Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 60,285,019 4.09% 1,145,589 0.08%
securities
(2) Derivatives 1,800 0.00%
(other than
options)
(3) Options and 1,705,000 0.12% 1,045,900 0.07%
agreements to
purchase/sell
Total 61,991,819 4.20% 2,191,489 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 2,500 27.5244
Purchase 3,550 27.07394366
Purchase 5,800 27.11
Purchase 1,260 27.10675079
Purchase 600 27.23333
Purchase 17,576 27.1100 USD
Purchase 100 27.08
Purchase 200 27.11
Purchase 700 27.10142857
Purchase 100 27.08
Purchase 13,000 27.17069231
Purchase 100 27.05
Purchase 300 27.0499
Purchase 59 27
Purchase 8,500 27.101765
Purchase 400 27.0117
Purchase 1,600 27.181875
Purchase 800 27.19
Purchase 700 27.14285714
Purchase 300 27.04
Purchase 9,700 27.16523608
Purchase 6,900 27.1374
Purchase 660 27.22061515
Purchase 5,100 27.0996
Purchase 100 27.04
Purchase 200 27.15
Purchase 200 27.0299
Purchase 4,900 27.1755102
Purchase 50 27.04
Purchase 47,035 27.13900861
Purchase 300 27.04666667
Purchase 900 27.0849
Purchase 770 27.1192
Purchase 5,582 27.5193
Purchase 1,100 27.15909091
Purchase 1,300 27.17769231
Purchase 1,300 27.11692308
Purchase 800 27.0117
Purchase 200 27.04
Purchase 14,912 27.13473109
Purchase 1,000 27.18
Purchase 6,900 27.1374
Purchase 400 27.2
Purchase 8 27.1449
Purchase 10,810 27.11
Purchase 1,821 27.1100 USD
Purchase 600 27.1
Purchase 900 27.15
Purchase 1,400 27.194286
Purchase 1,680 27.1100 USD
Purchase 462 27.10051948
Purchase 5,200 27.12365385
Purchase 900 27.13555556
Purchase 8 27.1449
Purchase 59 27.1449
Purchase 3,202 27.1100 USD
Purchase 142 27.02
Purchase 100 27.18
Purchase 73 27.2499
Purchase 700 27.1586
Purchase 100 27.17
Purchase 200 27.23
Purchase 12,034 27.11
Purchase 1,138 27.2201 USD
Purchase 9,149 27.11
Purchase 307 27.23
Purchase 1,554 27.1100 USD
Purchase 300 27.23
Purchase 800 27.23
Purchase 700 27.16414286
Sale 777 27.1100 USD
Sale 1,160 27.1602 USD
Sale 2,761 27.1234 USD
Sale 732 27.1491 USD
Sale 2,982 27.1491 USD
Sale 2,757 27.1491 USD
Sale 496 27.1603 USD
Sale 229 27.1100 USD
Sale 2,745 27.1234 USD
Sale 2,371 27.1491 USD
Sale 1,458 27.1602 USD
Sale 401 27.1100 USD
Sale 1,544 27.1602 USD
Sale 446 27.1234 USD
Sale 639 27.1234 USD
Sale 721 27.1234 USD
Sale 10,810 27.11
Sale 42 27.02
Sale 100 27.02
Sale 6,900 27.1374
Sale 12,034 27.11
Sale 8 27.1449
Sale 100 27.02
Sale 100 27
Sale 300 27.02
Sale 300 27.02
Sale 200 27
Sale 200 27
Sale 1,000 27.1681
Sale 1,407 27.23
Sale 360 27.10696111
Sale 800 27.11
Sale 117 27.24401709
Sale 183 27.12360656
Sale 3,202 27.1100 USD
Sale 500 27.212
Sale 3,500 27.16628571
Sale 700 27.19
Sale 300 27.18
Sale 700 27.245
Sale 100 27.25
Sale 1,400 27.1525
Sale 59 27.1449
Sale 8 27.1449
Sale 1,700 27.18635294
Sale 1,500 27.1487
Sale 700 27.1641
Sale 200 27.23
Sale 400 27.17
Sale 300 27.14333333
Sale 12,547 27.1234 USD
Sale 5,582 27.5193
Sale 100 27.26
Sale 59 27.1449
Sale 200 27.11
Sale 700 27.14285714
Sale 300 27.0499
Sale 800 27.04
Sale 573 27.16269232
Sale 400 27.14
Sale 73 27.2499
Sale 100 27.18
Sale 46,879 27.1234 USD
Sale 17,576 27.1100 USD
Sale 39,582 27.14166288
Sale 4,962 27.17230955
Sale 13,500 27.17207407
Sale 4,272 27.12031835
Sale 1,000 27.152
Sale 500 27.132
Sale 1,000 27.18
Sale 100 27.22
Sale 400 27.2
Sale 200 27.1
Sale 1,400 27.19428571
Sale 100 27.17
Sale 100 27.11
Sale 200 27.22
Sale 400 27.2075
Sale 400 27.1
Sale 5,323 27.1491 USD
Sale 20,643 27.12637407
Sale 11,633 27.2300 USD
Sale 8,598 27.1234 USD
Sale 8,057 27.1602 USD
Sale 7,710 27.1234 USD
Sale 7,574 27.1234 USD
Sale 6,943 27.1234 USD
Sale 55,289 27.1234 USD
Sale 6,380 27.1234 USD
Sale 8,500 27.10176471
Sale 5,198 27.1491 USD
Sale 4,937 27.1491 USD
Sale 4,777 27.1234 USD
Sale 4,574 27.1234 USD
Sale 4,038 27.1602 USD
Sale 3,630 27.1234 USD
Sale 3,360 27.1100 USD
Sale 6,773 27.1234 USD
Sale 1,800 27.14277778
Sale 3,302 27.1601 USD
Sale 5,500 27.14763636
Sale 500 27.116
Sale 170 27.12235294
Sale 100 27.13
Sale 9,149 27.11
Sale 8 27.1449
Sale 14,457 27.1234 USD
Sale 3,000 27.12
Sale 800 27.0975
Sale 100 27.19
Sale 492 27.15845528
Sale 800 27.13
Sale 1,300 27.1169
Sale 700 27.13714286
Sale 3,900 27.07538462
Sale 10,200 27.16872549
Sale 700 27.175
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 AMER 01/01/2010 1.7
Call Purchasing 100 27 AMER 01/11/2009 0.6
Call Purchasing 100 27 AMER 01/11/2009 0.65
Call Purchasing 100 27 AMER 01/11/2009 0.7
Call Purchasing 100 27.5 AMER 01/01/2010 0.8
Call Purchasing 100 28 AMER 01/11/2009 0.25
Call Purchasing 100 30 AMER 01/01/2010 0.15
Call Purchasing 100 30 AMER 01/03/2010 0.35
Call Purchasing 100 30 AMER 01/03/2010 0.4
Call Purchasing 100 30 AMER 01/01/2011 1.25
Call Purchasing 200 25 AMER 01/01/2010 2.4
Call Purchasing 200 27 AMER 01/11/2009 0.65
Call Purchasing 200 29 AMER 01/06/2010 0.95
Call Purchasing 400 25 AMER 01/01/2010 2.35
Call Purchasing 500 25 AMER 01/01/2010 2.4
Call Purchasing 500 27.5 AMER 01/01/2010 0.975
Call Purchasing 500 30 AMER 01/03/2010 0.35
Call Purchasing 1400 27.5 AMER 01/01/2010 0.975
Call Purchasing 1500 29 AMER 01/11/2009 0.1
Call Purchasing 2200 29 AMER 01/11/2009 0.1
Call Purchasing 10100 30 AMER 01/01/2010 0.15
Call Selling 100 27.5 AMER 01/01/2010 0.85
Call Selling 100 28 AMER 01/03/2010 1
Call Selling 200 27.5 AMER 01/01/2010 0.85
Call Selling 300 27.5 AMER 01/01/2010 0.83
Call Selling 400 27.5 AMER 01/01/2010 0.85
Call Selling 500 26 AMER 01/11/2009 1.35
Call Selling 500 27.5 AMER 01/01/2010 0.975
Call Selling 1400 27.5 AMER 01/01/2010 0.975
Put Purchasing 100 27 AMER 01/11/2009 0.55
Put Purchasing 500 24 AMER 01/01/2010 0.25
Put Purchasing 1200 29 AMER 01/11/2009 2.05
Put Purchasing 4300 27 AMER 01/11/2009 0.55
Put Selling 100 25 AMER 01/06/2010 1.35
Put Selling 100 27 AMER 01/03/2010 1.65
Put Selling 200 25 AMER 01/01/2011 2.35
Put Selling 700 15 AMER 01/01/2011 0.16
Put Selling 1300 22.5 AMER 01/01/2010 0.15
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 29 AMER 19/12/2009
Option Sold -1,200 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -200 23 AMER 20/03/2010
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,600 27 AMER 20/03/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -100 22.5 AMER 16/01/2010
Option Sold -147,200 26 AMER 21/11/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -100 28 AMER 19/06/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -100 17.5 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 24 AMER 21/11/2009
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -35,300 35 AMER 22/01/2011
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -22,200 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -30,100 30 AMER 19/12/2009
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -33,400 28 AMER 20/03/2010
Option Sold -15,400 29 AMER 20/03/2010
Option Sold -35,300 30 AMER 22/01/2011
Option Sold -39,400 22.5 AMER 16/01/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,600 26 AMER 19/12/2009
Option Sold -119,500 25 AMER 16/01/2010
Option Sold -32,500 30 AMER 16/01/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Purchased 300 20 AMER 19/12/2009
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -5,700 27 AMER 21/11/2009
Option Sold -6,600 24 AMER 16/01/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -10,100 27 AMER 21/11/2009
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -12,000 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Purchased 10,300 28 AMER 21/11/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,600 26 AMER 21/11/2009
Option Purchased 11,500 27 AMER 19/12/2009
Option Purchased 11,500 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 10,400 15 AMER 22/01/2011
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,900 28 AMER 19/12/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,500 27 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 31 AMER 20/03/2010
Option Purchased 7,200 30 AMER 20/03/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 181,500 27 AMER 19/12/2009
Option Purchased 147,400 25 AMER 22/01/2011
Option Purchased 117,400 25 AMER 16/01/2010
Option Purchased 96,400 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 38,400 27.5 AMER 16/01/2010
Option Purchased 33,000 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 7,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 25 AMER 19/06/2010
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 29 AMER 19/06/2010
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 900 22.5 AMER 22/01/2011
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 5,400 30 AMER 19/12/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 3,700 29 AMER 21/11/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 26 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,500 29 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk