Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,080,703 4.21% 635,316 0.04%
securities
(2) Derivatives 4,000 0.00% 627,758 0.04%
(other than
options)
(3) Options and 2,430,858 0.16% 1,054,800 0.07%
agreements to
purchase/sell
Total 64,515,561 4.37% 2,317,874 0.16%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,400 26.44621429
Purchase 1,679 26.63 USD
Purchase 1,900 26.47026316
Purchase 1,700 26.54411765
Purchase 2,996 26.63 USD
Purchase 3,066 26.63 USD
Purchase 3,271 26.29 USD
Purchase 2,735 26.63 USD
Purchase 100 26.43
Purchase 2,613 26.63 USD
Purchase 500 26.34
Purchase 3,412 26.63 USD
Purchase 5,000 26.5648
Purchase 18,056 26.40918697
Purchase 1,100 26.37545455
Purchase 4,396 26.4008 USD
Purchase 1,900 26.38421053
Purchase 3,377 26.63 USD
Purchase 1,775 26.63 USD
Purchase 100 26.43
Purchase 100 26.34
Purchase 700 26.44571429
Purchase 100 26.41
Purchase 1,680 26.63 USD
Purchase 1,100 26.3736
Purchase 2,818 26.63 USD
Purchase 9,699 26.345 USD
Purchase 218 26.43
Purchase 4,900 26.52872653
Purchase 1,902 26.63 USD
Purchase 2,060 26.63 USD
Purchase 20 26.32
Purchase 2,456 26.63 USD
Purchase 2,490 26.29 USD
Purchase 2,557 26.63 USD
Purchase 2,645 26.622
Purchase 9,955 26.63
Purchase 200 26.58
Purchase 1,500 26.58
Purchase 30 26.42
Purchase 200 26.42
Purchase 200 26.42
Purchase 6,863 26.63 USD
Purchase 3,700 26.39594595
Purchase 100 26.42
Purchase 313 26.58
Purchase 5,064 26.63
Purchase 2,041 26.622
Purchase 7,502 26.63 USD
Purchase 82 26.63
Purchase 8,012 26.63 USD
Purchase 9,888 26.63 USD
Purchase 8,579 26.63 USD
Purchase 100 26.43
Purchase 6,683 26.63 USD
Purchase 1,720 26.63 USD
Purchase 4,638 26.63 USD
Purchase 7,100 26.402394
Purchase 100 26.36
Purchase 10 26.63 USD
Purchase 5,321 26.63 USD
Purchase 500 26.39
Purchase 3,737 26.57635269
Purchase 5,589 26.63 USD
Purchase 2,500 26.5788
Purchase 2,100 26.577
Purchase 4,150 26.58
Purchase 900 26.58
Purchase 18,176 26.57927377
Purchase 14,900 26.57618286
Purchase 2,850 26.58
Purchase 4,486 26.63 USD
Purchase 100 26.35
Purchase 3,500 26.57
Purchase 48,573 26.63
Purchase 3,762 26.63
Purchase 281 26.63 USD
Purchase 38,247 26.4798
Purchase 346 26.63 USD
Purchase 354 26.63 USD
Purchase 400 26.2975 USD
Purchase 6,417 26.48951223
Purchase 62 26.57
Purchase 212 26.41075472
Purchase 447 26.63 USD
Purchase 2,100 26.40142857
Purchase 32,112 26.63
Purchase 800 26.4825
Purchase 452 26.63 USD
Purchase 477 26.63 USD
Purchase 481 26.63 USD
Purchase 430 26.63 USD
Purchase 147 26.63 USD
Purchase 43 26.63 USD
Purchase 54 26.63 USD
Purchase 64 26.63 USD
Purchase 15,583 26.51254701
Purchase 600 26.49333333
Purchase 1,800 26.55222222
Purchase 1,100 26.50636364
Purchase 800 26.51375
Purchase 132 26.63 USD
Purchase 200 26.57
Purchase 700 26.48528571
Purchase 191 26.63 USD
Purchase 1,400 26.52785714
Purchase 600 26.38
Purchase 100 26.4
Purchase 204 26.63 USD
Purchase 209 26.63 USD
Purchase 500 26.46
Purchase 3,000 26.5493
Purchase 23,325 26.63 USD
Purchase 492 26.63 USD
Purchase 1,173 26.63 USD
Purchase 13,852 26.63 USD
Purchase 12,730 26.63 USD
Purchase 1,199 26.63 USD
Purchase 1,228 26.63 USD
Purchase 23,372 26.63 USD
Purchase 1,272 26.63 USD
Purchase 19,397 26.63 USD
Purchase 1,312 26.63 USD
Purchase 900 26.62
Purchase 3,000 26.552
Purchase 6,000 26.48066667
Purchase 1,532 26.63 USD
Purchase 4,900 26.50040816
Purchase 1,544 26.63 USD
Purchase 100 26.59
Purchase 200 26.425
Purchase 59,743 26.5042 USD
Purchase 1,000 26.4761
Purchase 727 26.63 USD
Purchase 761 26.63 USD
Purchase 265,790 26.63 USD
Purchase 571 26.63 USD
Purchase 574 26.63 USD
Purchase 772 26.63 USD
Purchase 41,181 26.63 USD
Purchase 25,212 26.63 USD
Purchase 545 26.63 USD
Sale 8,012 26.63 USD
Sale 4,109 26.4798 USD
Sale 8,550 26.4798 USD
Sale 7,704 26.4798 USD
Sale 7,603 26.4523 USD
Sale 3,848 26.4523 USD
Sale 1,314 26.4523 USD
Sale 3,999 26.4523 USD
Sale 6,952 26.4523 USD
Sale 1,136 26.4798 USD
Sale 5,273 26.4523 USD
Sale 2,896 26.4523 USD
Sale 444 26.4523 USD
Sale 6,721 26.4798 USD
Sale 6,688 26.63 USD
Sale 4,704 26.4523 USD
Sale 5,590 26.4523 USD
Sale 1,101 26.4523 USD
Sale 214 26.4523 USD
Sale 4,808 26.4798 USD
Sale 11,991 26.63 USD
Sale 2,645 26.63
Sale 2,645 26.622
Sale 265,790 26.63 USD
Sale 87,263 26.4523 USD
Sale 68,835 26.4523 USD
Sale 55,337 26.63 USD
Sale 25,212 26.63 USD
Sale 82 26.63
Sale 19,313 26.4523 USD
Sale 1,400 26.45
Sale 11,822 26.4523 USD
Sale 7,629 26.63
Sale 11,800 26.48993898
Sale 900 26.62
Sale 2,900 26.55344828
Sale 3,000 26.552
Sale 100 26.43
Sale 500 26.372
Sale 22,135 0.001 USD
Sale 41,174 26.63
Sale 3,800 26.38210526
Sale 9,789 26.39795996
Sale 1,300 26.37461538
Sale 1,400 26.5279
Sale 700 26.48528571
Sale 100 26.4
Sale 600 26.38
Sale 3,762 26.63
Sale 25,262 26.61497269
Sale 20 26.32
Sale 100 26.53
Sale 9,700 26.48963918
Sale 4,800 26.47020833
Sale 3,900 26.48564103
Sale 2,300 26.50421739
Sale 3,000 26.46733333
Sale 12,947 26.47601066
Sale 100 26.44
Sale 500 26.46
Sale 300 26.59666667
Sale 1,000 26.4761
Sale 1,600 26.379375
Sale 100 26.35
Sale 7,200 26.40180556
Sale 600 26.375
Sale 50,000 26.5781
Sale 1,250 26.5798
Sale 218 26.43
Sale 430 26.42
Sale 9,300 26.63
Sale 200 26.62
Sale 11,612 26.63
Sale 4,780 26.63
Sale 2,619 26.63
Sale 11,501 26.4523 USD
Sale 10,856 26.4523 USD
Sale 9,699 26.345 USD
Sale 9,699 26.3416 USD
Sale 76 26.63
Sale 100 26.42
Sale 900 26.57
Sale 400 26.41
Sale 2,800 26.54348214
Sale 400 26.41
Sale 2,100 26.40142857
Sale 400 26.57
Sale 1,900 26.47026316
Sale 500 26.39
Sale 1,400 26.54714286
Sale 9,272 26.4798 USD
Sale 900 26.56666667
Sale 2,800 26.57035714
Sale 8,041 26.42409775
Sale 600 26.55
Sale 15,118 26.52904485
Sale 1,701 26.50350382
Sale 2,500 26.55
Sale 300 26.40666667
Sale 300 26.53
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 1 25 AMER 01/11/2009 1.6
Call Purchasing 1 25 AMER 01/01/2011 3.2
Call Purchasing 1 25 AMER 01/01/2011 3.23
Call Purchasing 1 26 AMER 01/11/2009 0.95
Call Purchasing 1 27 AMER 01/11/2009 0.45
Call Purchasing 1 27 AMER 01/11/2009 0.475
Call Purchasing 1 27 AMER 01/11/2009 0.5
Call Purchasing 1 27 AMER 01/12/2009 0.7
Call Purchasing 1 27.5 AMER 01/01/2010 0.6
Call Purchasing 1 27.5 AMER 01/01/2010 0.7
Call Purchasing 1 30 AMER 01/03/2010 0.32499999
Call Purchasing 1 30 AMER 01/01/2011 1.225
Call Purchasing 2 28 AMER 01/03/2010 0.85
Call Purchasing 3 25 AMER 01/01/2011 3.1
Call Purchasing 8 25 AMER 01/01/2011 3.1
Call Purchasing 28 25 AMER 01/01/2011 3.23
Call Selling 1 25 AMER 01/11/2009 1.6
Call Selling 1 27 AMER 01/11/2009 0.475
Call Selling 1 29 AMER 01/03/2010 0.55
Call Selling 1 29 AMER 01/03/2010 0.58
Call Selling 1 30 AMER 01/03/2010 0.32499999
Call Selling 1 30 AMER 01/01/2011 1.225
Call Selling 1 30 AMER 01/01/2011 1.25
Call Selling 2 24 AMER 01/12/2009 2.85
Call Selling 2 25 AMER 01/11/2009 1.8
Call Selling 2 26 AMER 01/11/2009 0.95
Call Selling 2 26 AMER 01/11/2009 0.98
Call Selling 2 26 AMER 01/11/2009 1
Call Selling 2 28 AMER 01/12/2009 0.45
Call Selling 2 30 AMER 01/03/2010 0.4
Call Selling 3 25 AMER 01/01/2011 3.1
Call Selling 3 25 AMER 01/01/2011 3.3
Call Selling 5 30 AMER 01/01/2011 1.25
Call Selling 8 25 AMER 01/01/2011 3.1
Call Selling 28 29 AMER 01/03/2010 0.58
Put Purchasing 1 26 AMER 01/12/2009 0.75
Put Purchasing 4 22.5 AMER 01/01/2010 0.2
Put Purchasing 4 26 AMER 01/11/2009 0.5
Put Purchasing 19 22.5 AMER 01/01/2010 0.2
Put Selling 1 25 AMER 01/12/2009 0.5
Put Selling 1 26 AMER 01/01/2010 1.15
Put Selling 4 27 AMER 01/12/2009 1.25
Put Selling 17 25 AMER 01/11/2009 0.25
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -1,900 26 AMER 19/12/2009
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -800 12.5 AMER 16/01/2010
Option Purchased -1,100 28 AMER 20/03/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -1,500 45 AMER 22/01/2011
Option Purchased -200 23 AMER 20/03/2010
Option Sold -2,000 29 AMER 20/03/2010
Option Sold -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Sold -2,800 26 AMER 20/03/2010
Option Purchased 600 23 AMER 19/12/2009
Option Sold -1,200 20 AMER 19/12/2009
Option Purchased 100 30 AMER 21/11/2009
Option Sold -147,100 26 AMER 21/11/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 27 AMER 21/11/2009
Option Sold -300 22.5 AMER 16/01/2010
Option Purchased 100 32 AMER 20/03/2010
Option Sold -3,700 40 AMER 22/01/2011
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 24 AMER 21/11/2009
Option Purchased 100 50 AMER 22/01/2011
Option Sold -36,400 30 AMER 22/01/2011
Option Purchased -2,900 29 AMER 16/01/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,300 30 AMER 19/12/2009
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -35,800 35 AMER 22/01/2011
Option Sold -13,000 26 AMER 16/01/2010
Option Sold -38,100 22.5 AMER 16/01/2010
Option Sold -38,200 30 AMER 16/01/2010
Option Sold -44,500 25 AMER 22/01/2011
Option Sold -48,800 27 AMER 17/10/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,400 26 AMER 19/12/2009
Option Sold -110,900 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -8,700 27 AMER 21/11/2009
Option Sold -4,200 24 AMER 19/12/2009
Option Sold -4,300 29 AMER 17/10/2009
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Purchased 600 29 AMER 19/12/2009
Option Sold -8,800 31 AMER 20/03/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Sold -10,100 29 AMER 20/03/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Purchased -10,900 29 AMER 21/11/2009
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -11,700 29 AMER 16/01/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 14,100 28 AMER 19/12/2009
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,800 26 AMER 21/11/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,800 25 AMER 21/11/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 184,300 27 AMER 19/12/2009
Option Purchased 150,000 25 AMER 22/01/2011
Option Purchased 116,300 25 AMER 16/01/2010
Option Purchased 93,000 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 14,300 27 AMER 19/12/2009
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 41,800 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,700 26 AMER 17/10/2009
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 26,700 30 AMER 22/01/2011
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 21/11/2009
Option Purchased 2,500 25 AMER 17/10/2009
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 1,000 29 AMER 21/11/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 7,200 26 AMER 16/01/2010
Option Purchased 6,300 30 AMER 20/03/2010
Option Purchased 5,600 30 AMER 19/12/2009
Option Purchased 5,600 28 AMER 21/11/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 4,600 28 AMER 17/10/2009
Option Purchased 627,758 0 EURO 16/10/2009
Option Purchased 3,900 27 AMER 17/10/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,800 26 AMER 20/03/2010
Option Purchased 3,400 35 AMER 22/01/2011
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk