Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,576,516 4.17% 433,158 0.03%
securities
(2) Derivatives 25,008,400 1.70% 25,627,758 1.74%
(other than
options)
(3) Options and 1,511,958 0.10% 854,800 0.06%
agreements to
purchase/sell
Total 88,096,874 5.97% 26,915,716 1.82%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 8 26.0239
Purchase 400 26.0725
Purchase 1,100 26.23
Purchase 104 25.77
Purchase 800 26.265
Purchase 1,800 26.14555556
Purchase 500 26.27
Purchase 100 25.81
Purchase 23,590 26.16314964
Purchase 48 26.0239
Purchase 500 25.968
Purchase 800 26.0239
Purchase 10 26.1
Purchase 15 25.83
Purchase 100 25.83
Purchase 8,400 26.05107143
Purchase 900 26.04077778
Purchase 600 26.22666667
Purchase 300 26.22333333
Purchase 4,686 26.27
Purchase 200 25.849
Purchase 300 25.82566667
Purchase 800 25.839875
Purchase 300 26.1
Purchase 300 25.82333333
Purchase 200 25.78
Purchase 3,700 25.80432432
Purchase 100 26.19
Purchase 500 26.16
Purchase 100 26.29
Purchase 11,100 26.1171
Purchase 42,600 26.13008873
Purchase 800 26.265
Purchase 200 26.25
Purchase 500 26.23
Purchase 100 26.11
Purchase 144,366 26.27
Purchase 800 25.7975
Purchase 1,500 26.16266667
Purchase 400 25.78
Purchase 10,271 26.27
Purchase 1,100 26.182
Purchase 200 26.025
Purchase 33,475 26.27
Purchase 856 26.0239
Purchase 156 26.100641
Purchase 4,900 26.21816327
Purchase 71,200 26.12467416
Purchase 47,800 26.00259979
Purchase 1,100 26.12272727
Purchase 3,862 26.05658208
Purchase 71,882 26.13052837
Purchase 2,270 26.12534802
Purchase 69,296 26.1279716
Purchase 4,800 26.12583333
Purchase 26,400 26.20170455
Purchase 100 26.17
Purchase 2,752 26.00622093
Purchase 2,300 26.20434783
Purchase 12,600 25.90261905
Purchase 6,159 25.89008605
Purchase 19,377 25.98505341
Purchase 1,900 25.84736842
Purchase 700 26.21
Purchase 8,500 26.00505882
Purchase 500 26.2742
Purchase 200 25.99
Purchase 3,800 26.27
Purchase 800 25.95625
Purchase 1,200 26.15833333
Purchase 700 26.18428571
Purchase 100 25.96
Purchase 4,200 26.09119048
Purchase 8,049 26.27
Purchase 13,913 26.26984691
Purchase 770 26.17231169
Purchase 700 25.99
Purchase 1,000 26.203
Purchase 4,650 26.27
Purchase 3,874 26.27
Purchase 7,600 26.00644737
Purchase 12,448 26.00544626
Purchase 5,100 26.00901961
Purchase 2,900 26.00586207
Purchase 5,900 26.00220339
Purchase 3,568 26.27
Purchase 5,909 26.27
Purchase 2,861 26.0154
Purchase 10,000 26
Purchase 300 25.91666667
Purchase 1,851 26.27
Purchase 8,300 26.0164
Purchase 1,837 26.27
Purchase 710 26.27
Purchase 2,600 26.25576923
Purchase 400 26.28
Purchase 3,012 26.264834
Purchase 8,223 26.27
Purchase 8,912 26.27
Purchase 24,055 26.27
Purchase 700 26.12857143
Purchase 12,400 26.09993952
Purchase 17,522 26.27
Purchase 17,395 26.27
Purchase 400 26.09
Purchase 17,544 26.27
Purchase 2,743 26.10878236
Purchase 5,600 26.13678571
Purchase 77,018 26.27
Purchase 600 26.15
Sale 400 26.2475
Sale 21,498 25.9164
Sale 117,323 26.27
Sale 2,100 30
Sale 7,200 25.98597222
Sale 6,800 31
Sale 3,700 26.27
Sale 1,338 26.27
Sale 200 26.23
Sale 200 26.19
Sale 956 26.27
Sale 24,475 26.25998979
Sale 29,961 26.27
Sale 8 26.27
Sale 425 26.27
Sale 165 26.27
Sale 154 26.27
Sale 12 26.16
Sale 1,400 26.26857143
Sale 15,938 26.27
Sale 45,931 26.06642573
Sale 6,905 26.27
Sale 1,498 26.14564753
Sale 400 26.2225
Sale 8,300 26.0164
Sale 400 26
Sale 8,895 26.27
Sale 700 26.14471429
Sale 22,313 25.92224578
Sale 10,271 26.27
Sale 3,070 26.08128339
Sale 19,094 26.27
Sale 7,600 26.20578947
Sale 269 26.10037175
Sale 1,100 25.99454545
Sale 2,995 26.27
Sale 8 26.0239
Sale 848 26.0239
Sale 9,600 26.27
Sale 100 25.99
Sale 2,189 26.27
Sale 156 26.10064103
Sale 3,100 26.14453871
Sale 200 25.96
Sale 50,000 26.006
Sale 100 25.81
Sale 800 26.265
Sale 11,800 26.11555932
Sale 5,537 25.84135814
Sale 100 25.88
Sale 9,900 25.86383838
Sale 1,600 25.820625
Sale 200 25.98
Sale 200 26.25
Sale 4 25.77
Sale 13,246 26.27
Sale 800 26.265
Sale 14,700 26.14557823
Sale 300 26.1
Sale 800 25.8399
Sale 500 26.145
Sale 4,686 26.27
Sale 314 26.27
Sale 1,400 26.231
Sale 400 26.0725
Sale 200 25.849
Sale 8,500 26.08411765
Sale 400 26.09
Sale 2,500 26.0804
Sale 200 25.849
Sale 3,900 26.2149
Sale 858 26.02675991
Sale 1,300 26.18846154
Sale 89 26.23
Sale 7,900 26.1635443
Sale 300 26.23
Sale 11,100 26.11712613
Sale 6,000 26.10133333
Sale 100 25.779
Sale 856 26.0239
Sale 1,100 25.98409091
Sale 6,200 26.06979032
Sale 2,400 26.12083333
Sale 400 26.03
Sale 6,100 25.991
Sale 700 26.101
Sale 300 25.99
Sale 10 26.1
Sale 200 25.83
Sale 3,186 26.03046453
Sale 1,900 25.94421053
Sale 115 25.83
Sale 800 26.0239
Sale 1,000 26.203
Sale 56 26.0239
Sale 300 25.91666667
Sale 300 25.99
Sale 100 26.11
Sale 15,300 26.13404575
Sale 7,645 26.1534964
Sale 6,000 26.02316667
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call purchasing -9100 27 AMER 01/11/2009 0.55
Call purchasing 100 25 AMER 01/11/2009 1.7
Call purchasing 100 26 AMER 01/11/2009 0.95
Call purchasing 100 27 AMER 01/03/2010 1.2
Call purchasing 200 27 AMER 01/12/2009 0.8
Call purchasing 200 28 AMER 01/11/2009 0.22
Call purchasing 200 29 AMER 01/03/2010 0.55
Call purchasing 300 25 AMER 01/01/2010 1.7
Call purchasing 1000 29 AMER 01/03/2010 0.55
Call purchasing 1100 26 AMER 01/11/2009 0.9
Call purchasing 2000 27 AMER 01/12/2009 0.7
Call selling 100 30 AMER 01/01/2010 0.25
Call selling 200 26 AMER 01/10/2009 0.475
Call selling 200 27 AMER 01/10/2009 0.15
Call selling 400 27 AMER 01/10/2009 0.15
Call selling 1100 27 AMER 01/12/2009 0.75
Call selling 1500 25 AMER 01/01/2011 3.2
Call selling 2000 26 AMER 01/01/2010 1.25
Call selling 2300 28 AMER 01/12/2009 0.5
Call selling 2700 27 AMER 01/12/2009 0.75
Call selling 3500 27.5 AMER 01/01/2010 0.65
Put purchasing 100 25 AMER 01/11/2009 0.6
Put purchasing 100 26 AMER 01/10/2009 0.425
Put purchasing 100 26 AMER 01/01/2010 1.55
Put purchasing 100 28 AMER 01/10/2009 2.18
Put purchasing 200 23 AMER 01/11/2009 0.16
Put purchasing 300 23 AMER 01/11/2009 0.15
Put purchasing 300 25 AMER 01/11/2009 0.6
Put purchasing 800 35 AMER 01/01/2011 10.4
Put purchasing 1100 23 AMER 01/11/2009 0.15
Put purchasing 6300 25 AMER 01/10/2009 0.05
Put selling 100 22 AMER 01/12/2009 0.2
Put selling 100 28 AMER 01/12/2009 2.25
Put selling 800 28 AMER 01/12/2009 2.375
Put selling 1200 26 AMER 01/10/2009 0.425
Put selling 1300 28 AMER 01/12/2009 2.25
Put selling 1900 28 AMER 01/12/2009 2.25
Put selling 3700 28 AMER 01/12/2009 2.3
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, e.g. Expiry Date
name, or Securities Price American,
e.g. Purchased to which (Note 2) European
call the option etc.
option or
derivative
relates
Option Sold -1,300 26 AMER 20/03/2010
Option Sold -2,600 29 AMER 16/01/2010
Option Purchased -600 27 AMER 17/10/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Purchased -1,300 27 AMER 20/03/2010
Option Purchased -200 23 AMER 20/03/2010
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -1,600 26 AMER 19/12/2009
Option Sold -2,000 29 AMER 20/03/2010
Option Sold -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -109,900 26 AMER 19/12/2009
Option Sold -1,200 20 AMER 19/12/2009
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 24 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 200 24 AMER 16/01/2010
Option Sold -500 24 AMER 16/01/2010
Option Purchased 100 32 AMER 20/03/2010
Option Sold -2,900 29 AMER 16/01/2010
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased 200 17.5 AMER 22/01/2011
Option Sold -37,300 35 AMER 22/01/2011
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -20,000 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,400 30 AMER 19/12/2009
Option Sold -12,100 20 AMER 22/01/2011
Option Sold -35,100 30 AMER 22/01/2011
Option Sold -11,000 22.5 AMER 22/01/2011
Option Sold -38,600 30 AMER 16/01/2010
Option Sold -40,700 22.5 AMER 16/01/2010
Option Sold -43,100 27 AMER 17/10/2009
Option Sold -44,900 25 AMER 22/01/2011
Option Sold -104,400 25 AMER 16/01/2010
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Purchased -3,200 31 AMER 19/12/2009
Option Sold -3,200 24 AMER 19/12/2009
Option Sold -3,500 40 AMER 22/01/2011
Option Sold -4,000 50 AMER 22/01/2011
Option Sold -4,300 29 AMER 17/10/2009
Option Sold -4,900 24 AMER 19/12/2009
Option Sold -13,600 28 AMER 19/12/2009
Option Sold -5,600 32 AMER 20/03/2010
Option Purchased 800 33 AMER 20/03/2010
Option Sold -8,700 26 AMER 16/01/2010
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -8,900 27.5 AMER 16/01/2010
Option Sold -9,600 29 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 800 25 AMER 21/11/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,400 28 AMER 20/03/2010
Option Purchased 11,600 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 25 AMER 17/10/2009
Option Purchased 13,400 20 AMER 22/01/2011
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 15,800 28 AMER 19/12/2009
Option Purchased 8,200 24 AMER 21/11/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 8,100 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 27,700 26 AMER 17/10/2009
Option Purchased 110,900 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 42,500 25 AMER 19/12/2009
Option Purchased 13,100 27 AMER 19/12/2009
Option Purchased 32,600 27.5 AMER 16/01/2010
Option Purchased 6,500 27 AMER 20/03/2010
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 24,300 26 AMER 21/11/2009
Option Purchased 21,700 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 2,700 27 AMER 19/12/2009
Option Purchased 2,300 23 AMER 21/11/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 6,700 29 AMER 19/12/2009
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 26 AMER 16/01/2010
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 1,000 23 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,300 25 AMER 22/01/2011
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 2,700 30 AMER 16/01/2010
Option Purchased 4,400 26 AMER 21/11/2009
Option Purchased 2,800 27 AMER 21/11/2009
Option Purchased 3,900 25 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 4,400 28 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk