Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,708,084 4.18% 557,750 0.04%
securities
(2) Derivatives 6,000 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,112,158 0.14% 1,068,600 0.07%
agreements to
purchase/sell
Total 63,826,242 4.33% 2,254,108 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 85 26.092145
Purchase 141 26.092145
Purchase 268 26.092145
Purchase 374 26.092145
Purchase 164 26.092145
Purchase 168 26.092145
Purchase 168 26.092145
Purchase 170 26.092145
Purchase 202 26.092145
Purchase 315 26.092145
Purchase 164 26.092145
Purchase 158 26.092145
Purchase 157 26.092145
Purchase 235 26.092145
Purchase 307 26.092145
Purchase 116 26.092145
Purchase 1,476 26.092145
Purchase 176 26.092145
Purchase 227 26.092145
Purchase 169 26.092145
Purchase 239 26.092145
Purchase 248 26.092145
Purchase 131 26.092145
Purchase 118 26.092145
Purchase 132 26.092145
Purchase 90 26.092145
Purchase 782 26.092145
Purchase 704 26.092145
Purchase 142 26.092145
Purchase 161 26.092145
Purchase 170 26.092145
Purchase 199 26.092145
Purchase 321 26.092145
Purchase 194 26.092145
Purchase 156 26.092145
Purchase 233 26.092145
Purchase 798 26.092145
Purchase 145 26.092145
Purchase 351 26.092145
Purchase 254 26.092145
Purchase 105 26.092145
Purchase 152 26.092145
Purchase 210 26.092145
Purchase 665 26.092145
Purchase 772 26.092145
Purchase 215 26.092145
Purchase 209 26.092145
Purchase 452 26.092145
Purchase 174 26.092145
Purchase 1,021 26.092145
Purchase 234 26.092145
Purchase 402 26.092145
Purchase 508 26.092145
Purchase 481 26.092145
Purchase 109 26.092145
Purchase 314 26.092145
Purchase 97 26.092145
Purchase 114 26.092145
Purchase 800 26.1825
Purchase 322 26.092145
Purchase 132 26.092145
Purchase 162 26.092145
Purchase 118 26.092145
Purchase 141 26.092145
Purchase 335 26.092145
Purchase 90 26.092145
Purchase 122 26.092145
Purchase 1,883 26.092145
Purchase 363 26.092145
Purchase 212 26.092145
Purchase 86 26.092145
Purchase 230 26.092145
Purchase 153 26.092145
Purchase 154 26.092145
Purchase 157 26.092145
Purchase 784 26.092145
Purchase 157 26.092145
Purchase 219 26.092145
Purchase 163 26.092145
Purchase 109 26.092145
Purchase 213 26.092145
Purchase 222 26.092145
Purchase 156 26.092145
Purchase 150 26.092145
Purchase 300 26.092145
Purchase 170 26.092145
Purchase 222 26.092145
Purchase 148 26.092145
Purchase 170 26.092145
Purchase 31,600 26.08800633
Purchase 254 26.092145
Purchase 400 26.11
Purchase 164 26.092145
Purchase 507 26.092145
Purchase 155 26.092145
Purchase 196 26.092145
Purchase 188 26.092145
Purchase 192 26.092145
Purchase 147 26.092145
Purchase 176 26.092145
Purchase 163 26.092145
Purchase 400 26.11
Purchase 8,000 26.151125
Purchase 5,550 26.1254955
Purchase 1,350 26.15777778
Purchase 2,700 26.11685185
Purchase 1,100 26.14090909
Purchase 3,300 26.15863636
Purchase 800 26.099
Purchase 7,600 26.1275
Purchase 1,500 26.16
Purchase 170 26.092145
Purchase 500 26.186
Purchase 52,371 26.12211758
Purchase 1,100 26.15727273
Purchase 5,900 26.11372881
Purchase 8,700 26.13988506
Purchase 1,800 26.15166667
Purchase 16,982 26.14001708
Purchase 4,800 26.14625
Purchase 578 26.092145
Purchase 178 26.092145
Purchase 277 26.092145
Purchase 566 26.092145
Purchase 356 26.092145
Purchase 123 26.092145
Purchase 110 26.092145
Purchase 210 26.092145
Purchase 221 26.092145
Purchase 156 26.092145
Purchase 397 26.092145
Purchase 431 26.092145
Purchase 308 26.092145
Purchase 157 26.092145
Purchase 163 26.092145
Purchase 161 26.092145
Purchase 116 26.092145
Purchase 1,101 26.092145
Purchase 163 26.092145
Purchase 114 26.092145
Purchase 160 26.092145
Purchase 178 26.092145
Purchase 146 26.092145
Purchase 289 26.092145
Purchase 147 26.092145
Purchase 226 26.092145
Purchase 279 26.092145
Purchase 375 26.092145
Purchase 159 26.092145
Purchase 156 26.092145
Purchase 200 26.092145
Purchase 214 26.092145
Purchase 223 26.092145
Purchase 188 26.092145
Purchase 282 26.092145
Purchase 154 26.092145
Purchase 297 26.092145
Purchase 320 26.092145
Purchase 157 26.092145
Purchase 159 26.092145
Purchase 315 26.092145
Purchase 150 26.092145
Purchase 197 26.092145
Purchase 1,909 26.092145
Purchase 548 26.092145
Purchase 148 26.092145
Purchase 148 26.092145
Purchase 543 26.092145
Purchase 144 26.092145
Purchase 240 26.092145
Purchase 123 26.092145
Purchase 159 26.092145
Purchase 221 26.092145
Purchase 119 26.092145
Purchase 148 26.092145
Purchase 224 26.092145
Purchase 352 26.092145
Purchase 281 26.092145
Purchase 2,061 26.12
Purchase 7,600 26.12907895
Purchase 17,500 26.11570857
Purchase 257 26.092145
Purchase 1,169 26.092145
Purchase 175 26.092145
Purchase 269 26.092145
Purchase 207 26.092145
Purchase 156 26.092145
Purchase 229 26.092145
Purchase 157 26.092145
Purchase 390 26.092145
Purchase 305 26.092145
Purchase 303 26.092145
Purchase 500 26.156
Purchase 195 26.092145
Purchase 143 26.092145
Purchase 160 26.092145
Purchase 1,472 26.092145
Purchase 465 26.092145
Purchase 350 26.092145
Purchase 401 26.092145
Purchase 177 26.092145
Purchase 387 26.092145
Purchase 337 26.092145
Purchase 122 26.092145
Purchase 595 26.092145
Purchase 304 26.092145
Purchase 155 26.092145
Purchase 304 26.092145
Purchase 124 26.092145
Purchase 501 26.092145
Purchase 800 26.10625
Purchase 130 26.092145
Purchase 122 26.092145
Purchase 399 26.092145
Purchase 180 26.092145
Purchase 447 26.092145
Purchase 96 26.092145
Purchase 526 26.092145
Purchase 891 26.092145
Purchase 180 26.092145
Purchase 304 26.092145
Purchase 173 26.092145
Purchase 121 26.092145
Purchase 191 26.092145
Purchase 200 26.15
Purchase 6,300 26.12015873
Purchase 1,700 26.14764706
Purchase 1,400 26.15428571
Purchase 2,050 26.11585366
Purchase 18 26.16
Purchase 28,754 26.11
Purchase 237 26.092145
Purchase 1,806 26.092145
Purchase 124 26.092145
Purchase 267 26.092145
Purchase 507 26.092145
Purchase 482 26.092145
Purchase 120 26.092145
Purchase 101 26.092145
Purchase 397 26.092145
Purchase 127 26.092145
Purchase 200 26.14
Purchase 110 26.092145
Purchase 161 26.092145
Purchase 291 26.092145
Purchase 264 26.092145
Purchase 109 26.092145
Purchase 336 26.092145
Purchase 94 26.092145
Purchase 300 26.092145
Purchase 145 26.092145
Purchase 255 26.092145
Purchase 328 26.092145
Purchase 285 26.092145
Purchase 366 26.092145
Purchase 116 26.092145
Purchase 424 26.092145
Purchase 163 26.092145
Purchase 126 26.092145
Purchase 277 26.092145
Purchase 641 26.092145
Purchase 175 26.092145
Purchase 110 26.092145
Purchase 156 26.092145
Purchase 199 26.092145
Purchase 425 26.092145
Purchase 124 26.092145
Purchase 809 26.092145
Purchase 249 26.092145
Purchase 307 26.092145
Purchase 388 26.092145
Purchase 207 26.092145
Purchase 188 26.092145
Purchase 287 26.092145
Purchase 286 26.092145
Purchase 489 26.092145
Purchase 104 26.092145
Purchase 109 26.092145
Purchase 146 26.092145
Purchase 525 26.092145
Purchase 98 26.092145
Purchase 99 26.092145
Purchase 109 26.092145
Purchase 126 26.092145
Purchase 245 26.092145
Purchase 471 26.092145
Purchase 100 26.092145
Purchase 127 26.092145
Purchase 236 26.092145
Purchase 93 26.092145
Purchase 92 26.092145
Purchase 104 26.092145
Purchase 95 26.092145
Purchase 150 26.092145
Purchase 96 26.092145
Purchase 99 26.092145
Purchase 145 26.092145
Purchase 102 26.092145
Purchase 1,102 26.092145
Purchase 155 26.092145
Purchase 568 26.092145
Purchase 677 26.092145
Purchase 94 26.092145
Purchase 226 26.092145
Purchase 200 26.09
Purchase 106 26.092145
Purchase 101 26.092145
Purchase 101 26.092145
Purchase 101 26.092145
Purchase 94 26.092145
Purchase 255 26.092145
Purchase 438 26.092145
Purchase 247 26.092145
Purchase 290 26.092145
Purchase 91 26.092145
Purchase 240 26.092145
Purchase 95 26.092145
Purchase 141 26.092145
Purchase 213 26.092145
Purchase 137 26.092145
Purchase 228 26.092145
Purchase 92 26.092145
Purchase 196 26.092145
Purchase 186 26.092145
Purchase 7,000 26.14714286
Purchase 2,000 26.13
Purchase 107 26.092145
Purchase 321 26.092145
Purchase 205 26.092145
Purchase 772 26.11 USD
Purchase 518 26.092145
Purchase 6,400 26.154375
Purchase 90 26.092145
Purchase 2,800 26.15571429
Purchase 2,348 26.118
Purchase 2,000 26.150025
Purchase 2,700 26.11
Purchase 100 26.09
Purchase 200 26.085
Purchase 745 26.11 USD
Purchase 196 26.092145
Purchase 326 26.092145
Purchase 161 26.092145
Purchase 143 26.092145
Purchase 151 26.092145
Purchase 154 26.092145
Purchase 99 26.092145
Purchase 227 26.092145
Purchase 61,654 26.1324
Purchase 477 26.092145
Purchase 373 26.092145
Purchase 202 26.092145
Purchase 219 26.092145
Purchase 337 26.092145
Purchase 145 26.092145
Purchase 362 26.092145
Purchase 157 26.092145
Purchase 147 26.092145
Purchase 177 26.092145
Purchase 519 26.092145
Purchase 155 26.092145
Purchase 208 26.092145
Purchase 100 26.1225
Purchase 156 26.092145
Purchase 2,364 26.05
Purchase 231 26.092145
Purchase 195 26.092145
Purchase 217 26.092145
Purchase 222 26.092145
Purchase 145 26.092145
Purchase 4,500 26.15288889
Purchase 168 26.092145
Purchase 35,600 26.11662921
Purchase 172 26.092145
Purchase 12,681 26.11
Purchase 54,600 26.10479853
Purchase 13,400 26.11758209
Purchase 9,300 26.10913978
Purchase 600 26.15833333
Purchase 220 26.092145
Purchase 4,250 26.1432
Purchase 436 26.092145
Purchase 2,450 26.13367347
Purchase 29,100 26.11934708
Purchase 400 26.11
Purchase 100 26.0404
Purchase 18,700 26.129
Purchase 5,382 26.11
Purchase 3,000 26.1554
Purchase 200 26.092145
Purchase 95 26.092145
Purchase 111 26.092145
Purchase 98 26.092145
Purchase 106 26.092145
Purchase 106 26.092145
Purchase 196 26.092145
Purchase 985 26.092145
Purchase 94 26.092145
Purchase 86 26.092145
Purchase 157 26.092145
Purchase 119 26.092145
Purchase 362 26.092145
Purchase 341 26.092145
Purchase 125 26.092145
Purchase 534 26.092145
Purchase 536 26.092145
Purchase 30,836 26.11 USD
Purchase 16,829 26.1067 USD
Purchase 8,453 26.11 USD
Purchase 4,840 26.11 USD
Purchase 4,137 26.11 USD
Purchase 119 26.092145
Purchase 144 26.092145
Purchase 140 26.092145
Purchase 220 26.092145
Purchase 96 26.092145
Purchase 168 26.092145
Purchase 95 26.092145
Purchase 144 26.092145
Purchase 51 26.092145
Purchase 391 26.092145
Purchase 418 26.092145
Purchase 246 26.092145
Purchase 266 26.092145
Purchase 224 26.092145
Purchase 143 26.092145
Purchase 561 26.092145
Purchase 279 26.092145
Purchase 202 26.092145
Purchase 412 26.092145
Purchase 169 26.092145
Purchase 126 26.092145
Purchase 171 26.092145
Purchase 174 26.092145
Purchase 547 26.092145
Purchase 279 26.092145
Purchase 7,200 26.14024306
Purchase 272 26.092145
Purchase 230 26.092145
Purchase 99 26.092145
Purchase 208 26.092145
Purchase 104 26.092145
Purchase 154 26.092145
Purchase 564 26.092145
Purchase 267 26.092145
Purchase 275 26.092145
Purchase 99 26.092145
Purchase 105 26.092145
Purchase 235 26.092145
Purchase 260 26.092145
Purchase 206 26.092145
Purchase 93 26.092145
Purchase 133 26.092145
Purchase 352 26.092145
Purchase 152 26.092145
Purchase 824 26.092145
Purchase 200 26.109
Purchase 3,100 26.13973871
Purchase 247 26.092145
Purchase 600 26.09
Purchase 282 26.092145
Purchase 150 26.092145
Purchase 385 26.092145
Purchase 1,000 26.104
Purchase 200 26.149
Purchase 600 26.10166667
Purchase 8,100 26.10975309
Purchase 200 26.13
Purchase 267 26.092145
Purchase 3,600 26.1525
Purchase 133 26.092145
Purchase 3,900 26.12
Purchase 225 26.092145
Purchase 171 26.092145
Purchase 212 26.092145
Purchase 18,500 26.11847027
Purchase 510 26.15431373
Purchase 632 26.092145
Purchase 100 26.159
Purchase 405 26.092145
Purchase 5,000 26.1244
Purchase 222 26.092145
Purchase 313 26.092145
Purchase 115 26.092145
Purchase 285 26.092145
Purchase 1,200 26.12833333
Purchase 12,082 26.1260437
Purchase 200 26.08
Purchase 133,204 26.118
Purchase 1,005,015 26.1353
Purchase 28,300 26.11268551
Purchase 1,000 26.0884
Purchase 8,054 26.14975788
Purchase 100 26.09
Purchase 1,200 26.1275
Purchase 100 26.05
Purchase 100 26.13
Purchase 27,588 26.16678483
Purchase 3,700 26.155
Purchase 51,300 26.11608187
Purchase 1,358 26.15883652
Purchase 1,307 26.11000819
Purchase 1,200 26.158
Purchase 300 26.13
Purchase 300 26.15
Purchase 1,900 26.145
Purchase 900 26.09
Purchase 2,400 26.12958333
Sale 900 26.13555556
Sale 800 26.1825
Sale 18,710 26.12707109
Sale 100 26.11
Sale 1,100 26.14454545
Sale 3,700 26.12272973
Sale 3,800 26.12973684
Sale 4,300 26.12818605
Sale 500 26.1
Sale 31,600 26.088
Sale 12 26.17
Sale 1,000 26.103
Sale 700 26.14428571
Sale 517 26.09353965
Sale 1,400 26.11
Sale 465 26.12666667
Sale 200 26.14
Sale 24,988 26.17
Sale 2,364 26.05
Sale 7,600 26.1275
Sale 1,600 26.134
Sale 3,200 26.12284375
Sale 6,500 26.1458
Sale 1,200 26.1275
Sale 33,936 26.11450466
Sale 800 26.1325
Sale 14,300 26.1274 USD
Sale 3,300 26.15863636
Sale 2,353 26.1217 USD
Sale 3,224 26.1217 USD
Sale 3,433 26.1217 USD
Sale 3,601 26.1186 USD
Sale 3,732 26.11 USD
Sale 1,900 26.10947368
Sale 100 26.159
Sale 6,640 26.05 USD
Sale 6,735 26.11 USD
Sale 2,075 26.05 USD
Sale 10,349 26.11 USD
Sale 1,910 26.1259 USD
Sale 14,493 26.1217 USD
Sale 16,570 26.1245 USD
Sale 16,829 26.1067 USD
Sale 16,829 26.1067 USD
Sale 17,617 26.1245 USD
Sale 28,524 26.1217 USD
Sale 10,500 26.10831429
Sale 52,945 26.11 USD
Sale 70,267 26.11 USD
Sale 82,835 26.11 USD
Sale 103,854 26.1332 USD
Sale 8,453 26.11 USD
Sale 889 26.1217 USD
Sale 7,600 26.12907895
Sale 1,700 26.15176471
Sale 10,900 26.11475229
Sale 5,000 26.1186
Sale 113,238 26.11 USD
Sale 400 26.11
Sale 310 26.13129032
Sale 18,700 26.129
Sale 700 26.13571429
Sale 1,500 26.09
Sale 2,236 26.1217 USD
Sale 867 26.1217 USD
Sale 900 26.10777778
Sale 900 26.1233 USD
Sale 924 26.1259 USD
Sale 1,004 26.1259 USD
Sale 1,018 26.1217 USD
Sale 1,358 26.1186 USD
Sale 28,754 26.11
Sale 18 26.16
Sale 1,398 26.1217 USD
Sale 1,647 26.1217 USD
Sale 1,736 26.1217 USD
Sale 1,850 26.1259 USD
Sale 800 26.11 USD
Sale 18,700 26.129
Sale 24,898 26.11433529
Sale 12,982 26.12278694
Sale 5,854 26.13915955
Sale 22,800 26.13274123
Sale 1,500 26.12333333
Sale 5,800 26.13465517
Sale 600 26.125
Sale 10,100 26.12159604
Sale 200 26.109
Sale 400 26.11
Sale 1,100 26.0506
Sale 146,100 26.1155
Sale 100 26.1225
Sale 500 26.078
Sale 500 26.08
Sale 1,400 26.07785714
Sale 300 26.08333333
Sale 300 26.15
Sale 200 26.15
Sale 800 26.099
Sale 100 26.2
Sale 10,000 26.1298
Sale 47,400 26.16482426
Sale 100,000 26.2304
Sale 300 26.12
Sale 2,300 26.1026087
Sale 48,818 26.12126716
Sale 93,106 26.12448414
Sale 1,658 26.12120627
Sale 12,681 26.11
Sale 258,556 26.1241182
Sale 43,202 26.1232642
Sale 12,400 26.10879032
Sale 31,300 26.09702556
Sale 70,375 26.08897684
Sale 56 26.08
Sale 7,261 26.11011155
Sale 52 26.05
Sale 41,505 26.13144802
Sale 4,000 26.1335
Sale 100 26.1502
Sale 11,200 26.11705357
Sale 30,200 26.13506623
Sale 100 26.1503
Sale 344 26.1259 USD
Sale 3,684 26.14185668
Sale 7,200 26.14166667
Sale 1,700 26.14294118
Sale 61,300 26.1161633
Sale 2,500 26.1296
Sale 1,400 26.17
Sale 197 26.1217 USD
Sale 3,700 26.155
Sale 175 26.1259 USD
Sale 200 26.13
Sale 100 26.109
Sale 100 26.189
Sale 1,200 26.158
Sale 200 26.09
Sale 600 26.11
Sale 200 26.065
Sale 100 26.08
Sale 200 26.081
Sale 100 26.15
Sale 207 26.11005169
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 100 26.15
Sale 313 26.1186 USD
Sale 300 26.15
Sale 100 26.15
Sale 99,588 26.11898984
Sale 18,494 26.1170704
Sale 21,222 26.13849213
Sale 18,900 26.11683598
Sale 14,600 26.11414384
Sale 138,600 26.12010823
Sale 160,542 26.12608694
Sale 39 26.11 USD
Sale 159 26.1217 USD
Sale 100 26.15
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 01/01/2010 1.9
Call Purchasing 100 27 AMER 01/11/2009 0.45
Call Purchasing 100 27 AMER 01/11/2009 0.5
Call Purchasing 100 29 AMER 01/03/2010 0.5
Call Purchasing 100 29 AMER 01/03/2010 0.55
Call Purchasing 200 27.5 AMER 01/01/2010 0.6
Call Purchasing 300 27 AMER 01/11/2009 0.48
Call Purchasing 600 27 AMER 01/03/2010 1.15
Call Purchasing 600 28 AMER 01/11/2009 0.2
Call Purchasing 600 29 AMER 01/03/2010 0.5
Call Selling 100 22.5 AMER 01/01/2010 3.86
Call Selling 100 26 AMER 01/11/2009 0.925
Call Selling 100 27 AMER 01/10/2009 0.05
Call Selling 100 30 AMER 01/01/2011 1.2
Call Selling 500 27 AMER 01/10/2009 0.05
Call Selling 2000 30 AMER 01/01/2011 1.2
Put Purchasing 100 24 AMER 01/03/2010 0.9
Put Purchasing 100 26 AMER 01/11/2009 0.75
Put Purchasing 100 27 AMER 01/03/2010 2.25
Put Purchasing 300 25 AMER 01/01/2011 2.8
Put Purchasing 300 26 AMER 01/10/2009 0.2
Put Purchasing 800 26 AMER 01/12/2009 1
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Purchased 200 21 AMER 20/03/2010
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -11,800 29 AMER 16/01/2010
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 1,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,000 23 AMER 19/12/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased -500 30 AMER 17/10/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 29 AMER 19/12/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 24 AMER 21/11/2009
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased -7,200 29 AMER 20/03/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -4,300 29 AMER 17/10/2009
Option Purchased -4,500 31 AMER 19/12/2009
Option Purchased -5,200 28 AMER 20/03/2010
Option Purchased -5,200 24 AMER 19/12/2009
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -4,000 50 AMER 22/01/2011
Option Purchased -7,100 24 AMER 16/01/2010
Option Purchased -3,700 26 AMER 19/12/2009
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -8,900 27.5 AMER 16/01/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -10,600 22.5 AMER 22/01/2011
Option Purchased -10,900 29 AMER 21/11/2009
Option Purchased -6,500 27 AMER 19/12/2009
Option Purchased -2,100 26 AMER 16/01/2010
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -900 24 AMER 16/01/2010
Option Purchased -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -1,200 20 AMER 19/12/2009
Option Purchased -4,000 24 AMER 19/12/2009
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased 2,700 30 AMER 16/01/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,400 27 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Purchased -2,900 26 AMER 20/03/2010
Option Purchased -3,500 40 AMER 22/01/2011
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 450,000 26 AMER 21/11/2009
Option Purchased 160,000 25 AMER 22/01/2011
Option Purchased 111,000 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased -154,000 26 AMER 21/11/2009
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased -110,200 25 AMER 16/01/2010
Option Purchased 41,800 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 28,500 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 23,400 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased -36,600 30 AMER 22/01/2011
Option Purchased -13,900 20 AMER 22/01/2011
Option Purchased -14,900 30 AMER 20/03/2010
Option Purchased -17,800 35 AMER 20/03/2010
Option Purchased -18,300 28 AMER 19/12/2009
Option Purchased -19,500 25 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased -27,700 32 AMER 19/12/2009
Option Purchased 14,400 27 AMER 19/12/2009
Option Purchased -37,400 35 AMER 22/01/2011
Option Purchased -38,100 30 AMER 16/01/2010
Option Purchased -40,400 22.5 AMER 16/01/2010
Option Purchased -43,500 27 AMER 17/10/2009
Option Purchased -47,200 25 AMER 22/01/2011
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -109,600 26 AMER 19/12/2009
Option Purchased -27,300 30 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 5,600 28 AMER 21/11/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,400 26 AMER 21/11/2009
Option Purchased 4,900 27 AMER 17/10/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 4,400 25 AMER 21/11/2009
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased -13,000 26 AMER 16/01/2010
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 8,600 27 AMER 21/11/2009
Option Purchased 2,500 25 AMER 17/10/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,800 28 AMER 20/03/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,400 25 AMER 20/03/2010
Option Purchased 6,400 30 AMER 19/12/2009
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 8,200 24 AMER 20/03/2010
Option Purchased 8,200 24 AMER 21/11/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 15,900 28 AMER 19/12/2009
Option Purchased 11,100 15 AMER 22/01/2011
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk