142 USD
Sale 100 26.2142 USD
Sale 8,200 26.2145122
Sale 1,200 26.21583333
Sale 300 26.2163
Purchase 31,400 26.219968
Purchase 1,900 26.23
Sale 1,900 26.23
Sale 500 26.2376
Purchase 2,800 26.2422 USD
Sale 1,057 26.24257332
Sale 2,384 26.24416107
Purchase 600 26.25333333
Sale 500 26.258
Sale 6,200 26.2758
Sale 21,469 26.2869 USD
Purchase 1,300 26.28915385
Purchase 9,200 26.28934783
Purchase 11,500 26.29069565
Sale 3,700 26.29135135
Purchase 21,888 26.29492096
Purchase 11,800 26.295
Sale 71,900 26.295
Purchase 10,100 26.29950495
Sale 5,100 26.3
Purchase 5,100 26.3
Purchase 200 26.3
Purchase 200 26.3
Sale 5,100 26.3
Purchase 9,500 26.3001
Purchase 6,012 26.30166334
Purchase 400 26.325
Sale 500 26.34
Sale 300 26.34666667
Sale 700 26.35
Sale 800 26.3625
Purchase 325 26.53 USD
Purchase 1,588 26.53 USD
Purchase 5,649 26.53 USD
Sale 5,649 26.53 USD
Purchase 10,200 26.53 USD
Sale 10,200 26.53 USD
Purchase 14,256 26.53 USD
Sale 14,256 26.53 USD
Purchase 696 26.53 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Written Number of Exercise Type, Expiry Date Option money
name, or Securities Price e.g. paid/received
e.g. Purchased to which (Note 2) American, per unit (GBP)
call the option European
option or etc.
derivative
relates
Call Writing 1800 25 AMER 01/01/2011 3.3
Call Writing 300 26 AMER 01/03/2010 1.75
Call Writing 1000 29 AMER 01/12/2009 0.25
Call Writing 6500 27 AMER 01/11/2009 0.6
Call Writing 1300 27 AMER 01/11/2009 0.6
Call Writing 1000 27 AMER 01/11/2009 0.6
Put Writing 300 15 AMER 01/01/2011 0.3
Call Writing 200 25 AMER 01/01/2011 3.2
Call Writing 200 25 AMER 01/01/2011 3.4
Call Writing 11400 27 AMER 01/10/2009 0.2
Call Writing 200 30 AMER 01/01/2010 0.25
Call Writing 100 25 AMER 01/10/2009 1.3
Call Writing 100 30 AMER 01/11/2009 0.05
Call Writing 200 26 AMER 01/11/2009 1.05
Call Writing 300 26 AMER 01/11/2009 1.05
Call Writing 300 26 AMER 01/10/2009 0.65
Call Writing 2200 26 AMER 01/10/2009 0.55
Call Writing 1000 26 AMER 01/12/2009 1.4
Call Writing 100 26 AMER 01/12/2009 1.4
Call Writing 1600 26 AMER 01/12/2009 1.4
Put Writing 200 25 AMER 01/01/2010 1
Call Writing 1600 25 AMER 01/01/2011 3.3
Call Writing 300 30 AMER 01/01/2010 0.25
Call Writing 700 30 AMER 01/01/2010 0.25
Call Writing 200 29 AMER 01/01/2010 0.35
Call Writing 100 29 AMER 01/01/2010 0.35
Call Writing 8600 20 AMER 01/01/2010 0.00001
Call Writing 300 25 AMER 01/11/2009 1.7
Call Writing 300 25 AMER 01/11/2009 1.65
Put Writing 200 23 AMER 01/12/2009 0.25
Put Writing 200 25 AMER 01/11/2009 0.5
Put Writing 200 25 AMER 01/11/2009 0.5
Call Writing 200 28 AMER 01/11/2009 0.3
Call Writing 200 28 AMER 01/11/2009 0.3
Call Writing 1100 28 AMER 01/11/2009 0.3
Call Writing 200 28 AMER 01/11/2009 0.3
Call Writing 200 28 AMER 01/11/2009 0.3
Call Writing 100 28 AMER 01/11/2009 0.3
Put Writing 200 26 AMER 01/11/2009 0.85
Put Writing 100 26 AMER 01/11/2009 0.85
Put Writing 200 25 AMER 01/01/2011 2.95
Call Writing 5600 23 AMER 01/11/2009 3.5
Call Writing 1300 28 AMER 01/10/2009 0.05
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -500 24 AMER 16/01/2010
Option Purchased -600 27 AMER 17/10/2009
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased 600 23 AMER 19/12/2009
Option Purchased -1,400 26 AMER 20/03/2010
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -1,600 26 AMER 19/12/2009
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -1,300 27 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -108,500 26 AMER 19/12/2009
Option Purchased 400 24 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 200 24 AMER 16/01/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 26 AMER 21/11/2009
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -3,200 24 AMER 19/12/2009
Option Purchased 200 17.5 AMER 22/01/2011
Option Purchased -35,200 30 AMER 22/01/2011
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -20,000 25 AMER 19/12/2009
Option Purchased -22,500 30 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -11,700 26 AMER 16/01/2010
Option Purchased -30,800 27 AMER 17/10/2009
Option Purchased -11,000 22.5 AMER 22/01/2011
Option Purchased -36,600 30 AMER 16/01/2010
Option Purchased -37,300 35 AMER 22/01/2011
Option Purchased -40,000 25 AMER 22/01/2011
Option Purchased -41,100 22.5 AMER 16/01/2010
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -106,300 25 AMER 16/01/2010
Option Purchased -27,700 32 AMER 19/12/2009
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased -3,500 40 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,700 24 AMER 19/12/2009
Option Purchased -5,200 28 AMER 20/03/2010
Option Purchased -12,100 20 AMER 22/01/2011
Option Purchased -6,600 28 AMER 19/12/2009
Option Purchased -3,200 31 AMER 19/12/2009
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -8,900 27.5 AMER 16/01/2010
Option Purchased -9,700 20 AMER 16/01/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -10,800 29 AMER 20/03/2010
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased 8,100 24 AMER 20/03/2010
Option Purchased 11,600 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,400 15 AMER 22/01/2011
Option Purchased 9,800 28 AMER 17/10/2009
Option Purchased 500 26 AMER 16/01/2010
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 13,400 20 AMER 22/01/2011
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 6,800 31 AMER 17/10/2009
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 6,000 30 AMER 20/03/2010
Option Purchased 5,700 29 AMER 19/12/2009
Option Purchased 8,800 24 AMER 21/11/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 110,300 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 41,000 25 AMER 19/12/2009
Option Purchased 12,100 28 AMER 20/03/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 19,800 26 AMER 17/10/2009
Option Purchased 18,100 28 AMER 19/12/2009
Option Purchased 5,100 25 AMER 22/01/2011
Option Purchased 34,800 27.5 AMER 16/01/2010
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 1,900 28 AMER 21/11/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 2,400 27 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 2,600 25 AMER 21/11/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 27 AMER 21/11/2009
Option Purchased 700 22.5 AMER 22/01/2011
Option Purchased 1,100 22 AMER 19/12/2009
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,500 28 AMER 17/10/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,900 26 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 2,100 30 AMER 17/10/2009
Option Purchased 3,500 27 AMER 20/03/2010
Option Purchased 5,200 25 AMER 17/10/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 27 AMER 19/12/2009
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,700 30 AMER 16/01/2010
Option Purchased 2,600 35 AMER 22/01/2011
Option Purchased 3,800 26 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
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