Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,101,504 4.07% 717,506 0.05%
securities
(2) Derivatives 1,800 0.00%
(other than
options)
(3) Options and 1,699,800 0.12% 1,323,300 0.09%
agreements to
purchase/sell
Total 61,803,104 4.19% 2,040,806 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 1,100 27.62545455
Purchase 12,300 27.597
Purchase 157,200 27.5118
Purchase 290 27.44689655
Purchase 1,400 27.45428571
Purchase 91 27.67
Purchase 1,900 27.48368421
Purchase 44,754 27.39921303
Purchase 3,707 27.35492582
Purchase 6,700 27.38850746
Purchase 2,700 27.25740741
Purchase 4,100 27.67195122
Purchase 1,000 27.582
Purchase 300 27.47
Purchase 5,300 27.53207547
Purchase 200 27.66
Purchase 45 27.21
Purchase 1,000 27.5
Purchase 90 27.66
Purchase 38,900 27.4238
Purchase 13,500 27.42
Purchase 400 27.5193
Purchase 5,582 27.5193
Purchase 1,211 27.5193
Purchase 1,400 27.67657143
Purchase 100 27.48
Purchase 1,800 27.58316667
Purchase 500 27.465
Purchase 13,500 27.4162
Purchase 1,211 27.5193
Purchase 8,520 27.42
Purchase 163,182 27.51207494
Purchase 1,540 27.19558442
Purchase 38,900 27.4238
Purchase 1,900 27.65052632
Purchase 2,300 27.65478261
Purchase 10,600 27.66
Purchase 900 27.63555556
Purchase 100 27.71
Purchase 9,000 27.422889
Purchase 200 27.2099
Purchase 3,000 27.67
Purchase 86 27.42 USD
Purchase 482 27.15 USD
Purchase 576 27.22 USD
Purchase 840 27.42 USD
Purchase 1,477 27.23 USD
Purchase 1,836 27.5102 USD
Purchase 2,900 27.42 USD
Purchase 6,717 27.23 USD
Purchase 36,200 27.65
Purchase 15,000 27.4675
Purchase 35,000 27.685
Purchase 25 27.65
Purchase 3,867 27.2
Purchase 2,400 27.581667
Purchase 22,378 27.61331218
Purchase 22,900 27.19960044
Purchase 2,126 27.63893697
Purchase 7,800 27.20628205
Purchase 5,384 27.19909547
Purchase 200 27.635
Purchase 9,171 27.2676502
Purchase 800 27.535
Purchase 2,100 27.19952381
Purchase 6,600 27.64030303
Purchase 20,300 27.26216453
Purchase 400 27.63
Purchase 400 27.68
Purchase 28,900 27.55550796
Purchase 2,800 27.21571429
Purchase 700 27.50857143
Purchase 8,800 27.60181818
Purchase 200 27.2
Purchase 1,500 27.57466667
Purchase 1,600 27.20625
Purchase 12,345 27.20137708
Purchase 200 27.61
Purchase 22,000 27.19911545
Purchase 600 27.69333333
Purchase 80,200 27.64264214
Sale 600 27.65
Sale 434 27.6255 USD
Sale 248 27.5485 USD
Sale 4,300 27.4427907
Sale 3,500 27.46457143
Sale 200 27.2
Sale 3,920 27.6255 USD
Sale 3,952 27.5485 USD
Sale 700 27.54
Sale 4,317 27.5485 USD
Sale 31,200 27.68455449
Sale 11,200 27.65
Sale 300 27.679
Sale 4,200 27.59429524
Sale 3,675 27.5485 USD
Sale 1,523 27.5485 USD
Sale 200 27.19
Sale 929 27.5485 USD
Sale 1,900 27.49
Sale 3,235 27.5485 USD
Sale 2,871 27.6255 USD
Sale 2,543 27.6255 USD
Sale 1,900 27.57421053
Sale 2,471 27.6255 USD
Sale 2,324 27.5485 USD
Sale 12,000 27.201
Sale 1,800 27.5694 USD
Sale 24,900 27.65
Sale 626 27.5485 USD
Sale 500 27.22
Sale 600 27.2
Sale 7,920 27.42
Sale 100 27.18
Sale 600 27.18
Sale 200 27.18
Sale 100 27.22
Sale 40 27.18
Sale 13,500 27.4162
Sale 6,300 27.38730159
Sale 200 27.455
Sale 20,605 27.37284397
Sale 157,200 27.5118
Sale 38,900 27.4238
Sale 1,800 27.29777778
Sale 400 27.5193
Sale 5,582 27.5193
Sale 91 27.67
Sale 1,211 27.5193
Sale 100 27.2
Sale 100 27.47
Sale 6,600 27.46878788
Sale 100 27.65
Sale 67 27.2
Sale 5,122 27.6255 USD
Sale 100 27.2
Sale 12,959 27.5485 USD
Sale 600 27.42
Sale 100 27.2
Sale 300 27.46333333
Sale 100 27.2
Sale 500 27.2
Sale 300 27.2
Sale 200 27.61
Sale 400 27.4825
Sale 400 27.68
Sale 3,200 27.2674875
Sale 2,000 27.2
Sale 9,000 27.58088889
Sale 8,304 27.5485 USD
Sale 300 27.48
Sale 200 27.66
Sale 74,129 27.2005601
Sale 800 27.68
Sale 7,671 27.19666536
Sale 300 27.47
Sale 1,000 27.5
Sale 800 27.625
Sale 45 27.21
Sale 4,000 27.60984
Sale 2,900 27.60137931
Sale 11,200 27.42014464
Sale 26,560 27.59756965
Sale 900 27.24555556
Sale 1,500 27.6307
Sale 7,300 27.62972603
Sale 400 27.6
Sale 700 27.43571429
Sale 400 27.7
Sale 2,000 27.547
Sale 200 27.68
Sale 14,900 27.54838926
Sale 10,000 27.565
Sale 2,000 27.57
Sale 111 27.54
Sale 90 27.66
Sale 300 27.54
Sale 400 27.4975
Sale 100 27.65
Sale 300 27.41
Sale 13,500 27.42
Sale 508 27.53
Sale 24,384 27.42647966
Sale 508 27.53
Sale 13,500 27.4162
Sale 100 27.65
Sale 9,839 27.5485 USD
Sale 900 27.191
Sale 9,000 27.42288889
Sale 1,800 27.57555556
Sale 500 27.465
Sale 200 27.2099
Sale 2,400 27.19
Sale 57,643 27.5485 USD
Sale 2,700 27.65
Sale 32,400 27.5224 USD
Sale 2,400 27.58166667
Sale 3,590 27.4692
Sale 7,240 27.5485 USD
Sale 89,000 27.63860562
Sale 6,662 27.5485 USD
Sale 5,946 27.5485 USD
Sale 5,835 27.5485 USD
Sale 5,648 27.42 USD
Sale 39,794 27.5485 USD
Sale 7,900 27.65
Sale 5,539 27.6255 USD
Sale 500 27.546
Sale 600 27.44833333
Sale 3,400 27.51117647
Sale 682 27.42111437
Sale 4,538 27.38193477
Sale 7,100 27.65
Sale 10,500 27.60066667
Sale 300 27.65
Sale 3,000 27.67
Sale 25 27.65
Sale 24,800 27.48439516
Sale 14,100 27.49652482
Sale 97,500 27.46527179
Sale 20,626 27.52090662
Sale 5,300 27.65
Sale 5,300 27.532075
Sale 2,700 27.42
Sale 26,700 27.65535581
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1200 27.5521
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 01/01/2010 2.55
Call Purchasing 100 26 AMER 01/01/2010 1.9
Call Purchasing 100 26 AMER 01/01/2010 2
Call Purchasing 100 27 AMER 01/12/2009 1
Call Purchasing 100 28 AMER 01/11/2009 0.4
Call Purchasing 100 28 AMER 01/03/2010 1.05
Call Purchasing 100 29 AMER 01/06/2010 1.2
Call Purchasing 100 30 AMER 01/01/2011 1.45
Call Purchasing 200 27 AMER 01/11/2009 0.85
Call Purchasing 200 30 AMER 01/03/2010 0.4
Call Purchasing 200 31 AMER 01/03/2010 0.25
Call Purchasing 500 27 AMER 01/03/2010 1.6
Call Selling 100 25 AMER 01/11/2009 2.7
Call Selling 100 26 AMER 01/11/2009 1.65
Call Selling 100 27 AMER 01/12/2009 1
Call Selling 100 27 AMER 01/12/2009 1.3
Call Selling 100 27.5 AMER 01/01/2010 1.1
Call Selling 100 28 AMER 01/03/2010 1.05
Call Selling 100 28 AMER 01/06/2010 1.6
Call Selling 200 27 AMER 01/12/2009 1.05
Call Selling 200 27 AMER 01/12/2009 1.25
Call Selling 200 28 AMER 01/11/2009 0.45
Call Selling 300 25 AMER 01/11/2009 2.7
Call Selling 300 28 AMER 01/11/2009 0.45
Call Selling 300 29 AMER 01/12/2009 0.35
Call Selling 400 27 AMER 01/03/2010 1.6
Call Selling 400 29 AMER 01/03/2010 0.9
Call Selling 1000 24 AMER 01/12/2009 3.7
Call Selling 1100 27 AMER 01/12/2009 1.15
Call Selling 1200 28 AMER 01/03/2010 1.3
Call Selling 1300 27 AMER 01/12/2009 1.25
Call Selling 1800 28 AMER 01/12/2009 0.7
Call Selling 4700 28 AMER 01/12/2009 0.7
Call Selling 9200 29 AMER 01/11/2009 0.15
Call Selling 10000 28 AMER 01/03/2010 1.3
Put Purchasing 200 25 AMER 01/11/2009 0.075
Put Purchasing 900 25 AMER 01/01/2011 2.3
Put Purchasing 1000 25 AMER 01/06/2010 1.15
Put Selling 100 25 AMER 01/11/2009 0.05
Put Selling 100 25 AMER 01/01/2011 2.1
Put Selling 100 26 AMER 01/12/2009 0.425
Put Selling 100 27 AMER 01/11/2009 0.35
Put Selling 200 25 AMER 01/11/2009 0.05
Put Selling 200 25 AMER 01/11/2009 0.075
Put Selling 300 25 AMER 01/11/2009 0.1
Put Selling 300 25 AMER 01/03/2010 0.75
Put Selling 500 25 AMER 01/01/2011 2.1
Put Selling 500 25 AMER 01/01/2011 2.15
Put Selling 600 25 AMER 01/01/2011 2.15
Put Selling 700 25 AMER 01/01/2011 2.1
Put Selling 900 25 AMER 01/01/2011 2.3
Put Selling 1000 30 AMER 01/12/2009 2.5
Put Selling 1200 29 AMER 01/12/2009 1.75
Put Selling 2800 27 AMER 01/11/2009 0.35
Put Selling 2900 27 AMER 01/12/2009 0.65
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 22 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 29 AMER 19/12/2009
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -1,800 26 AMER 20/03/2010
Option Purchased 100 32 AMER 20/03/2010
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,400 27 AMER 20/03/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Sold -254,300 29 AMER 21/11/2009
Option Purchased 100 29 AMER 19/06/2010
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -100 28 AMER 19/06/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -100 17.5 AMER 22/01/2011
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 24 AMER 21/11/2009
Option Sold -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -100 22.5 AMER 16/01/2010
Option Sold -38,100 22.5 AMER 16/01/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -22,200 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -30,100 30 AMER 19/12/2009
Option Sold -33,300 28 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -35,500 30 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -42,700 30 AMER 16/01/2010
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,600 26 AMER 19/12/2009
Option Sold -119,500 25 AMER 16/01/2010
Option Sold -146,700 26 AMER 21/11/2009
Option Sold -35,300 35 AMER 22/01/2011
Option Sold -10,400 40 AMER 16/01/2010
Option Purchased 100 50 AMER 22/01/2011
Option Sold -6,300 27 AMER 21/11/2009
Option Sold -7,100 24 AMER 16/01/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -10,100 35 AMER 16/01/2010
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -12,100 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,500 27 AMER 21/11/2009
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -15,400 29 AMER 20/03/2010
Option Sold -9,200 29 AMER 21/11/2009
Option Purchased 10,100 28 AMER 21/11/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,600 26 AMER 21/11/2009
Option Purchased 11,500 27 AMER 19/12/2009
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 25 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 11,100 15 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,900 28 AMER 19/12/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,500 27 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 31 AMER 20/03/2010
Option Purchased 7,200 25 AMER 21/11/2009
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 181,500 27 AMER 19/12/2009
Option Purchased 147,600 25 AMER 22/01/2011
Option Purchased 116,300 25 AMER 16/01/2010
Option Purchased 96,400 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 39,300 27.5 AMER 16/01/2010
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 6,500 30 AMER 20/03/2010
Option Purchased 1,000 25 AMER 19/06/2010
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 22.5 AMER 22/01/2011
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 5,400 30 AMER 19/12/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 3,000 26 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,500 29 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk