Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,126,996 4.21% 460,965 0.03%
securities
(2) Derivatives 6,000 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,109,258 0.14% 1,067,500 0.07%
agreements to
purchase/sell
Total 64,242,254 4.36% 2,156,223 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 800 26.0737
Purchase 979 26.05650664
Purchase 6,500 26.05
Purchase 200 26.055
Purchase 100 26.07
Purchase 1,800 26.07961111
Purchase 40 26.07
Purchase 700 26.08828571
Purchase 200 26.09
Purchase 6,500 26.05
Purchase 100 26.0404
Purchase 100 26.03
Purchase 800 26.0737
Purchase 24,477 26.15874617
Purchase 400 26.05175
Purchase 3,153 26.05
Purchase 572 26.0737
Purchase 2,635 26.0737
Purchase 700 26.05
Purchase 400 26.0525
Purchase 572 26.0737
Purchase 800 26.084
Purchase 1,800 26.07111111
Purchase 800 26.0737
Purchase 4,035 26.07612379
Purchase 7,700 26.09025974
Purchase 2,900 26.0793
Purchase 2,364 26.05
Purchase 100 26.03
Purchase 800 26.07
Purchase 2,300 26.06956522
Purchase 280 26.07
Purchase 1,300 26.05
Purchase 100 26.0404
Purchase 11,100 26.15423423
Purchase 1,042 26.10596929
Purchase 100 26.18
Purchase 10,639 26.07608234
Purchase 7,000 26.069
Purchase 700 26.15142857
Purchase 347 26.14694525
Purchase 9,435 26.06872284
Purchase 11,400 26.06929825
Purchase 500 26.14
Purchase 24,816 26.16430851
Purchase 4,168 26.0618714
Purchase 22,800 26.14925439
Purchase 1,100 26.09818182
Purchase 300 26.16333333
Purchase 11,907 26.17149996
Purchase 28,684 26.05
Purchase 1,400 26.02464286
Purchase 7,100 26.07409859
Purchase 4,300 26.06166512
Purchase 3,400 26.07504706
Purchase 100 26.101
Purchase 1,000 26.0406
Purchase 1,414 26.1
Purchase 1,200 26.0295
Purchase 1,428 26.05
Purchase 600 26.096
Purchase 500 26.064
Purchase 4,400 26.05918182
Purchase 1,600 26.05
Purchase 800 26.0565
Purchase 4,200 26.09333333
Purchase 3,000 26.04266667
Purchase 1,000 26.089
Purchase 100 26.07
Purchase 400 26.0625
Purchase 4,800 26.06516667
Purchase 222 26.1
Purchase 500 26.074
Purchase 100 26.01
Purchase 4,100 26.05878049
Purchase 3,100 26.06096774
Purchase 700 26.06
Purchase 800 26.09
Purchase 2,400 26.06808333
Purchase 100 26.05
Purchase 400 26.07
Sale 1,100 26.06363636
Sale 400 26.1
Sale 1,600 26.085625
Sale 576 26.05
Sale 502 26.0751
Sale 490 26.0678
Sale 1,800 26.0652
Sale 100 26.03
Sale 954 26.0678
Sale 3,153 26.05
Sale 100 26.0404
Sale 572 26.0737
Sale 27,300 26.068663
Sale 3,435 26.0737
Sale 14,174 26.06523776
Sale 4,800 26.05770833
Sale 100 26.1
Sale 200 26.055
Sale 100 26.1
Sale 800 26.07
Sale 100 26.09
Sale 28,684 26.05
Sale 100 26.14
Sale 4,943 26.0678
Sale 9,205 26.08057034
Sale 11,400 26.06929825
Sale 2,364 26.05
Sale 700 26.06714286
Sale 4,601 26.05503369
Sale 27,000 26.07533333
Sale 800 26.0737
Sale 6,500 26.05
Sale 7,786 26.0678
Sale 635 26.05
Sale 5,852 26.05
Sale 13,020 26.08279724
Sale 900 26.06211111
Sale 9,800 26.06752041
Sale 1,400 26.09485714
Sale 1,200 26.07675
Sale 2,700 26.06037037
Sale 1,600 26.06375
Sale 300 26.03666667
Sale 268 26.03873134
Sale 250 26.11
Sale 161 26.04
Sale 14,100 26.06778369
Sale 400 26.0675
Sale 100 26.06
Sale 100 26.18
Sale 100 26.092
Sale 900 26.08
Sale 300 26.09
Sale 4,200 26.03890476
Sale 3,500 26.05842857
Sale 600 26.096
Sale 100 26.05
Sale 700 26.08857143
Sale 1,400 26.02464286
Sale 1,100 26.04609091
Sale 5,000 26.087412
Sale 900 26.13222222
Sale 7,400 26.10175676
Sale 13,038 26.11557371
Sale 40 26.11
Sale 100 26.03
Sale 400 26.0525
Sale 1,300 26.05
Sale 3,380 26.0697
Sale 100 26.03
Sale 11,175 26.07051365
Sale 4,300 26.07255814
Sale 500 26.106
Sale 1,000 26.19
Sale 1,900 26.13
Sale 3,800 26.07631579
Sale 102 26.0751
Sale 800 26.084
Sale 800 26.07
Sale 200 26.055
Sale 500 26.07
Sale 2,840 26.082
Sale 6,500 26.05
Sale 267 26.0737
Sale 800 26.0737
Sale 200 26.0475
Sale 200 26.04
Sale 133 26.0575188
Sale 533 26.0737
Sale 400 26.0525
Sale 1,974 26.07380952
Sale 100 26.05
Sale 200 26.0925
Sale 2,900 26.07931034
Sale 2,000 26.0905
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1200 26.0671
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 01/10/2009 1.1
Call Purchasing 100 27 AMER 01/11/2009 0.45
Call Purchasing 100 29 AMER 01/03/2010 0.5
Call Purchasing 100 30 AMER 01/01/2011 1.15
Call Purchasing 200 26 AMER 01/10/2009 0.3
Call Purchasing 200 29 AMER 01/03/2010 0.5
Call Purchasing 200 30 AMER 01/01/2011 1.15
Call Purchasing 300 29 AMER 01/03/2010 0.5
Call Purchasing 300 30 AMER 01/01/2011 1.1
Call Purchasing 400 29 AMER 01/01/2010 0.25
Call Purchasing 600 27.5 AMER 01/01/2010 0.65
Call Purchasing 1900 25 AMER 01/10/2009 1.1
Call Purchasing 10900 29 AMER 01/11/2009 0.3
Call Purchasing 14100 26 AMER 01/11/2009 0.9
Call Purchasing 130000 26 AMER 01/11/2009 0.9
Call Purchasing 320000 26 AMER 01/11/2009 1
Call Selling 100 29 AMER 01/12/2009 0.25
Call Selling 200 29 AMER 01/12/2009 0.25
Call Selling 168000 26 AMER 01/11/2009 1
Put Purchasing 100 26 AMER 01/11/2009 0.8
Put Purchasing 100 50 AMER 01/01/2011 24.7
Put Purchasing 200 21 AMER 01/03/2010 0.3
Put Purchasing 200 25 AMER 01/11/2009 0.45
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 08 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -4,000 24 AMER 19/12/2009
Option Sold -900 24 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -600 19 AMER 19/12/2009
Option Purchased -2,100 26 AMER 16/01/2010
Option Sold -500 30 AMER 17/10/2009
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,500 27 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Sold -2,900 26 AMER 20/03/2010
Option Sold -3,500 40 AMER 22/01/2011
Option Purchased 400 22 AMER 20/03/2010
Option Sold -2,000 29 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -153,900 26 AMER 21/11/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Purchased 200 21 AMER 20/03/2010
Option Purchased 100 50 AMER 22/01/2011
Option Sold -800 12.5 AMER 16/01/2010
Option Purchased 100 30 AMER 21/11/2009
Option Sold -4,300 29 AMER 17/10/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Sold -37,400 35 AMER 22/01/2011
Option Purchased -4,000 50 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,300 30 AMER 19/12/2009
Option Sold -13,900 20 AMER 22/01/2011
Option Sold -34,500 30 AMER 22/01/2011
Option Sold -13,000 26 AMER 16/01/2010
Option Sold -38,100 30 AMER 16/01/2010
Option Sold -40,400 22.5 AMER 16/01/2010
Option Sold -42,900 27 AMER 17/10/2009
Option Sold -47,200 25 AMER 22/01/2011
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -109,600 26 AMER 19/12/2009
Option Sold -110,200 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Purchased -4,500 31 AMER 19/12/2009
Option Sold -4,500 26 AMER 19/12/2009
Option Purchased -5,200 28 AMER 20/03/2010
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -6,500 27 AMER 19/12/2009
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -8,100 29 AMER 20/03/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -8,900 27.5 AMER 16/01/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -10,600 22.5 AMER 22/01/2011
Option Sold -10,900 29 AMER 21/11/2009
Option Sold -11,800 29 AMER 16/01/2010
Option Sold -7,100 24 AMER 16/01/2010
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 12,800 28 AMER 20/03/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,400 25 AMER 20/03/2010
Option Purchased 14,400 27 AMER 19/12/2009
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 15,900 28 AMER 19/12/2009
Option Purchased 8,200 24 AMER 21/11/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 8,100 24 AMER 20/03/2010
Option Purchased 8,000 27 AMER 21/11/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 159,700 25 AMER 22/01/2011
Option Purchased 110,900 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 41,600 27.5 AMER 16/01/2010
Option Purchased 6,400 30 AMER 19/12/2009
Option Purchased 28,500 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 6,800 27 AMER 20/03/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 1,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,000 23 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 2,500 25 AMER 17/10/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 29 AMER 19/12/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 24 AMER 21/11/2009
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,300 26 AMER 21/11/2009
Option Purchased 5,000 28 AMER 21/11/2009
Option Purchased 4,900 27 AMER 17/10/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 4,400 25 AMER 21/11/2009
Option Purchased 450,000 26 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,700 30 AMER 16/01/2010
Option Purchased 4,600 28 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
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