Rule 8.3 - KRAFT FOODS INC
Previous Rule 8.3 reports incorrectly included a short derivative position of 627,758. This has been corrected on
today's report
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,044,125 4.14% 685,872 0.05%
securities
(2) Derivatives 3,000 0.00%
(other than
options)
(3) Options and 1,717,200 0.12% 1,232,400 0.08%
agreements to
purchase/sell
Total 62,764,325 4.26% 1,918,272 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 4,200 27.19380952
Purchase 300 27.15
Purchase 2,535 27.23
Purchase 900 27.15
Purchase 1,600 27.18125
Purchase 1,800 27.1778
Purchase 800 27.16
Purchase 49,800 27.17467871
Purchase 9,200 27.17820652
Purchase 8,200 27.18932927
Purchase 19,616 27.18475734
Purchase 100 27.1
Purchase 400 27.1525
Purchase 200 27.16
Purchase 2,200 27.215
Purchase 18,135 27.19548332
Purchase 2,400 27.20291667
Purchase 400 27.1625
Purchase 500 27.2
Purchase 100 27.1801
Purchase 3,585 27.13079498
Purchase 3,170 27.18729243
Purchase 3,515 27.2100 USD
Purchase 100 27.17
Purchase 1,284 27.1795
Purchase 1,700 27.17373529
Purchase 88,100 27.187
Purchase 100 27.18
Purchase 2,703 27.23
Purchase 700 27.16278571
Purchase 800 27.16
Purchase 500 27.154
Purchase 200 27.165
Purchase 400 27.16495
Purchase 300 27.17
Purchase 22,932 27.2281685
Purchase 100 27.2
Purchase 1,068 27.23
Purchase 4,662 27.2300 USD
Purchase 16,800 27.2300 USD
Purchase 15,285 27.2300 USD
Purchase 14,501 27.2300 USD
Purchase 535 27.21
Purchase 300 27.17333333
Purchase 12,871 27.2300 USD
Purchase 400 27.22
Purchase 9,699 26.3450 USD
Purchase 1,000 27.172
Purchase 2,200 27.17818182
Purchase 16 27.1795
Purchase 700 27.16857143
Purchase 1,200 27.1725
Purchase 300 27.17
Purchase 300 27.1433
Purchase 100 27.17
Purchase 300 27.18
Purchase 1,600 27.185
Purchase 600 27.17
Purchase 600 27.25
Purchase 1,554 27.2300 USD
Purchase 1,425 27.18116982
Purchase 1,500 27.19866667
Purchase 848 27.2300 USD
Purchase 100 27.19
Purchase 100 27.16
Purchase 1,700 27.14588235
Purchase 1,400 27.20428571
Purchase 1,000 27.2101
Purchase 400 27.15
Purchase 400 26.5950 USD
Purchase 1,146 27.1569808
Purchase 200 27.15
Purchase 1,300 27.1795
Purchase 100 27.19
Purchase 12,906 27.16732063
Purchase 900 27.18111111
Purchase 600 27.2333 USD
Purchase 16 27.1795
Purchase 200 27.17
Sale 11,089 27.1684 USD
Sale 9,699 26.3416 USD
Sale 12,294 27.1684 USD
Sale 994 27.2300 USD
Sale 10,143 27.1664 USD
Sale 1,099 27.1664 USD
Sale 11,634 27.1664 USD
Sale 12,966 27.1664 USD
Sale 13,088 27.2300 USD
Sale 13,238 27.1684 USD
Sale 780 27.1684 USD
Sale 740 27.1684 USD
Sale 46,140 27.1664 USD
Sale 50,400 27.2300 USD
Sale 725 27.1664 USD
Sale 724 27.1564 USD
Sale 63,871 27.1664 USD
Sale 366 27.1684 USD
Sale 300 27.1664 USD
Sale 20,384 27.1684 USD
Sale 4,131 27.1664 USD
Sale 5,158 27.1664 USD
Sale 1,960 27.1684 USD
Sale 4,803 27.1664 USD
Sale 100 27.18
Sale 2,045 27.2300 USD
Sale 4,585 27.1664 USD
Sale 1,487 27.1683 USD
Sale 4,506 27.1564 USD
Sale 5,228 27.1684 USD
Sale 2,280 27.1564 USD
Sale 3,895 27.1664 USD
Sale 3,412 27.1684 USD
Sale 3,400 27.1684 USD
Sale 3,327 27.1684 USD
Sale 2,815 27.1564 USD
Sale 2,063 27.1684 USD
Sale 6,315 27.1684 USD
Sale 9,699 26.3450 USD
Sale 1,304 27.1684 USD
Sale 4,711 27.1564 USD
Sale 8,026 27.1664 USD
Sale 2,671 27.1664 USD
Sale 7,712 27.1664 USD
Sale 1,840 27.1664 USD
Sale 6,643 27.1684 USD
Sale 5,164 27.1564 USD
Sale 6,200 27.1564 USD
Sale 1,630 27.1684 USD
Sale 5,699 27.1684 USD
Sale 1,695 27.1684 USD
Sale 1,827 27.1684 USD
Sale 1,830 27.1684 USD
Sale 1,145 27.1684 USD
Sale 6,984 27.1664 USD
Sale 1,300 27.19623077
Sale 700 27.28
Sale 300 27.25333333
Sale 1,200 27.1725
Sale 1,200 27.185
Sale 300 27.14333333
Sale 16 27.1795
Sale 55 27.21
Sale 100 27.15
Sale 170 27.1801
Sale 100 27.17
Sale 200 27.15
Sale 100 27.15
Sale 1,400 27.18353571
Sale 600 27.25
Sale 900 27.16222222
Sale 1,300 27.1795
Sale 100 27.16
Sale 4,600 27.19565217
Sale 3,000 27.198
Sale 19,546 27.20570193
Sale 535 27.21
Sale 54,470 27.21
Sale 800 27.165
Sale 1,200 27.18
Sale 300 27.17
Sale 17,486 27.16870582
Sale 200 27.18
Sale 600 27.25
Sale 100 27.19
Sale 200 27.175
Sale 200 27.2
Sale 2,800 27.17928571
Sale 1,400 27.204286
Sale 4,659 27.23
Sale 4,375 27.23177143
Sale 100 27.15
Sale 100 27.1801
Sale 200 27.13
Sale 400 27.19
Sale 105 27.14
Sale 100 26.6300 USD
Sale 200 27.15
Sale 3,800 27.23
Sale 2,703 27.23
Sale 88,516 27.18684274
Sale 22,232 27.23
Sale 3,200 27.1647
Sale 400 27.155
Sale 1,068 27.23
Sale 100 27.16
Sale 1,800 27.17777778
Sale 2,100 27.15571429
Sale 2,100 27.16238095
Sale 1,000 27.152
Sale 400 27.155
Sale 1,800 27.23
Sale 7,000 27.23
Sale 100 27.1
Sale 2,500 27.17
Sale 1,300 27.1795
Sale 100 27.16
Sale 400 27.16
Sale 300 27.16
Sale 200 27.15
Sale 2,535 27.23
Sale 1,200 27.19916667
Sale 88,100 27.187
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 29 AMER 01/03/2010 0.7
Call Purchasing 200 29 AMER 01/01/2010 0.35
Call Purchasing 200 30 AMER 01/01/2010 0.15
Call Purchasing 300 26 AMER 01/11/2009 1.35
Call Purchasing 300 27 AMER 01/11/2009 0.7
Call Purchasing 300 28 AMER 01/12/2009 0.5
Call Purchasing 500 28 AMER 01/03/2010 1
Call Selling 100 25 AMER 01/01/2011 3.6
Call Selling 100 30 AMER 01/01/2010 0.25
Call Selling 200 30 AMER 01/01/2010 0.2
Call Selling 900 27.5 AMER 01/01/2010 0.95
Call Selling 2000 30 AMER 01/01/2010 0.25
Put Purchasing 600 29 AMER 01/03/2010 2.8
Put Purchasing 800 27.5 AMER 01/01/2010 1.35
Put Purchasing 1000 29 AMER 01/01/2010 2.35
Put Purchasing 2600 27.5 AMER 01/01/2010 1.35
Put Selling 400 23 AMER 01/12/2009 0.1
Put Selling 11600 27 AMER 01/11/2009 0.6
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -1,900 26 AMER 19/12/2009
Option Sold -210,900 29 AMER 21/11/2009
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -600 19 AMER 19/12/2009
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -100 17.5 AMER 22/01/2011
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -1,000 28 AMER 20/03/2010
Option Sold -100 22.5 AMER 16/01/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -100 10 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 24 AMER 21/11/2009
Option Sold -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -38,100 22.5 AMER 16/01/2010
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -22,200 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -29,100 30 AMER 19/12/2009
Option Sold -4,200 24 AMER 19/12/2009
Option Sold -36,100 30 AMER 22/01/2011
Option Sold -15,000 29 AMER 20/03/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -42,700 30 AMER 16/01/2010
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,600 26 AMER 19/12/2009
Option Sold -119,500 25 AMER 16/01/2010
Option Sold -146,600 26 AMER 21/11/2009
Option Sold -35,300 35 AMER 22/01/2011
Option Sold -10,400 40 AMER 16/01/2010
Option Purchased 300 20 AMER 19/12/2009
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -6,100 27 AMER 21/11/2009
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -11,600 27 AMER 21/11/2009
Option Sold -12,500 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -8,800 31 AMER 20/03/2010
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,800 25 AMER 20/03/2010
Option Purchased 11,600 26 AMER 21/11/2009
Option Purchased 6,300 30 AMER 20/03/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 10,500 28 AMER 21/11/2009
Option Purchased 7,800 25 AMER 21/11/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 27 AMER 20/03/2010
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 184,400 27 AMER 19/12/2009
Option Purchased 150,000 25 AMER 22/01/2011
Option Purchased 116,200 25 AMER 16/01/2010
Option Purchased 96,400 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 14,400 27 AMER 19/12/2009
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 14,400 28 AMER 19/12/2009
Option Purchased 39,400 27.5 AMER 16/01/2010
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 1,000 25 AMER 21/11/2009
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 7,200 31 AMER 20/03/2010
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 1,700 29 AMER 19/12/2009
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 600 29 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 900 22.5 AMER 22/01/2011
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,400 30 AMER 19/12/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 3,000 26 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,800 29 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk