Rule 8.3 - KRAFT FOODS INC
Previous Rule 8.3 reports incorrectly included a short derivative position of 627,758. This has been corrected on
today's report
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,785,752 4.19% 649,982 0.04%
securities
(2) Derivatives 3,000 0.00%
(other than
options)
(3) Options and 1,806,500 0.12% 1,173,400 0.08%
agreements to
purchase/sell
Total 63,595,252 4.31% 1,823,382 0.12%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 600 26.905
Purchase 1,500 26.72
Purchase 100 26.5767
Purchase 100 26.73
Purchase 7,000 26.8369
Purchase 604 26.622
Purchase 200 27
Purchase 15,943 27.02460578
Purchase 14,000 26.964571
Purchase 4,300 26.9921
Purchase 1,000 26.893
Purchase 921 26.98217155
Purchase 800 26.88875
Purchase 7,021 27.0300 USD
Purchase 41,900 26.06
Purchase 6,434 27.0300 USD
Purchase 1,000 26.972
Purchase 1,000 27.08
Purchase 100 27.09
Purchase 600 26.97666667
Purchase 300 26.58
Purchase 3,531 26.52190314
Purchase 4,783 27.03
Purchase 3,100 26.90032258
Purchase 300 26.96333333
Purchase 1,300 26.75692308
Purchase 1,200 26.52666667
Purchase 200 27.06
Purchase 8,273 27.01037109
Purchase 20,067 26.65818309
Purchase 3,700 27.079189
Purchase 600 26.82333333
Purchase 12,400 26.9648
Purchase 100 26.96
Purchase 3,500 26.52142857
Purchase 100 26.14
Purchase 200 26.665
Purchase 200 26.58
Purchase 306 27.03
Purchase 300 27.00666667
Purchase 975 26.55563077
Purchase 4,000 26.982
Purchase 200 26.98
Purchase 191 26.6300 USD
Purchase 6,347 27.0300 USD
Purchase 4,800 26.999375
Purchase 800 26.3746875
Purchase 15 26.89
Purchase 800 26.9375
Purchase 200 26.93
Purchase 1,141 27.03
Purchase 7,585 27.03365854
Purchase 2,063 27.0626951
Purchase 189 27.0300 USD
Purchase 6,300 27.02190476
Purchase 1,871 26.6300 USD
Purchase 400 26.5950 USD
Purchase 1,731 27.0300 USD
Purchase 11,800 26.99738983
Purchase 1,900 27
Purchase 3,700 27.01
Purchase 4,700 27.00106383
Purchase 800 27.01
Purchase 444 27.03
Purchase 300 27.01666667
Purchase 100 26.12
Purchase 3,800 26.06
Purchase 24,900 27.02831325
Purchase 29,128 27.01819177
Purchase 6,112 27.0300 USD
Purchase 2,000 26.85
Purchase 7,000 26.8369
Purchase 200 27.015
Purchase 100 26.5767
Purchase 1,200 26.72
Purchase 200 26.98
Purchase 4,600 27.00156522
Purchase 200 26.635
Purchase 100 26.38
Purchase 400 26.87
Purchase 55,005 26.06
Sale 600 26.96
Sale 15,743 27.03
Sale 300 27.03
Sale 2,950 27.03
Sale 2,433 26.92395808
Sale 400 26.14
Sale 1,600 27.0194
Sale 2,739 26.8733 USD
Sale 11,005 26.8733 USD
Sale 5,268 26.8733 USD
Sale 4,624 26.9557 USD
Sale 3,974 26.9557 USD
Sale 3,869 26.8733 USD
Sale 3,802 26.8733 USD
Sale 3,649 26.9138 USD
Sale 3,368 26.9138 USD
Sale 5,627 26.8733 USD
Sale 3,009 26.9138 USD
Sale 5,967 26.9138 USD
Sale 2,596 26.9138 USD
Sale 2,520 27.0300 USD
Sale 2,490 26.6300 USD
Sale 1,600 26.9429 USD
Sale 1,532 26.9138 USD
Sale 1,442 26.9138 USD
Sale 1,417 26.8733 USD
Sale 1,361 26.9138 USD
Sale 3,366 26.9138 USD
Sale 9,902 26.9138 USD
Sale 34,349 26.74622085
Sale 83,813 26.8733 USD
Sale 69,390 26.8733 USD
Sale 24,535 26.9138 USD
Sale 20,777 26.8733 USD
Sale 19,177 26.9138 USD
Sale 16,518 26.9138 USD
Sale 11,491 26.8733 USD
Sale 5,380 26.8733 USD
Sale 10,436 26.8733 USD
Sale 31,851 26.06
Sale 8,967 26.9557 USD
Sale 8,262 26.9557 USD
Sale 7,195 26.8733 USD
Sale 7,178 26.9557 USD
Sale 6,782 26.8733 USD
Sale 6,407 26.9557 USD
Sale 6,112 27.0300 USD
Sale 6,002 26.8599 USD
Sale 10,466 27.0300 USD
Sale 3,400 26.91735294
Sale 100 26.58
Sale 100 26.51
Sale 750 26.534
Sale 900 26.36
Sale 1,000 26.39
Sale 700 26.99428571
Sale 4,100 26.83463415
Sale 84 27.01
Sale 4,600 27.00156522
Sale 100 27.09
Sale 4,000 26.982
Sale 3,600 26.99194444
Sale 700 26.99285714
Sale 2,200 26.75954545
Sale 100 26.12
Sale 100 27.01
Sale 29 26.9138 USD
Sale 7,000 26.8369
Sale 100 26.5767
Sale 1,088 26.9557 USD
Sale 1,072 26.8733 USD
Sale 684 26.9138 USD
Sale 528 26.8733 USD
Sale 950 26.53789474
Sale 100 26.6300 USD
Sale 400 26.87
Sale 1,141 27.03
Sale 15,094 26.4966225
Sale 4,600 26.52369565
Sale 4,400 26.52113636
Sale 1,300 26.51769231
Sale 1,400 26.75714286
Sale 360 26.81666667
Sale 227 26.8733 USD
Sale 3,700 27.07918919
Sale 306 27.03
Sale 1,000 27.08
Sale 1,154 27.0300 USD
Sale 14,000 26.96457143
Sale 300 26.58
Sale 11,000 26.95972727
Sale 200 26.765
Sale 1,400 27.00428571
Sale 3,900 26.97794872
Sale 300 26.38
Sale 100 26.89
Sale 700 26.3739
Sale 8,600 27.03
Sale 38 26.56
Sale 200 27.06
Sale 100 26.73
Sale 100 26.14
Sale 140 26.06
Sale 100 26.44
Sale 375 26.562
Sale 1,000 26.57999
Sale 2,800 26.785
Sale 700 26.83142857
Sale 5,400 26.94851852
Sale 100 26.96
Sale 2,300 27.01869565
Sale 1,400 26.98428571
Sale 2,000 26.901
Sale 3,700 27.01
Sale 900 27.01888889
Sale 6,400 27.00546875
Sale 30,836 26.99411662
Sale 800 26.98125
Sale 200 26.98
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 01/01/2010 2.25
Call Purchasing 100 25 AMER 01/01/2011 3.24
Call Purchasing 100 26 AMER 01/11/2009 1.075
Call Purchasing 100 26 AMER 01/11/2009 1.25
Call Purchasing 100 26 AMER 01/11/2009 1.4
Call Purchasing 100 26 AMER 01/01/2010 1.6
Call Purchasing 100 26 AMER 01/01/2010 1.8
Call Purchasing 100 27 AMER 01/11/2009 0.35
Call Purchasing 100 27 AMER 01/11/2009 0.55
Call Purchasing 100 27 AMER 01/11/2009 0.68
Call Purchasing 100 27 AMER 01/11/2009 0.75
Call Purchasing 100 27.5 AMER 01/01/2010 0.85
Call Purchasing 100 27.5 AMER 01/01/2010 0.9
Call Purchasing 100 28 AMER 01/11/2009 0.3
Call Purchasing 100 29 AMER 01/11/2009 0.075
Call Purchasing 100 29 AMER 01/12/2009 0.25
Call Purchasing 200 25 AMER 01/11/2009 1.825
Call Purchasing 200 26 AMER 01/01/2010 1.8
Call Purchasing 200 27 AMER 01/11/2009 0.35
Call Purchasing 200 27 AMER 01/11/2009 0.6
Call Purchasing 200 27 AMER 01/11/2009 0.78
Call Purchasing 200 27 AMER 01/11/2009 0.8
Call Purchasing 200 28 AMER 01/11/2009 0.3
Call Purchasing 200 30 AMER 01/01/2011 1.25
Call Purchasing 300 27 AMER 01/11/2009 0.65
Call Purchasing 300 28 AMER 01/11/2009 0.3
Call Purchasing 400 29 AMER 01/01/2010 0.35
Call Purchasing 500 27 AMER 01/11/2009 0.75
Call Purchasing 1100 26 AMER 01/03/2010 1.9
Call Purchasing 2100 29 AMER 01/12/2009 0.2
Call Purchasing 4800 25 AMER 01/01/2011 3.25
Call Selling 100 25 AMER 01/11/2009 2.2
Call Selling 100 25 AMER 01/01/2011 3.6
Call Selling 100 26 AMER 01/11/2009 1.075
Call Selling 100 26 AMER 01/12/2009 1.6
Call Selling 100 26 AMER 01/03/2010 2
Call Selling 100 27 AMER 01/11/2009 0.55
Call Selling 100 28 AMER 01/03/2010 1.05
Call Selling 100 28 AMER 01/03/2010 1.1
Call Selling 100 29 AMER 01/11/2009 0.075
Call Selling 100 29 AMER 01/03/2010 0.59
Call Selling 100 29 AMER 01/03/2010 0.7
Call Selling 200 25 AMER 01/11/2009 1.825
Call Selling 200 25 AMER 01/01/2010 2.5
Call Selling 200 28 AMER 01/03/2010 1.1
Call Selling 200 29 AMER 01/01/2010 0.45
Call Selling 200 35 AMER 01/01/2011 0.4
Call Selling 400 27 AMER 01/11/2009 0.55
Call Selling 400 29 AMER 01/11/2009 0.15
Call Selling 4800 29 AMER 01/03/2010 0.6
Call Selling 10900 29 AMER 01/01/2010 0.4
Put Purchasing 100 25 AMER 01/01/2010 0.5
Put Purchasing 100 27 AMER 01/12/2009 0.95
Put Purchasing 700 30 AMER 01/01/2011 5.3
Put Purchasing 900 35 AMER 01/01/2011 9.4
Put Selling 100 22.5 AMER 01/01/2011 1.5
Put Selling 200 23 AMER 01/03/2010 0.45
Put Selling 200 25 AMER 01/01/2010 0.6
Put Selling 200 26 AMER 01/11/2009 0.5
Put Selling 300 25 AMER 01/01/2010 0.7
Put Selling 300 26 AMER 01/01/2010 0.9
Put Selling 2200 27 AMER 01/11/2009 0.75
Put Selling 8200 25 AMER 01/01/2010 0.6
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,000 29 AMER 20/03/2010
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Purchased -1,500 45 AMER 22/01/2011
Option Sold -1,500 28 AMER 20/03/2010
Option Sold -146,900 26 AMER 21/11/2009
Option Sold -1,900 26 AMER 19/12/2009
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -2,100 15 AMER 22/01/2011
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Sold -2,200 27 AMER 21/11/2009
Option Sold -2,400 27 AMER 20/03/2010
Option Purchased -2,900 29 AMER 16/01/2010
Option Sold -1,800 26 AMER 20/03/2010
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Sold -600 19 AMER 19/12/2009
Option Purchased 100 15 AMER 19/12/2009
Option Sold -300 22.5 AMER 16/01/2010
Option Purchased -100 22 AMER 20/03/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -200 24 AMER 21/11/2009
Option Purchased -200 23 AMER 20/03/2010
Option Sold -4,200 24 AMER 19/12/2009
Option Purchased 100 30 AMER 21/11/2009
Option Sold -38,100 22.5 AMER 16/01/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -22,400 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,300 30 AMER 19/12/2009
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -36,200 30 AMER 22/01/2011
Option Sold -15,100 29 AMER 20/03/2010
Option Sold -38,200 30 AMER 16/01/2010
Option Sold -39,700 25 AMER 22/01/2011
Option Sold -48,800 27 AMER 17/10/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,500 26 AMER 19/12/2009
Option Sold -110,900 29 AMER 21/11/2009
Option Sold -119,500 25 AMER 16/01/2010
Option Sold -36,000 35 AMER 22/01/2011
Option Sold -8,300 50 AMER 22/01/2011
Option Purchased 600 29 AMER 21/11/2009
Option Sold -4,300 29 AMER 17/10/2009
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -6,800 27 AMER 21/11/2009
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -12,500 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -7,100 24 AMER 16/01/2010
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 11,600 26 AMER 21/11/2009
Option Purchased 14,300 27 AMER 19/12/2009
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 10,200 25 AMER 17/10/2009
Option Purchased 8,200 28 AMER 17/10/2009
Option Purchased 8,100 29 AMER 17/10/2009
Option Purchased 7,800 25 AMER 21/11/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 184,400 27 AMER 19/12/2009
Option Purchased 150,000 25 AMER 22/01/2011
Option Purchased 116,200 25 AMER 16/01/2010
Option Purchased 93,000 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 14,100 28 AMER 19/12/2009
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 6,900 26 AMER 16/01/2010
Option Purchased 42,000 27.5 AMER 16/01/2010
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 27,700 26 AMER 17/10/2009
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 23,100 26 AMER 17/10/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 900 30 AMER 17/10/2009
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,000 25 AMER 21/11/2009
Option Purchased 2,500 25 AMER 17/10/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 2,800 29 AMER 19/12/2009
Option Purchased 900 25 AMER 20/03/2010
Option Purchased 900 24 AMER 17/10/2009
Option Purchased 900 22.5 AMER 22/01/2011
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 800 32 AMER 17/10/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 6,500 28 AMER 21/11/2009
Option Purchased 6,300 30 AMER 20/03/2010
Option Purchased 5,600 30 AMER 19/12/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 600 23 AMER 19/12/2009
Option Purchased 3,900 27 AMER 17/10/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,800 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 4,600 28 AMER 17/10/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk