Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,202,592 4.22% 557,739 0.04%
securities
(2) Derivatives 4,000 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,164,658 0.15% 1,059,800 0.07%
agreements to
purchase/sell
Total 64,371,250 4.36% 2,245,297 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,046 25.9954895
Purchase 600 25.99666667
Purchase 2,885 25.9900 USD
Purchase 10,950 26.0656621
Purchase 5,700 26.06631579
Purchase 700 25.98714286
Purchase 7,000 26.031
Purchase 2,200 26.07454545
Purchase 1,371 26.08188184
Purchase 847 25.9900 USD
Purchase 500 30
Purchase 6,050 25.9900 USD
Purchase 7,383 25.9900 USD
Purchase 2,600 25.98538462
Purchase 1,916 25.98668058
Purchase 64,306 25.9900 USD
Purchase 200 25.99
Purchase 21,950 26.03763554
Purchase 25,080 25.9900 USD
Sale 2,600 26.04
Sale 500 25.9882
Sale 3,451 26.01695451
Sale 100 25.991
Sale 100 25.99
Sale 2,600 26.06115385
Sale 100 25.99
Sale 200 25.99
Sale 7,000 26.031
Sale 1,400 26.05428571
Sale 43,200 26.00997917
Sale 11,400 26.03649123
Sale 7,666 26.02339421
Sale 4,859 26.04573163
Sale 5,200 26.04
Sale 7,824 26.04640082
Sale 3,200 26.04671875
Sale 4,600 25.98928261
Sale 33,434 26.01095113
Sale 324 26.0139 USD
Sale 500 25.974
Sale 500 26.048
Sale 1,200 26.05333333
Sale 1,393 26.00579325
Sale 2,976 26.03694892
Sale 3,552 26.0139 USD
Sale 7,900 26.06392405
Sale 2,508 25.9900 USD
Sale 2,637 26.0166 USD
Sale 2,800 26.0149 USD
Sale 3,000 26.0149 USD
Sale 3,134 26.0139 USD
Sale 3,432 26.0139 USD
Sale 2,203 26.0139 USD
Sale 3,507 26.0139 USD
Sale 2,000 25.9900 USD
Sale 5,341 26.0139 USD
Sale 5,375 26.0122 USD
Sale 9,500 26.0149 USD
Sale 11,400 26.0149 USD
Sale 19,491 26.0139 USD
Sale 23,624 25.9900 USD
Sale 25,059 26.0139 USD
Sale 3,500 26.0257 USD
Sale 1,304 26.0139 USD
Sale 800 26.0125
Sale 70 26.0139 USD
Sale 344 26.0166 USD
Sale 446 26.0139 USD
Sale 700 26.0257 USD
Sale 800 25.9900 USD
Sale 1,042 26.0139 USD
Sale 2,495 26.0166 USD
Sale 1,293 26.0139 USD
Sale 2,100 26.0652381
Sale 1,310 26.0166 USD
Sale 1,600 26.0180 USD
Sale 1,600 26.0166 USD
Sale 1,613 26.0139 USD
Sale 1,741 26.0139 USD
Sale 1,860 25.9900 USD
Sale 1,914 26.0166 USD
Sale 1,200 26.0166 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1000 26.0005
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 1 27 AMER 01/11/2009 0.45
Call Purchasing 1 29 AMER 01/12/2009 0.175
Call Purchasing 1 30 AMER 01/01/2011 1.1
Call Purchasing 1 35 AMER 01/01/2011 0.35
Call Purchasing 1 40 AMER 01/01/2011 0.05
Call Purchasing 2 25 AMER 01/01/2011 2.9
Call Purchasing 2 26 AMER 01/11/2009 0.8
Call Purchasing 2 27 AMER 01/11/2009 0.35
Call Purchasing 2 35 AMER 01/01/2011 0.35
Call Purchasing 3 25 AMER 01/01/2011 3.025
Call Purchasing 3 26 AMER 01/11/2009 0.75
Call Purchasing 3 30 AMER 01/01/2011 1.12
Call Purchasing 3 35 AMER 01/01/2011 0.35
Call Purchasing 7 25 AMER 01/01/2011 3.025
Call Purchasing 7 35 AMER 01/01/2011 0.35
Call Purchasing 9 35 AMER 01/01/2011 0.4
Call Purchasing 12 26 AMER 01/12/2009 1.01
Call Selling 1 20 AMER 01/01/2011 6.5
Call Selling 1 25 AMER 01/01/2011 3
Call Selling 1 26 AMER 01/01/2010 1.15
Call Selling 1 27 AMER 01/11/2009 0.45
Call Selling 1 29 AMER 01/12/2009 0.175
Call Selling 1 29 AMER 01/12/2009 0.2
Call Selling 1 30 AMER 01/12/2009 0.1
Call Selling 3 25 AMER 01/01/2011 3.025
Call Selling 3 40 AMER 01/01/2011 0.15
Call Selling 5 26 AMER 01/10/2009 0.25
Call Selling 7 25 AMER 01/01/2011 3.025
Call Selling 7 30 AMER 01/12/2009 0.1
Call Selling 9 35 AMER 01/01/2011 0.4
Put Purchasing 1 25 AMER 01/11/2009 0.32499999
Put Purchasing 2 25 AMER 01/11/2009 0.35
Put Purchasing 2 25 AMER 01/01/2011 2.825
Put Purchasing 2 26 AMER 01/12/2009 0.95
Put Purchasing 4 25 AMER 01/11/2009 0.32499999
Put Purchasing 12 26 AMER 01/12/2009 1.01
Put Selling 1 25 AMER 01/11/2009 0.32499999
Put Selling 2 24 AMER 01/11/2009 0.2
Put Selling 2 25 AMER 01/01/2011 2.825
Put Selling 2 26 AMER 01/12/2009 0.95
Put Selling 4 23 AMER 01/12/2009 0.25
Put Selling 4 25 AMER 01/11/2009 0.32499999
Put Selling 41 25 AMER 01/01/2011 2.95
Put Selling 62 25 AMER 01/01/2011 2.95
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,100 26 AMER 16/01/2010
Option Purchased -4,000 50 AMER 22/01/2011
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -300 22.5 AMER 16/01/2010
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Sold -2,900 29 AMER 16/01/2010
Option Sold -3,200 26 AMER 20/03/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -146,000 26 AMER 21/11/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Purchased 200 21 AMER 20/03/2010
Option Purchased 100 50 AMER 22/01/2011
Option Sold -600 19 AMER 19/12/2009
Option Purchased 100 30 AMER 21/11/2009
Option Sold -4,000 24 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 24 AMER 21/11/2009
Option Purchased -200 23 AMER 20/03/2010
Option Purchased 100 32 AMER 20/03/2010
Option Sold -36,200 30 AMER 22/01/2011
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,300 30 AMER 19/12/2009
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -35,900 35 AMER 22/01/2011
Option Sold -13,000 26 AMER 16/01/2010
Option Sold -38,100 30 AMER 16/01/2010
Option Sold -40,400 22.5 AMER 16/01/2010
Option Sold -47,200 25 AMER 22/01/2011
Option Sold -48,700 27 AMER 17/10/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,400 26 AMER 19/12/2009
Option Sold -110,200 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -4,300 29 AMER 17/10/2009
Option Sold -4,400 24 AMER 19/12/2009
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -6,500 27 AMER 19/12/2009
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -7,200 29 AMER 20/03/2010
Option Purchased 600 23 AMER 19/12/2009
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -8,900 27.5 AMER 16/01/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -10,600 22.5 AMER 22/01/2011
Option Sold -10,900 29 AMER 21/11/2009
Option Sold -11,800 29 AMER 16/01/2010
Option Sold -7,100 24 AMER 16/01/2010
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,100 28 AMER 20/03/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 14,100 27 AMER 19/12/2009
Option Purchased 11,400 26 AMER 21/11/2009
Option Purchased 14,300 28 AMER 19/12/2009
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 9,600 25 AMER 21/11/2009
Option Purchased 8,900 27 AMER 21/11/2009
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 8,200 24 AMER 20/03/2010
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 41,800 27.5 AMER 16/01/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 150,200 25 AMER 22/01/2011
Option Purchased 111,000 25 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,700 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,300 25 AMER 21/11/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 22.5 AMER 22/01/2011
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 2,500 25 AMER 17/10/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 29 AMER 19/12/2009
Option Purchased 1,000 29 AMER 21/11/2009
Option Purchased 3,900 27 AMER 17/10/2009
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 5,600 30 AMER 19/12/2009
Option Purchased 5,600 28 AMER 21/11/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 627,758 EURO 16/10/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,800 26 AMER 20/03/2010
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 4,600 28 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk