Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,142,085 4.21% 446,356 0.03%
securities
(2) Derivatives 7,200 0.00% 627,758 0.04%
(other than
options)
(3) Options and 1,680,158 0.11% 904,300 0.06%
agreements to
purchase/sell
Total 63,829,443 4.33% 1,978,414 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 300 26.12
Purchase 4,700 26.0966
Purchase 100 26.22
Purchase 700 26.14
Purchase 2,900 26.14431034
Purchase 7,500 26.11333333
Purchase 1,750 26.12571429
Purchase 5,200 26.13967308
Purchase 2,800 26
Purchase 100 26.04
Purchase 3,500 26.13085714
Purchase 100 26.08
Purchase 12,900 26.12782946
Purchase 800 26.080875
Purchase 500 26.15
Purchase 700 26.14442857
Purchase 400 26.175
Purchase 100 26.15
Purchase 2,700 26.1219
Purchase 700 26.15142857
Purchase 55 26.19
Purchase 100 26.2
Purchase 26 26.16
Purchase 800 26.12
Purchase 2,700 26.14185185
Purchase 21,911 26.1284
Purchase 1,720 26.12
Purchase 100 26.19
Purchase 1,700 26.14
Purchase 600 26.16666667
Purchase 15,200 26.14328947
Purchase 400 26.1
Purchase 6,600 26.15151515
Purchase 200 26.085
Purchase 2,768 26.14651
Purchase 7,500 26.09
Purchase 2,200 26.1373
Purchase 200 26.2
Purchase 200 26.2
Purchase 100 26.2
Purchase 200 26.14
Purchase 400 26.05
Purchase 1,500 26.092
Purchase 21,328 26.13444017
Purchase 1,500 26.14866667
Purchase 2,300 26.12347826
Purchase 200 26.181
Purchase 2,800 26
Purchase 1,600 26.190125
Purchase 21,911 26.1284
Purchase 2,000 26.0896
Purchase 1,400 26.1305
Purchase 304 26.1305
Purchase 1,400 26.22
Purchase 1,288 26.22
Purchase 11,100 26.1305
Purchase 900 26.22
Purchase 900 26.1
Purchase 7,384 26.1197 USD
Purchase 1,500 26.124
Purchase 12 26.22
Purchase 598,362 26.09 USD
Purchase 1,000 26.118
Purchase 4,078 26.16675821
Purchase 3,400 26.14382353
Purchase 1,900 26.16631579
Purchase 200 26.045
Purchase 800 26.05
Purchase 700 26.22
Purchase 692 26.17
Purchase 1,244 26.02 USD
Purchase 580 26.14896552
Purchase 241 26.09 USD
Purchase 700 26.14964286
Purchase 600 26.16
Purchase 304 26.1305
Purchase 605 26.09 USD
Purchase 703 26.2 USD
Purchase 12,500 26.1305
Purchase 2,980 26.15940268
Purchase 2 26.12
Purchase 1,500 26.11266667
Purchase 1,704 26.09 USD
Purchase 11,127 26.09
Purchase 8,800 26.13113636
Purchase 5,800 26.10241379
Sale 100 26.03
Sale 304 26.1305
Sale 300 26.12333333
Sale 1,000 26.13
Sale 100 26.12
Sale 2,800 26
Sale 1,120 26.12
Sale 1,000 26.159
Sale 11,227 26.08982186
Sale 280 26.1371
Sale 21,911 26.1284
Sale 200 26.19
Sale 12,500 26.1305
Sale 2,700 26.17592593
Sale 1,900 26.14329237
Sale 700 26.14571429
Sale 2,200 26.13731818
Sale 100 26.15
Sale 302 26.1597351
Sale 2,700 26.10585185
Sale 2,700 26.12192593
Sale 700 26.14964286
Sale 2,000 26.084
Sale 300 26.13333333
Sale 80 26.15
Sale 600 26.11833333
Sale 1,200 26.16001667
Sale 700 26.11571429
Sale 4,100 26.13609756
Sale 1,200 26.14833333
Sale 5,100 26.13588235
Sale 1,000 26.049
Sale 1,000 26.1902
Sale 200 26.19
Sale 200 26.17
Sale 104 26.15653846
Sale 400 26.06
Sale 155 26.19
Sale 26 26.16
Sale 12,800 26.12478906
Sale 2,000 26.0625
Sale 100 26.1
Sale 3,600 26.0975
Sale 100 26.19
Sale 6,100 26.11196721
Sale 1,300 26.16
Sale 300 26.17
Sale 600 26.12
Sale 1,400 26.14792857
Sale 400 26.05
Sale 100 26.2
Sale 200 26.181
Sale 100 26.14
Sale 8,700 26.13612644
Sale 100 26.07
Sale 17,000 26.11802294
Sale 1,800 26.14611111
Sale 100 26.02 USD
Sale 68 26.14
Sale 1,413 26.135 USD
Sale 1,154 26.09 USD
Sale 1,020 26.135 USD
Sale 990 26.1097 USD
Sale 567 26.1309 USD
Sale 432 26.09 USD
Sale 421 26.135 USD
Sale 415 26.1478 USD
Sale 1,502 26.135 USD
Sale 150 26.135 USD
Sale 1,544 26.09 USD
Sale 2,500 26.10168
Sale 1,500 26.092
Sale 400 26.175
Sale 800 26.12
Sale 300 26.12
Sale 2,800 26
Sale 1,800 26.1355
Sale 1,000 26.144
Sale 1,274 26.13017268
Sale 11,469 26.13846368
Sale 331 26.09 USD
Sale 3,231 26.1546 USD
Sale 1,508 26.1367374
Sale 300 26.17
Sale 10,300 26.12650485
Sale 37,800 26.1487 USD
Sale 33,328 26.135 USD
Sale 26,080 26.135 USD
Sale 6,768 26.135 USD
Sale 4,673 26.135 USD
Sale 4,146 26.135 USD
Sale 1,443 26.1546 USD
Sale 3,344 26.09 USD
Sale 4,000 26.12725
Sale 3,085 26.0695 USD
Sale 3,007 26.1546 USD
Sale 2,756 26.135 USD
Sale 2,750 26.1478 USD
Sale 2,702 26.135 USD
Sale 2,435 26.1478 USD
Sale 2,137 26.135 USD
Sale 2,046 26.135 USD
Sale 1,627 26.1546 USD
Sale 1,566 26.135 USD
Sale 3,953 26.135 USD
Sale 100 26.15
Sale 100 26.14
Sale 14,553 26.14831856
Sale 32 26.14
Sale 892 26.17896861
Sale 300 26.14
Sale 100 26.14
Sale 68 26.14
Sale 100 26.15
Sale 100 26.15
Sale 19,579 26.14724194
Sale 200 26.15
Sale 500 26.2
Sale 300 26.15
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 200 26.1501
Sale 100 26.15
Sale 100 26.15
Sale 3,600 26.08116667
Sale 1,306 26.08663093
Sale 200 26.15
Sale 4,357 26.11842552
Sale 1,400 26.175
Sale 1,200 26.14166667
Sale 1,000 26.09
Sale 1,000 26.132
Sale 1,800 26.09055556
Sale 5,000 26.054
Sale 2,600 26.10076923
Sale 767 26.0808605
Sale 4,000 26.12575
Sale 5,200 26.15740385
Sale 100 26.14
Sale 1,757 26.154428
Sale 100 26.14
Sale 235 26.09340426
Sale 700 26.15714286
Sale 1,000 26.124
Sale 2,007 26.09
Sale 17,300 26.142
Sale 6,600 26.151515
Sale 600 26.16666667
Sale 200 26.085
Sale 5,800 26.02
Sale 7,000 26.139
Sale 1,888 26.10903602
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 01/11/2009 1.55
Call Purchasing 100 25 AMER 01/11/2009 1.6
Call Purchasing 100 26 AMER 01/10/2009 0.35
Call Purchasing 100 26 AMER 01/11/2009 0.9
Call Purchasing 100 26 AMER 01/11/2009 0.95
Call Purchasing 100 26 AMER 01/11/2009 1
Call Purchasing 100 26 AMER 01/01/2010 1.3
Call Purchasing 100 26 AMER 01/03/2010 1.7
Call Purchasing 100 27 AMER 01/11/2009 0.5
Call Purchasing 100 27 AMER 01/11/2009 0.55
Call Purchasing 100 27 AMER 01/12/2009 0.75
Call Purchasing 100 29 AMER 01/01/2010 0.25
Call Purchasing 200 26 AMER 01/10/2009 0.4
Call Purchasing 200 29 AMER 01/03/2010 0.55
Call Purchasing 300 27.5 AMER 01/01/2010 0.65
Call Purchasing 400 22.5 AMER 01/01/2011 4.4
Call Purchasing 500 25 AMER 01/10/2009 1.15
Call Purchasing 600 29 AMER 01/03/2010 0.55
Call Purchasing 13800 27.5 AMER 01/01/2010 0.7
Call Selling 100 25 AMER 01/12/2009 1.8
Call Selling 100 27 AMER 01/10/2009 0.1
Call Selling 100 30 AMER 01/12/2009 0.15
Call Selling 200 27 AMER 01/10/2009 0.1
Call Selling 200 30 AMER 01/12/2009 0.15
Call Selling 300 25 AMER 01/01/2011 3.1
Put Purchasing 100 20 AMER 01/01/2011 1
Put Purchasing 300 26 AMER 01/11/2009 0.85
Put Purchasing 800 27 AMER 01/10/2009 0.85
Put Purchasing 1300 27 AMER 01/10/2009 0.85
Put Purchasing 2000 27 AMER 01/10/2009 0.85
Put Selling 100 25 AMER 01/10/2009 0.05
Put Selling 500 25 AMER 01/10/2009 0.05
Put Selling 500 30 AMER 01/10/2009 3.9
Put Selling 1200 27 AMER 01/03/2010 2.35
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 07 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -900 24 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -2,100 26 AMER 16/01/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,500 27 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Sold -2,900 26 AMER 20/03/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Sold -2,000 29 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -110,200 25 AMER 16/01/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Sold -600 19 AMER 19/12/2009
Option Purchased 100 30 AMER 21/11/2009
Option Sold -500 30 AMER 17/10/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Sold -4,000 24 AMER 19/12/2009
Option Purchased 100 32 AMER 20/03/2010
Option Sold -37,400 35 AMER 22/01/2011
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,300 30 AMER 19/12/2009
Option Sold -3,500 40 AMER 22/01/2011
Option Sold -35,100 30 AMER 22/01/2011
Option Sold -12,200 29 AMER 16/01/2010
Option Sold -38,100 30 AMER 16/01/2010
Option Sold -40,400 22.5 AMER 16/01/2010
Option Sold -42,900 27 AMER 17/10/2009
Option Sold -47,200 25 AMER 22/01/2011
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -109,600 26 AMER 19/12/2009
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -4,300 29 AMER 17/10/2009
Option Purchased -4,500 31 AMER 19/12/2009
Option Sold -4,500 26 AMER 19/12/2009
Option Purchased -5,200 28 AMER 20/03/2010
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -13,900 20 AMER 22/01/2011
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -13,000 26 AMER 16/01/2010
Option Sold -8,700 29 AMER 20/03/2010
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -8,900 27.5 AMER 16/01/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -10,600 22.5 AMER 22/01/2011
Option Purchased 700 24 AMER 21/11/2009
Option Sold -6,500 27 AMER 19/12/2009
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,800 28 AMER 20/03/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,400 25 AMER 20/03/2010
Option Purchased 6,800 27 AMER 20/03/2010
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 8,200 24 AMER 21/11/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 8,100 24 AMER 20/03/2010
Option Purchased 7,900 27 AMER 21/11/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 500 25 AMER 17/10/2009
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 159,700 25 AMER 22/01/2011
Option Purchased 110,900 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 14,400 27 AMER 19/12/2009
Option Purchased 41,000 27.5 AMER 16/01/2010
Option Purchased 15,900 28 AMER 19/12/2009
Option Purchased 28,300 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 24,300 26 AMER 21/11/2009
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 29 AMER 19/12/2009
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 1,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 1,000 23 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 6,400 30 AMER 19/12/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,200 26 AMER 21/11/2009
Option Purchased 5,000 28 AMER 21/11/2009
Option Purchased 4,900 27 AMER 17/10/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 2,700 30 AMER 16/01/2010
Option Purchased 4,000 25 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 4,600 40 AMER 22/01/2011
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk