Rule 8.3 - KRAFT FOODS INC
Previous Rule 8.3 reports incorrectly included a short derivative position of 627,758. This has been corrected on
today's report
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 19 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,448,211 4.17% 676,730 0.05%
securities
(2) Derivatives 3,000 0.00%
(other than
options)
(3) Options and 1,714,600 0.12% 1,223,100 0.08%
agreements to
purchase/sell
Total 63,165,811 4.28% 1,899,830 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 22,900 27.22633188
Purchase 1,903 27.12
Purchase 35 27.2601
Purchase 24,000 27.1902
Purchase 20,900 27.2097
Purchase 2,756 27.2097
Purchase 3,100 27.19096774
Purchase 1,600 27.185625
Purchase 27,700 26
Purchase 500 27.27
Purchase 840 27.2100 USD
Purchase 1,500 27.234
Purchase 400 27.2275
Purchase 2,400 27.242375
Purchase 6,855 27.17069292
Purchase 1,219 27.21351928
Purchase 5,200 27.15576923
Purchase 2,300 27.17303043
Purchase 185 27.2800 USD
Purchase 652 27.2384
Purchase 408 27.1200 USD
Purchase 800 27.28
Purchase 2,500 25
Purchase 25 27.23
Purchase 6,200 27.18967742
Purchase 26,857 27.20422125
Purchase 5,687 27.2110779
Purchase 23,656 27.2097
Purchase 2,200 27.17
Purchase 200 27.26
Purchase 9,000 27.23766667
Purchase 1,400 27.22428571
Purchase 900 27.24
Purchase 2,700 27.21
Purchase 15,600 27.23864359
Purchase 2,000 27.21
Purchase 32,298 27.17671961
Purchase 1,100 27.17090909
Purchase 5,200 27.21326923
Purchase 2,800 27.13785714
Purchase 1,200 27.15999167
Purchase 2,700 27.20703704
Purchase 9,850 27.19075482
Purchase 100 27.22
Purchase 9,553 27.22672354
Purchase 23,656 27.2097
Purchase 19,700 27.21852802
Purchase 15,706 27.21
Purchase 10,200 27.0300 USD
Purchase 1,600 27.2619
Purchase 300 27.159
Purchase 200 27.27
Purchase 200 27.18
Purchase 3,748 27.0300 USD
Purchase 7,560 27.2100 USD
Purchase 1,600 27.2513
Purchase 9,955 27.0300 USD
Purchase 200 27.29
Purchase 5,300 27.0300 USD
Purchase 200 27.17
Purchase 3,500 27.20902857
Purchase 200 27.25
Purchase 1,300 27.22
Purchase 24,843 27.0300 USD
Purchase 1,100 27.17363636
Purchase 388 27.2
Purchase 1,244 27.0300 USD
Purchase 1,400 27.0114 USD
Purchase 16,438 27.2100 USD
Purchase 500 27.27194
Purchase 15,325 27.2100 USD
Purchase 100 27.28
Purchase 15 27.2001
Purchase 85,300 27.2172
Purchase 3,360 27.2100 USD
Purchase 9,248 27.0300 USD
Purchase 1,300 27.22230769
Purchase 1,821 27.2100 USD
Sale 3,000 27.21
Sale 200 27.27
Sale 100 27.21
Sale 300 27.12333333
Sale 100 27.22
Sale 15,300 27.24091503
Sale 5,500 27.1718
Sale 9,200 27.1576
Sale 85,300 27.2172
Sale 300 27.2
Sale 88 27.2
Sale 6,700 27.2052194
Sale 4,800 27.212
Sale 500 27.246
Sale 85,300 27.2172
Sale 100 27.21
Sale 15,706 27.21
Sale 52 27.22
Sale 1,600 27.2787
Sale 30,000 27
Sale 23,656 27.2097
Sale 200 27.25
Sale 1,300 27.22230769
Sale 1,900 27.26842105
Sale 800 32
Sale 16,700 27.22005988
Sale 8,100 29
Sale 900 27.22111111
Sale 1,500 27.24533333
Sale 300 27.23333333
Sale 300 27.159
Sale 5,500 27.21696364
Sale 800 27.2715625
Sale 800 27.2775
Sale 2,000 27.21
Sale 100 27.22
Sale 4,600 28
Sale 3,262 27.1525 USD
Sale 5,715 27.2267 USD
Sale 5,374 27.2392 USD
Sale 5,249 27.2267 USD
Sale 4,599 27.2392 USD
Sale 4,593 26.0600 USD
Sale 4,407 27.2267 USD
Sale 777 27.2100 USD
Sale 3,262 27.1525 USD
Sale 7,963 27.2267 USD
Sale 3,259 27.1525 USD
Sale 3,259 27.1525 USD
Sale 2,060 27.2267 USD
Sale 1,240 27.2267 USD
Sale 1,123 27.2392 USD
Sale 24,415 27.2307905
Sale 3,388 27.2267 USD
Sale 11,940 27.2267 USD
Sale 58,666 27.2267 USD
Sale 44,291 27.1868 USD
Sale 44,291 27.1868 USD
Sale 19,003 27.1622 USD
Sale 19,003 27.1622 USD
Sale 16,438 27.2100 USD
Sale 5,901 27.2267 USD
Sale 13,083 27.2267 USD
Sale 6,862 27.2392 USD
Sale 11,645 27.2267 USD
Sale 10,356 27.2392 USD
Sale 10,209 27.2267 USD
Sale 9,665 27.2267 USD
Sale 9,577 27.2392 USD
Sale 9,409 27.2392 USD
Sale 607 27.2100 USD
Sale 16,420 27.2267 USD
Sale 25 27.23
Sale 3,000 27.19666667
Sale 400 27.2275
Sale 6,900 27.21202899
Sale 100 27.24
Sale 2,000 27.24262
Sale 81,159 27.2267 USD
Sale 904 27.2267 USD
Sale 3,200 27.2446875
Sale 3,703 27.15564677
Sale 1,100 27.15636364
Sale 5,600 27.16482143
Sale 2,600 27.14576923
Sale 21,008 27.17562024
Sale 1,500 27.18597333
Sale 200 27.18
Sale 3,300 27.26515152
Sale 241 27.2097
Sale 338 27.2267 USD
Sale 15 27.2001
Sale 1,866 27.25
Sale 400 27.22
Sale 1,200 27.26166667
Sale 1,253 27.25997606
Sale 5,100 27.20132353
Sale 2,515 27.2097
Sale 300 27.19666667
Sale 800 27.2097
Sale 5,400 27.2097
Sale 500 27.242
Sale 14,700 27.2097
Sale 3,800 27.17842105
Sale 10,035 27.18654046
Sale 2,000 27.16
Sale 1,600 27.261875
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 22.5 AMER 01/01/2010 4.7
Call Purchasing 100 25 AMER 01/03/2010 2.75
Call Purchasing 100 27 AMER 01/11/2009 0.7
Call Purchasing 100 27 AMER 01/11/2009 0.75
Call Purchasing 100 27 AMER 01/11/2009 0.8
Call Purchasing 100 27 AMER 01/12/2009 0.95
Call Purchasing 100 27 AMER 01/06/2010 1.9
Call Purchasing 100 28 AMER 01/11/2009 0.35
Call Purchasing 100 30 AMER 01/01/2011 1.35
Call Purchasing 200 28 AMER 01/11/2009 0.3
Call Purchasing 200 35 AMER 01/01/2011 0.45
Call Purchasing 300 35 AMER 01/01/2011 0.45
Call Purchasing 400 28 AMER 01/11/2009 0.3
Call Purchasing 3300 28 AMER 01/11/2009 0.3
Call Selling 100 10 AMER 01/01/2011 17.5
Call Selling 100 25 AMER 01/01/2011 3.5
Call Selling 100 26 AMER 01/12/2009 1.75
Call Selling 100 30 AMER 01/01/2010 0.2
Call Selling 100 30 AMER 01/01/2010 0.25
Call Selling 200 30 AMER 01/12/2009 0.15
Call Selling 300 30 AMER 01/01/2010 0.25
Call Selling 1700 27.5 AMER 01/01/2010 0.95
Call Selling 1800 25 AMER 01/01/2011 3.5
Call Selling 1900 30 AMER 01/01/2010 0.2
Put Purchasing 100 27 AMER 01/11/2009 0.55
Put Purchasing 300 27 AMER 01/11/2009 0.5
Put Selling 100 26 AMER 01/01/2010 0.75
Put Selling 200 30 AMER 01/12/2009 2.85
Put Selling 800 30 AMER 01/12/2009 2.9
Put Selling 800 30 AMER 01/12/2009 3
Put Selling 3800 26 AMER 01/01/2010 0.75
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -200 31 AMER 16/01/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -100 22.5 AMER 16/01/2010
Option Sold -100 22 AMER 20/03/2010
Option Sold -100 17.5 AMER 22/01/2011
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Sold -200 24 AMER 21/11/2009
Option Sold -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -600 19 AMER 19/12/2009
Option Sold -800 12.5 AMER 16/01/2010
Option Purchased 1,000 25 AMER 21/11/2009
Option Sold -100 10 AMER 22/01/2011
Option Purchased 400 22 AMER 20/03/2010
Option Sold -22,400 29 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 22.5 AMER 22/01/2011
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 29 AMER 21/11/2009
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 400 27 AMER 21/11/2009
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 100 50 AMER 22/01/2011
Option Sold -1,200 20 AMER 19/12/2009
Option Purchased 600 23 AMER 19/12/2009
Option Sold -12,500 26 AMER 16/01/2010
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -15,100 29 AMER 20/03/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -1,500 28 AMER 20/03/2010
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -1,900 26 AMER 19/12/2009
Option Sold -2,000 29 AMER 20/03/2010
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -6,400 27 AMER 21/11/2009
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -2,900 29 AMER 16/01/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -4,200 24 AMER 19/12/2009
Option Sold -4,500 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Sold -2,200 45 AMER 16/01/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 150,000 25 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 14,400 27 AMER 19/12/2009
Option Purchased 14,100 28 AMER 19/12/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 40,300 27.5 AMER 16/01/2010
Option Sold -108,600 26 AMER 19/12/2009
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -29,100 30 AMER 19/12/2009
Option Sold -35,300 35 AMER 22/01/2011
Option Sold -36,100 30 AMER 22/01/2011
Option Sold -38,100 22.5 AMER 16/01/2010
Option Sold -40,600 30 AMER 16/01/2010
Option Purchased 93,000 27.5 AMER 16/01/2010
Option Sold -106,000 27.5 AMER 16/01/2010
Option Purchased 116,200 25 AMER 16/01/2010
Option Sold -119,500 25 AMER 16/01/2010
Option Sold -146,900 26 AMER 21/11/2009
Option Sold -210,900 29 AMER 21/11/2009
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 184,400 27 AMER 19/12/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Sold -41,700 25 AMER 22/01/2011
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,800 26 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 5,400 30 AMER 19/12/2009
Option Purchased 2,800 29 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 3,000 26 AMER 16/01/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 11,600 26 AMER 21/11/2009
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 10,500 28 AMER 21/11/2009
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 6,300 30 AMER 20/03/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Purchased 7,800 25 AMER 21/11/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk