Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,724,088 4.18% 427,053 0.03%
securities
(2) Derivatives 7,200 0.00% 627,758 0.04%
(other than
options)
(3) Options and 1,659,958 0.11% 903,900 0.06%
agreements to
purchase/sell
Total 63,391,246 4.30% 1,958,711 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 800 25.82225
Purchase 100 25.74
Purchase 1200 25.9065
Purchase 200 26.02
Purchase 100 25.74
Purchase 4300 25.98627907
Purchase 200 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 18642 25.81173318
Purchase 100 25.74
Purchase 100 25.74
Purchase 2200 25.79909091
Purchase 1600 25.82875
Purchase 156 25.74
Purchase 44 25.74
Purchase 200 25.94
Purchase 1000 25.863
Purchase 300 25.74
Purchase 1300 26.00692308
Purchase 900 25.99222222
Purchase 300 25.74
Purchase 100 25.74
Purchase 200 25.74
Purchase 100 25.82
Purchase 373 25.91812332
Purchase 100 25.85
Purchase 100 25.74
Purchase 605 25.8854
Purchase 100 25.74
Purchase 400 25.855
Purchase 200 26
Purchase 1505 25.90830565
Purchase 100 25.74
Purchase 100 25.74
Purchase 700 25.8854
Purchase 395 25.8854
Purchase 25000 26
Purchase 444 25.74
Purchase 100 25.74
Purchase 100 25.7399
Purchase 300 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.7399
Purchase 500 25.74
Purchase 200 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 600 25.7398
Purchase 100 25.74
Purchase 300 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 5800 26.02
Purchase 200 25.74
Purchase 200 25.74
Purchase 400 25.74
Purchase 100 25.74
Purchase 300 25.74
Purchase 8600 26.02
Purchase 156 25.74
Purchase 300 25.8779
Purchase 500 25.74
Purchase 100 25.74
Purchase 5900 25.8920339
Purchase 156 25.74
Purchase 200 25.74
Purchase 600 25.74
Purchase 600 25.74
Purchase 300 25.74
Purchase 600 25.74
Purchase 500 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 100 25.74
Purchase 5400 25.85259259
Purchase 100 26.01
Purchase 730 26.02
Purchase 200 25.8
Purchase 6500 25.95984615
Purchase 1600 25.896875
Purchase 300 26.00333333
Purchase 100 26
Purchase 1700 25.96882353
Purchase 100 25.841
Purchase 16500 25.93546242
Purchase 15100 25.95133775
Purchase 1700 25.95588235
Purchase 2763 25.99994839
Purchase 1000 25.88315
Purchase 500 26
Purchase 2800 26
Purchase 3700 25.93784865
Purchase 2000 26.02
Purchase 9000 25.811
Purchase 1100 25.96727273
Purchase 200 25.9
Purchase 27 25.95
Purchase 4678 25.8854
Purchase 6440 25.84412919
Purchase 1000 25.953
Purchase 400 26.015
Purchase 7273 25.93963976
Purchase 3100 25.94032258
Purchase 200 25.9645
Purchase 1500 25.87733333
Purchase 700 26
Purchase 2400 25.85375
Purchase 800 25.9801
Purchase 903 26.02
Purchase 2500 25.89072
Purchase 2597 25.96959184
Purchase 100 25.94
Purchase 1800 25.83555556
Purchase 3000 25.9695
Purchase 3100 25.88516129
Purchase 100 25.74
Purchase 1400 25.99142857
Purchase 2000 25.864
Purchase 1000 25.861
Purchase 5900 25.90784746
Purchase 2093 26
Purchase 500 26
Purchase 1100 25.99090909
Purchase 500 25.74
Purchase 1428 26.02
Purchase 11800 25.80254237
Purchase 100 25.74
Purchase 500 25.74
Purchase 100 25.74
Purchase 44 25.74
Purchase 400 25.74
Purchase 100 25.74
Purchase 200 25.74
Purchase 300 25.81
Purchase 5600 26.02
Purchase 9699 25.7997
Purchase 100 26
Purchase 9699 25.775
Purchase 2100 25.80803333
Purchase 2404 25.79955075
Purchase 5500 25.88534545
Purchase 2316 26.02
Purchase 300 25.74
Purchase 1900 25.80263158
Purchase 100 25.74
Purchase 300 25.8
Purchase 4100 25.80878049
Purchase 2200 25.80636364
Purchase 300 25.74
Purchase 100 25.81
Sale 700 25.8854
Sale 300 25.8779
Sale 1500 25.75
Sale 12 25.95
Sale 200 25.81
Sale 100 25.81
Sale 2600 25.74115385
Sale 2800 26
Sale 900 25.75
Sale 211 25.8854
Sale 800 26.015
Sale 4867 25.88125782
Sale 400 25.74
Sale 33000 25.95683333
Sale 2939 26.02
Sale 2730 26.02
Sale 3368 25.8902
Sale 100 26
Sale 100 25.73
Sale 24479 25.8902
Sale 18843 25.8902
Sale 9699 25.775
Sale 9288 25.9185
Sale 7734 26.02
Sale 7615 25.9185
Sale 100 25.74
Sale 4085 25.8902
Sale 800 25.97625
Sale 3020 25.8902
Sale 2791 25.8902
Sale 2549 25.8901
Sale 2374 25.8901
Sale 2044 25.8901
Sale 1972 25.8902
Sale 1860 26.02
Sale 1672 26.02
Sale 1649 25.8901
Sale 5800 25.8821
Sale 1900 25.87073684
Sale 14997 25.80092418
Sale 6500 25.80092308
Sale 1800 25.805
Sale 1100 25.83636364
Sale 10600 25.82896226
Sale 2700 25.83222222
Sale 200 25.9645
Sale 840 25.980125
Sale 2000 25.98652
Sale 100 25.94
Sale 1144 25.8901
Sale 36300 25.95474435
Sale 4700 25.94
Sale 9000 25.95
Sale 100 25.99
Sale 100 26
Sale 3700 25.99729189
Sale 100 25.73
Sale 600 25.82833333
Sale 100 26
Sale 1900 25.83584211
Sale 1200 25.78083333
Sale 800 25.82225
Sale 1000 25.861
Sale 2627 25.91802436
(C) Options transactions
Sale 200 25.94
Sale 4300 25.96953488
Sale 490 25.99693878
Sale 200 26.005
Sale 900 25.91333333
Sale 1556 25.8902
Sale 4338 25.90439373
Sale 100 26
Sale 300 26.03
Sale 15 25.95
Sale 400 25.995
Sale 2500 26.0352
Sale 3500 26.00657143
Sale 1700 26.00705882
Sale 100 26
Sale 300 25.8854
Sale 11300 25.8732
Sale 5900 25.9440678
Sale 4400 25.89931818
Sale 15000 25.739991
Sale 1102 25.8902
Sale 1100 25.8821
Sale 831 25.8902
Sale 772 26.02
Sale 389 25.8901
Sale 301 25.8902
Sale 78 25.8902
Sale 200 25.95
Sale 12400 26.00002661
Sale 5700 25.95673684
Sale 2100 26.00028571
Sale 5200 25.95615385
Sale 5600 25.90796429
Sale 7456 25.99998087
Sale 1200 25.8775
Sale 1178 25.8854
Sale 3500 25.8854
Sale 700 25.8854
Sale 10400 26
Sale 1271 25.8901
Sale 300 25.90566667
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 100 25 AMER 01/11/2009 1.4
Call Purchase 100 25 AMER 01/11/2009 1.5
Call Purchase 100 26 AMER 01/12/2009 1.1
Call Purchase 100 29 AMER 01/03/2010 0.45
Call Purchase 200 27 AMER 01/11/2009 0.45
Call Purchase 200 28 AMER 01/11/2009 0.2
Call Purchase 300 27 AMER 01/11/2009 0.43
Call Purchase 400 28 AMER 01/03/2010 0.83
Call Purchase 500 26 AMER 01/10/2009 0.25
Call Purchase 500 30 AMER 01/01/2010 0.15
Call Purchase 700 27 AMER 01/10/2009 0.05
Call Sale 100 26 AMER 01/11/2009 0.85
Call Sale 100 26 AMER 01/01/2010 1.25
Call Sale 100 27.5 AMER 01/01/2010 0.65
Call Sale 100 30 AMER 01/01/2011 1.2
Call Sale 200 26 AMER 01/10/2009 0.3
Call Sale 200 27 AMER 01/10/2009 0.1
Call Sale 300 25 AMER 01/01/2011 3.1
Call Sale 800 24 AMER 01/12/2009 2.45
Call Sale 1700 25 AMER 01/01/2011 3
Call Sale 1700 26 AMER 01/03/2010 1.7
Put Purchase 100 25 AMER 01/11/2009 0.55
Put Purchase 100 25 AMER 01/01/2011 3
Put Purchase 100 26 AMER 01/11/2009 0.85
Put Purchase 100 26 AMER 01/11/2009 0.9
Put Purchase 100 26 AMER 01/11/2009 1.05
Put Purchase 200 26 AMER 01/10/2009 0.35
Put Purchase 500 25 AMER 01/01/2011 3
Put Purchase 4400 25 AMER 01/01/2011 3
Put Purchase 10000 25 AMER 01/01/2011 3
Put Purchase 14800 25 AMER 01/01/2011 3
Put Purchase 16000 25 AMER 01/01/2011 3
Put Purchase 21300 25 AMER 01/01/2011 3
Put Sale 200 27 AMER 01/12/2009 1.95
Put Sale 300 25 AMER 01/12/2009 0.85
Put Sale 500 27 AMER 01/12/2009 1.9
Put Sale 1000 26 AMER 01/12/2009 1.25
Put Sale 1400 27 AMER 01/12/2009 1.9
Put Sale 1900 26 AMER 01/12/2009 1.25
Put Sale 4400 27 AMER 01/12/2009 1.9
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,100 26 AMER 16/01/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased -900 24 AMER 16/01/2010
Option Purchased -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -1,200 20 AMER 19/12/2009
Option Purchased -1,300 27 AMER 20/03/2010
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased -500 27 AMER 17/10/2009
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -3,000 26 AMER 20/03/2010
Option Purchased -3,500 40 AMER 22/01/2011
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -110,200 25 AMER 16/01/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Purchased 100 32 AMER 20/03/2010
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased 100 30 AMER 21/11/2009
Option Purchased -37,400 35 AMER 22/01/2011
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -18,300 28 AMER 19/12/2009
Option Purchased -19,400 25 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -27,300 30 AMER 19/12/2009
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -35,100 30 AMER 22/01/2011
Option Purchased -12,300 29 AMER 16/01/2010
Option Purchased -38,100 30 AMER 16/01/2010
Option Purchased -40,400 22.5 AMER 16/01/2010
Option Purchased -42,600 27 AMER 17/10/2009
Option Purchased -46,900 25 AMER 22/01/2011
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -109,600 26 AMER 19/12/2009
Option Purchased -27,700 32 AMER 19/12/2009
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased 700 24 AMER 21/11/2009
Option Purchased -4,500 31 AMER 19/12/2009
Option Purchased -4,500 26 AMER 19/12/2009
Option Purchased -5,200 28 AMER 20/03/2010
Option Purchased -5,200 24 AMER 19/12/2009
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -13,900 20 AMER 22/01/2011
Option Purchased -7,100 24 AMER 16/01/2010
Option Purchased -13,100 26 AMER 16/01/2010
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -8,900 27.5 AMER 16/01/2010
Option Purchased -9,500 29 AMER 20/03/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -11,000 22.5 AMER 22/01/2011
Option Purchased -4,000 24 AMER 19/12/2009
Option Purchased -6,500 27 AMER 19/12/2009
Option Purchased 10,800 25 AMER 17/10/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 13,400 20 AMER 22/01/2011
Option Purchased 12,800 28 AMER 20/03/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 15,900 28 AMER 19/12/2009
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 8,200 24 AMER 21/11/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 8,100 24 AMER 20/03/2010
Option Purchased 7,700 27 AMER 21/11/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 11,400 25 AMER 20/03/2010
Option Purchased 28,000 26 AMER 17/10/2009
Option Purchased 159,700 25 AMER 22/01/2011
Option Purchased 110,900 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 14,300 27 AMER 19/12/2009
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,900 27.5 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 24,000 26 AMER 21/11/2009
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 29 AMER 19/12/2009
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,000 25 AMER 21/11/2009
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 1,000 23 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,000 28 AMER 21/11/2009
Option Purchased 4,900 26 AMER 21/11/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 2,700 30 AMER 16/01/2010
Option Purchased 4,000 25 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 6,800 27 AMER 20/03/2010
Option Purchased 4,600 40 AMER 22/01/2011
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk