Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,280,626 4.22% 284,125 0.02%
securities
(2) Derivatives 5,000 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,174,058 0.15% 1,061,500 0.07%
agreements to
purchase/sell
Total 64,459,684 4.37% 1,973,383 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 1,200 25.91166667
Purchase 2,800 25.97
Purchase 5,400 25.93648148
Purchase 700 25.92142857
Purchase 25,445 25.89985066
Purchase 1,000 25.911
Purchase 4,389 25.91359535
Purchase 37,924 25.9014508
Purchase 82,835 26.11 USD
Purchase 900 25.92111111
Purchase 10,500 25.92148571
Purchase 3,300 25.88984848
Purchase 1,300 25.91230769
Purchase 32,300 25.91524149
Purchase 200 25.9
Purchase 5,500 25.91649091
Purchase 100 25.9
Purchase 900 25.94333333
Purchase 100 25.94
Purchase 5,600 25.89482143
Purchase 1,400 25.89571429
Purchase 424 25.88
Purchase 700 25.95
Purchase 500 25.928
Purchase 7,600 25.90792632
Purchase 858 25.874662
Purchase 137,580 25.8972
Purchase 1,100 25.9324
Purchase 300 25.92633333
Purchase 29,347 25.97
Purchase 300 25.92933333
Purchase 1,000 25.905
Purchase 1,152 25.97
Purchase 7,069 25.97
Purchase 300 26.0604
Purchase 5,700 26.070877
Purchase 15,094 25.87
Purchase 1,668 26.16
Purchase 7,600 25.89855263
Purchase 2,348 26.118
Purchase 2,831 25.920219
Purchase 133,204 26.118
Purchase 1,200 25.95083333
Purchase 500 25.95
Purchase 300 26.0604
Purchase 47,000 25.89489362
Purchase 12,900 25.91140853
Purchase 500 25.904
Purchase 5,736 25.89751046
Purchase 14,733 25.92685536
Purchase 1,400 25.89214286
Purchase 31,855 25.89910061
Purchase 1,500 25.97
Purchase 1,814 25.97 USD
Purchase 300 25.9
Purchase 10,349 26.11 USD
Purchase 6,735 26.11 USD
Purchase 5,016 25.97 USD
Purchase 100 25.929
Purchase 1,900 25.92410526
Purchase 17,500 25.90051429
Purchase 3,732 26.11 USD
Purchase 29,347 25.97 USD
Purchase 400 25.934
Purchase 3,630 25.97 USD
Purchase 100 25.92
Purchase 5,800 25.93032759
Purchase 2,700 25.91888889
Purchase 3,600 25.92111111
Purchase 800 25.92875
Purchase 238 25.97 USD
Purchase 3,800 25.88973684
Purchase 971 25.9182 USD
Purchase 1,100 25.92272727
Purchase 52,945 26.11 USD
Purchase 140 25.97
Purchase 70,267 26.11 USD
Purchase 4,300 25.89
Purchase 8,300 25.94846988
Purchase 29,347 25.97 USD
Purchase 200 25.919
Purchase 500 25.891
Sale 1,954 25.92748209
Sale 6,400 25.92296875
Sale 1,800 25.9083 USD
Sale 200 25.92
Sale 100 25.92
Sale 6,823 25.9094372
Sale 400 25.9325
Sale 9,300 25.91902151
Sale 200 25.94
Sale 63,900 25.92067449
Sale 200 25.93
Sale 100 25.92
Sale 800 25.92375
Sale 11,800 25.91635593
Sale 1,600 25.9122 USD
Sale 12 26.17
Sale 24,988 26.17
Sale 4,000 25.901
Sale 100 25.93
Sale 73,194 25.89122442
Sale 1,900 25.92631579
Sale 300 25.92333333
Sale 350 25.92285714
Sale 300 26.09333333
Sale 2,452 26.02831974
Sale 1,600 26.00625
Sale 700 26
Sale 1,400 26.00071429
Sale 31,047 25.96785229
Sale 1,400 26.11857143
Sale 7,069 25.97
Sale 300 26.0604
Sale 500 25.9
Sale 100 25.93
Sale 2,700 25.92222222
Sale 1,100 25.88
Sale 6,855 25.87
Sale 600 25.87004167
Sale 2,233 25.9118 USD
Sale 5,000 25.87018
Sale 13,723 25.91487066
Sale 1,100 25.91727273
Sale 1,700 25.91941176
Sale 200 25.91
Sale 1,539 25.87
Sale 140 25.97
Sale 3,300 25.8969697
Sale 836 25.97 USD
Sale 900 25.91011111
Sale 100 25.929
Sale 2,600 25.94769231
Sale 21,000 25.9157
Sale 1,400 25.939
Sale 1,100 25.9324
Sale 1,900 25.92410526
Sale 400 25.932
Sale 700 25.95
Sale 900 25.91777778
Sale 300 25.94333333
Sale 500 25.898
Sale 100 25.92
Sale 200 25.88
Sale 224 25.88
Sale 100 25.92
Sale 400 25.93
Sale 1,900 25.90894737
Sale 100 25.929
Sale 75,200 25.91524787
Sale 100 25.94
Sale 100 25.91
Sale 600 25.91516667
Sale 100 25.94
Sale 100 25.91
Sale 2,900 25.91896552
Sale 800 25.91625
Sale 4,590 25.92973856
Sale 16,000 25.8899375
Sale 15,098 25.90635448
Sale 8,500 25.8958
Sale 1,400 25.9083 USD
Sale 1,000 25.905 USD
Sale 800 25.95
Sale 1,700 25.95056471
Sale 622 26.11 USD
Sale 160 25.97
Sale 500 25.9083 USD
Sale 600 25.91
Sale 3,800 25.97078947
Sale 13,848 25.91131896
Sale 6,791 25.92728211
Sale 18,900 25.90178413
Sale 3,700 25.93351351
Sale 400 25.909
Sale 100 25.92
Sale 800 25.90625
Sale 28,905 25.91947518
Sale 11,200 25.91848214
Sale 1,300 25.92692308
Sale 47,000 25.89489362
Sale 24,500 25.90722449
Sale 7,900 25.9493038
Sale 400 25.9083 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 01/01/2010 1.9
Call Purchasing 100 27 AMER 01/11/2009 0.45
Call Purchasing 100 27 AMER 01/11/2009 0.5
Call Purchasing 100 29 AMER 01/03/2010 0.5
Call Purchasing 100 29 AMER 01/03/2010 0.55
Call Purchasing 200 27.5 AMER 01/01/2010 0.6
Call Purchasing 300 27 AMER 01/11/2009 0.48
Call Purchasing 600 27 AMER 01/03/2010 1.15
Call Purchasing 600 28 AMER 01/11/2009 0.2
Call Purchasing 600 29 AMER 01/03/2010 0.5
Call Selling 100 22.5 AMER 01/01/2010 3.86
Call Selling 100 26 AMER 01/11/2009 0.925
Call Selling 100 27 AMER 01/10/2009 0.05
Call Selling 100 30 AMER 01/01/2011 1.2
Call Selling 500 27 AMER 01/10/2009 0.05
Call Selling 2000 30 AMER 01/01/2011 1.2
Put Purchasing 100 24 AMER 01/03/2010 0.9
Put Purchasing 100 26 AMER 01/11/2009 0.75
Put Purchasing 100 27 AMER 01/03/2010 2.25
Put Purchasing 300 25 AMER 01/01/2011 2.8
Put Purchasing 300 26 AMER 01/10/2009 0.2
Put Purchasing 800 26 AMER 01/12/2009 1
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -7,200 29 AMER 20/03/2010
Option Sold -11,800 29 AMER 16/01/2010
Option Sold -4,300 29 AMER 17/10/2009
Option Sold -4,400 24 AMER 19/12/2009
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Purchased -4,000 50 AMER 22/01/2011
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -3,700 26 AMER 19/12/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -8,900 27.5 AMER 16/01/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -10,600 22.5 AMER 22/01/2011
Option Sold -500 30 AMER 17/10/2009
Option Sold -6,500 27 AMER 19/12/2009
Option Purchased -2,100 26 AMER 16/01/2010
Option Purchased 8,200 28 AMER 17/10/2009
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -900 24 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -4,000 24 AMER 19/12/2009
Option Sold -2,000 29 AMER 20/03/2010
Option Sold -12,900 26 AMER 16/01/2010
Option Sold -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Sold -2,900 26 AMER 20/03/2010
Option Sold -3,500 40 AMER 22/01/2011
Option Sold -1,500 45 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Sold -10,900 29 AMER 21/11/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 15,900 28 AMER 19/12/2009
Option Purchased 14,100 27 AMER 19/12/2009
Option Purchased 13,800 24 AMER 21/11/2009
Option Sold -146,800 26 AMER 21/11/2009
Option Purchased 12,800 28 AMER 20/03/2010
Option Sold -110,200 25 AMER 16/01/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 9,400 25 AMER 21/11/2009
Option Purchased 8,600 27 AMER 21/11/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Sold -36,500 30 AMER 22/01/2011
Option Sold -13,900 20 AMER 22/01/2011
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Purchased 23,100 26 AMER 17/10/2009
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -300 22.5 AMER 16/01/2010
Option Sold -37,400 35 AMER 22/01/2011
Option Sold -38,100 30 AMER 16/01/2010
Option Sold -40,400 22.5 AMER 16/01/2010
Option Sold -44,300 27 AMER 17/10/2009
Option Sold -47,300 25 AMER 22/01/2011
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -109,600 26 AMER 19/12/2009
Option Sold -27,300 30 AMER 19/12/2009
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,500 25 AMER 17/10/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 1,300 25 AMER 21/11/2009
Option Purchased 3,400 26 AMER 20/03/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 22.5 AMER 22/01/2011
Option Purchased 1,000 23 AMER 19/12/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Sold -600 19 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,800 26 AMER 21/11/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 5,600 28 AMER 21/11/2009
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,900 27 AMER 17/10/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 6,400 30 AMER 19/12/2009
Option Purchased 41,800 27.5 AMER 16/01/2010
Option Purchased 900 29 AMER 19/12/2009
Option Purchased 160,000 25 AMER 22/01/2011
Option Purchased 111,000 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 28,200 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 200 27 AMER 21/11/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 800 24 AMER 21/11/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 8,200 24 AMER 20/03/2010
Option Purchased 200 21 AMER 20/03/2010
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased 300 20 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk