Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,155,987 4.21% 634,603 0.04%
securities
(2) Derivatives 4,000 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,432,958 0.16% 1,056,100 0.07%
agreements to
purchase/sell
Total 64,592,945 4.38% 2,318,461 0.16%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,000 26.35
Purchase 100 26.15
Purchase 30,531 26.29 USD
Purchase 23,624 25.99 USD
Purchase 22,135 0.001 USD
Purchase 6,655 26.29 USD
Purchase 5,852 26.29 USD
Purchase 4,616 26.29 USD
Purchase 145,241 26.1218
Purchase 56,528 26.315
Purchase 100 26.14
Purchase 2,000 26.25
Purchase 36,000 26.1246 USD
Purchase 400 26.2275
Purchase 300 26.24333333
Purchase 15,313 26.23976948
Purchase 6,700 26.20492537
Purchase 2,000 26.1535
Purchase 1,300 26.29076923
Purchase 6,960 26.28712644
Purchase 10,471 26.26026072
Purchase 100 26.34
Purchase 700 26.29
Purchase 3,600 26.22861111
Purchase 14,700 26.36013605
Purchase 4,000 26.2485
Purchase 1,100 26.32431818
Purchase 150 26.11
Purchase 300 26.34
Purchase 200 26.095
Purchase 100 26.14
Purchase 300 26.14
Purchase 2,500 26.3876
Purchase 10,850 26.32059908
Purchase 40 26.14
Purchase 1,200 26.3
Purchase 1,100 26.15909091
Purchase 100 26.39
Purchase 84,000 26.3347381
Purchase 500 26.2808
Purchase 63,351 26.29 USD
Purchase 7,000 26.3587
Purchase 19,000 26.35228947
Purchase 19,150 26.32600522
Purchase 379 26.33
Purchase 30,821 26.33523052
Purchase 7,000 26.29
Purchase 8,200 26.28914634
Purchase 700 26.317
Purchase 70 26.34
Purchase 3,200 26.2965625
Purchase 5,600 26.3175
Purchase 600 26.32233333
Purchase 24,500 26.29348531
Purchase 100 26.34
Purchase 2,100 26.35928571
Purchase 7,800 26.16551282
Purchase 200 26.335
Purchase 700 26.31142857
Purchase 23 26.29
Purchase 1,000 26.283
Purchase 1,500 26.332
Purchase 2,100 26.36190476
Purchase 100 26.18
Purchase 100 26.4
Purchase 100 26.29
Purchase 300 26.34
Purchase 7,500 26.35189333
Purchase 5,300 26.22186792
Purchase 600 26.34833333
Purchase 100 26.34
Purchase 5,094 26.35392619
Purchase 787 26.34983482
Purchase 2,316 26.29 USD
Purchase 400 26.2945
Purchase 600 26.245
Sale 25,750 26.3005 USD
Sale 50,903 26.2802 USD
Sale 34,443 26.3005 USD
Sale 34,897 26.3005 USD
Sale 35,626 26.3005 USD
Sale 33,374 26.29 USD
Sale 1,803 26.3005 USD
Sale 1,730 26.3005 USD
Sale 1,422 26.2802 USD
Sale 1,273 26.3005 USD
Sale 37,689 26.2802 USD
Sale 39,815 26.3005 USD
Sale 1,919 26.2802 USD
Sale 150 26.11
Sale 780 26.2802 USD
Sale 724 26.3005 USD
Sale 636 26.3454 USD
Sale 603 26.2802 USD
Sale 183 26.2802 USD
Sale 1,167 26.3005 USD
Sale 2,400 26.29 USD
Sale 2,152 26.2802 USD
Sale 4,000 26.29 USD
Sale 2,157 26.3005 USD
Sale 2,254 26.3454 USD
Sale 1,600 26.319375
Sale 3,829 26.2802 USD
Sale 2,316 26.29 USD
Sale 8,099 26.3005 USD
Sale 3,669 26.3454 USD
Sale 4,220 26.3005 USD
Sale 2,521 26.3005 USD
Sale 3,526 26.3005 USD
Sale 2,623 26.3454 USD
Sale 3,513 26.3454 USD
Sale 3,232 26.2802 USD
Sale 3,036 26.3005 USD
Sale 2,824 26.2802 USD
Sale 3,752 26.2802 USD
Sale 5,117 26.3005 USD
Sale 15,229 26.3317 USD
Sale 11,596 26.2802 USD
Sale 8,138 26.3248 USD
Sale 3,978 26.3005 USD
Sale 7,577 26.3005 USD
Sale 6,344 26.2802 USD
Sale 6,289 26.2802 USD
Sale 2,100 26.29 USD
Sale 5,429 26.3005 USD
Sale 4,180 26.29 USD
Sale 5,085 26.3454 USD
Sale 4,785 26.3005 USD
Sale 4,720 26.3454 USD
Sale 2,090 26.2802 USD
Sale 4,443 26.3005 USD
Sale 4,441 26.3005 USD
Sale 4,367 26.3005 USD
Sale 16,810 26.3005 USD
Sale 5,736 26.2802 USD
Sale 200 26.245
Sale 4,700 26.32765957
Sale 1,900 26.35473684
Sale 4,700 26.3503617
Sale 500 26.2808
Sale 100 26.39
Sale 700 26.38
Sale 100 26.35
Sale 6,570 26.15506849
Sale 170 26.34
Sale 5,700 26.32631579
Sale 600 26.34666667
Sale 19,970 26.32087231
Sale 3,321 26.34873231
Sale 3,600 26.228611
Sale 1,000 26.35
Sale 2,000 26.25
Sale 6,500 26.32307692
Sale 300 26.14
Sale 1,000 26.139
Sale 700 26.09714286
Sale 5,000 26.1662
Sale 10,000 26.20108
Sale 2,100 26.35928571
Sale 600 26.32233333
Sale 100 26.3
Sale 300 26.3
Sale 100 26.12
Sale 300 26.35
Sale 15,100 26.27723179
Sale 100 26.4
Sale 4,700 26.35319149
Sale 9,400 26.27021277
Sale 8,500 26.27247059
Sale 2,600 26.35673077
Sale 400 26.32
Sale 1,300 26.29076923
Sale 31,995 26.12348546
Sale 140 26.14
Sale 11,195 26.18057168
Sale 300 26.35
Sale 127 26.2802 USD
Sale 100 26.35
Sale 5,000 26.15
Sale 2,000 26.29
Sale 4,900 26.31510204
Sale 100 26.32
Sale 100 26.29
Sale 500 26.3
Sale 400 26.2825
Sale 3,600 26.28472222
Sale 6,800 26.2629
Sale 500 26.2808
Sale 300 26.32
Sale 3,691 26.11505012
Sale 7,400 26.29
Sale 5,700 26.31731579
Sale 8,200 26.10170732
Sale 200 26.12
Sale 4,148 26.318081
Sale 800 26.32
Sale 29,400 26.11602041
Sale 100 26.32
Sale 13,400 26.31783582
Sale 7,380 26.31589702
Sale 12,700 26.12850394
Sale 9,800 26.31342857
Sale 2,462 26.12924452
Sale 1,400 26.13785714
Sale 2,400 26.12458333
Sale 47,693 26.12256285
Sale 9,700 26.30814433
Sale 600 26.325
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 29 AMER 01/01/2010 0.25
Call Purchasing 100 29 AMER 01/03/2010 0.5
Call Purchasing 100 30 AMER 01/01/2011 1.15
Call Purchasing 100 30 AMER 01/01/2011 1.17419079
Call Purchasing 100 35 AMER 01/01/2011 0.35
Call Purchasing 300 26 AMER 01/11/2009 1
Call Purchasing 400 26 AMER 01/01/2010 1.85
Call Purchasing 4100 25 AMER 01/01/2010 1.85
Call Selling 100 26 AMER 01/11/2009 0.775
Call Selling 100 26 AMER 01/11/2009 0.95
Call Selling 100 27 AMER 01/10/2009 0.03
Call Selling 100 27.5 AMER 01/01/2010 0.7
Call Selling 100 30 AMER 01/01/2010 0.15
Call Selling 100 30 AMER 01/01/2011 1.15
Call Selling 100 30 AMER 01/01/2011 1.17419079
Call Selling 200 26 AMER 01/11/2009 0.95
Call Selling 300 22.5 AMER 01/01/2011 4.7
Call Selling 1300 28 AMER 01/03/2010 0.9
Call Selling 4300 50 AMER 01/01/2011 0.05
Call Selling 9000 27 AMER 01/11/2009 0.5
Put Purchasing 100 21 AMER 01/03/2010 0.25
Put Purchasing 100 22.5 AMER 01/01/2011 1.825
Put Purchasing 100 25 AMER 01/11/2009 0.33633119
Put Purchasing 100 27.5 AMER 01/01/2010 2
Put Purchasing 200 25 AMER 01/11/2009 0.32831268
Put Purchasing 200 25 AMER 01/01/2011 2.925
Put Purchasing 400 24 AMER 01/03/2010 0.925
Put Purchasing 400 25 AMER 01/11/2009 0.375
Put Purchasing 800 27.5 AMER 01/01/2010 2
Put Purchasing 900 24 AMER 01/12/2009 0.35
Put Purchasing 900 27.5 AMER 01/01/2010 2
Put Purchasing 1100 26 AMER 01/01/2010 1.2
Put Purchasing 1200 26 AMER 01/01/2010 1.2
Put Purchasing 1500 24 AMER 01/12/2009 0.3
Put Purchasing 1500 27.5 AMER 01/01/2010 2
Put Purchasing 2700 27.5 AMER 01/01/2010 2
Put Purchasing 5000 26 AMER 01/01/2010 1.2
Put Purchasing 10000 27.5 AMER 01/01/2010 2
Put Purchasing 24500 27.5 AMER 01/01/2010 2
Put Purchasing 40600 27 AMER 01/12/2009 1.35
Put Purchasing 52500 27.5 AMER 01/01/2010 2
Put Purchasing 53800 27 AMER 01/12/2009 1.35
Put Purchasing 90300 27 AMER 01/12/2009 1.35
Put Selling 100 22.5 AMER 01/01/2011 1.7
Put Selling 100 22.5 AMER 01/01/2011 1.825
Put Selling 100 25 AMER 01/11/2009 0.3
Put Selling 100 25 AMER 01/11/2009 0.33633119
Put Selling 100 25 AMER 01/01/2010 0.8
Put Selling 100 25 AMER 01/01/2011 2.85
Put Selling 200 25 AMER 01/11/2009 0.32831268
Put Selling 200 25 AMER 01/01/2011 2.925
Put Selling 300 25 AMER 01/01/2010 0.8
Put Selling 400 24 AMER 01/03/2010 0.925
Put Selling 400 25 AMER 01/11/2009 0.375
Put Selling 500 24 AMER 01/03/2010 0.95
Put Selling 900 24 AMER 01/12/2009 0.35
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased 100 15 AMER 19/12/2009
Option Sold -200 12.5 AMER 22/01/2011
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 600 23 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 24 AMER 21/11/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 900 33 AMER 19/12/2009
Option Sold -14,000 20 AMER 22/01/2011
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,300 25 AMER 21/11/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,000 29 AMER 21/11/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Sold -300 22.5 AMER 16/01/2010
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 29 AMER 19/12/2009
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Purchased -200 23 AMER 20/03/2010
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Purchased -7,100 29 AMER 20/03/2010
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -4,000 24 AMER 19/12/2009
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -9,000 27 AMER 21/11/2009
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Purchased -10,900 29 AMER 21/11/2009
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -11,700 29 AMER 16/01/2010
Option Sold -13,000 26 AMER 16/01/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,300 28 AMER 20/03/2010
Option Sold -4,300 29 AMER 17/10/2009
Option Purchased -2,000 29 AMER 20/03/2010
Option Purchased 2,500 25 AMER 17/10/2009
Option Sold -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Sold -2,800 26 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Purchased 42,200 25 AMER 19/12/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 150,000 25 AMER 22/01/2011
Option Purchased 116,300 25 AMER 16/01/2010
Option Purchased 93,000 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 41,600 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,700 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 44,000 29 AMER 16/01/2010
Option Sold -38,200 30 AMER 16/01/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,300 30 AMER 19/12/2009
Option Sold -27,700 32 AMER 19/12/2009
Option Purchased 184,700 27 AMER 19/12/2009
Option Sold -35,800 30 AMER 22/01/2011
Option Purchased 14,300 28 AMER 19/12/2009
Option Sold -40,400 22.5 AMER 16/01/2010
Option Sold -47,200 25 AMER 22/01/2011
Option Sold -48,800 27 AMER 17/10/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,400 26 AMER 19/12/2009
Option Sold -110,900 25 AMER 16/01/2010
Option Sold -146,600 26 ANER 21/11/2009
Option Purchased -35,800 35 AMER 22/01/2011
Option Purchased 3,900 27 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 5,600 30 AMER 19/12/2009
Option Purchased 5,600 28 AMER 21/11/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 7,300 26 AMER 16/01/2010
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,800 26 AMER 20/03/2010
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 14,100 27 AMER 19/12/2009
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 11,400 26 AMER 21/11/2009
Option Sold -14,900 30 AMER 20/03/2010
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 9,500 25 AMER 21/11/2009
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk