Rule 8.3 - KRAFT FOODS INC
The Relevant Securities positions were shown incorrectly on previous Rule 8.3 reports. The corrected positions are shown
on this Report.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 73,972,738 5.02% 771,483 0.05%
securities
(2) Derivatives 1,800 0.00%
(other than
options)
(3) Options and 1,705,600 0.12% 1,127,600 0.08%
agreements to
purchase/sell
Total 75,680,138 5.13% 1,899,083 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 11,900 27.02957983
Purchase 6,000 26.94
Purchase 5,800 26.92913793
Purchase 100 26.92
Purchase 4,587 27.05
Purchase 2,500 26.9892
Purchase 19,551 27.04074216
Purchase 1,000 26.93
Purchase 241 27.05 USD
Purchase 200 27
Purchase 200 26.94
Purchase 2,000 26.94895
Purchase 5,900 27.05484746
Purchase 3,600 26.96833333
Purchase 487 27.0473
Purchase 2,696 27.0473
Purchase 900 27.03888889
Purchase 300 27.01
Purchase 7,200 27.04736111
Purchase 300 27.06333333
Purchase 149 27.05 USD
Purchase 2,000 27.055
Purchase 31,600 27.03761551
Purchase 28,439 27.04509371
Purchase 2,398 27.05262719
Purchase 25,000 27.03812
Purchase 1,748 27.05
Purchase 4,300 26.9327907
Purchase 100 27.1099
Purchase 100 26.95
Purchase 300 27.06333333
Purchase 1,100 27.07545455
Purchase 500 27.022
Purchase 500 27.024
Purchase 8,600 27.04709302
Purchase 3,200 27.0209375
Purchase 4,100 26.93268293
Purchase 400 27.0575
Purchase 2,200 27.0401
Purchase 3,590 27.03168217
Purchase 1,100 26.98272727
Purchase 30,000 27.0282
Purchase 800 27.08
Purchase 85 27.08
Purchase 600 26.92333333
Purchase 100 27.069
Purchase 700 26.97
Purchase 4,500 27.03
Purchase 6,100 26.99672131
Purchase 100 27.02
Purchase 100 27.1901
Purchase 1,700 27.12470588
Purchase 2,000 27.0755
Purchase 5,300 27.10037736
Purchase 22,950 27.08276688
Purchase 1,900 27.07
Purchase 540 27.06444444
Purchase 9,149 27.11
Purchase 600 26.98
Purchase 205 27.14731707
Purchase 6,600 26.93242424
Purchase 100 27.06
Purchase 7,400 27.155203
Purchase 5,200 27.05789231
Purchase 200 26.93
Purchase 280 27.03
Purchase 1,400 27.2
Purchase 290 27.07
Purchase 1,200 27.04666667
Purchase 200 27.06
Purchase 400 26.9775
Purchase 200 27.05
Purchase 1,600 27.0261875
Purchase 2,300 27.09065652
Purchase 1,883 27.06688263
Purchase 200 27.06
Purchase 700 27.03428571
Purchase 300 27.00333333
Purchase 100 26.93
Purchase 1,100 27.06636364
Purchase 41,739 27.05 USD
Purchase 300 27.04366667
Purchase 1,100 26.97209091
Purchase 12,800 27.03751563
Purchase 300 27.07
Purchase 4,877 27.05 USD
Purchase 5,641 27.11 USD
Purchase 1,278 27.05 USD
Purchase 1,800 26.96222222
Purchase 500 26.921
Purchase 10,644 27.11 USD
Purchase 300 27.08
Purchase 7,700 27.03853247
Purchase 1,900 26.93105263
Purchase 23,843 26.99061821
Purchase 3,800 27.00236842
Purchase 5,500 26.99
Sale 700 26.92
Sale 76,420 27.0106 USD
Sale 10,200 27.04372549
Sale 400 27.025
Sale 46,592 27.0082 USD
Sale 387 27.0473
Sale 1,000 27.067
Sale 34,468 27.0082 USD
Sale 2,100 27.07333333
Sale 1,700 27.04117647
Sale 300 27.15
Sale 8,246 27.0065 USD
Sale 200 27.07
Sale 10,218 27.0082 USD
Sale 2,000 27.16
Sale 200 27.155
Sale 100 27.26
Sale 700 27.03557143
Sale 700 27.11
Sale 4,500 27.15455556
Sale 380 26.93
Sale 11,280 27.0082 USD
Sale 700 27.07801429
Sale 12,730 27.0106 USD
Sale 605 27.14413223
Sale 2,696 27.0473
Sale 15,120 27.05 USD
Sale 16,500 27.0106 USD
Sale 100 27.26
Sale 36,632 26.99044579
Sale 885 27.08
Sale 1,700 27.01147647
Sale 1,100 26.982727
Sale 1,500 26.95299333
Sale 100 27.06
Sale 1,800 26.94944444
Sale 1,400 26.96428571
Sale 5,100 26.96215686
Sale 400 26.89
Sale 3,700 26.96486486
Sale 1,500 27.00066667
Sale 2,440 27.0688
Sale 2,300 27.0626087
Sale 15,308 27.09801738
Sale 4,587 27.05
Sale 5,800 27.1
Sale 5,221 26.95309328
Sale 3,800 27.02763158
Sale 100 27.0473
Sale 2,600 27.01315385
Sale 2,000 27.032
Sale 7,014 27.0082 USD
Sale 5,300 27.02943396
Sale 1,600 27.02875
Sale 8,000 27.038725
Sale 4,800 27.02979167
Sale 1,100 27.06636364
Sale 1,390 27.03194173
Sale 10,600 27.02849528
Sale 2,800 27.02678571
Sale 300 27.01
Sale 200 26.99
Sale 100 27.07
Sale 100 27.069
Sale 2,500 27.0264
Sale 8,700 27.05
Sale 1,200 27.04016667
Sale 1,150 27.04
Sale 5,800 27.05
Sale 1,312 27.0106 USD
Sale 1,543 27.0065 USD
Sale 1,554 27.05 USD
Sale 1,619 27.0065 USD
Sale 3,400 27.0291
Sale 1,973 27.0082 USD
Sale 100 27.1099
Sale 100 27.1901
Sale 2,049 26.9926 USD
Sale 2,192 27.0082 USD
Sale 2,227 27.0065 USD
Sale 200 27.095
Sale 2,382 26.9926 USD
Sale 200 26.94
Sale 1,672 27.0065 USD
Sale 28,439 27.04509371
Sale 486 27.0065 USD
Sale 373 27.0065 USD
Sale 353 27.0082 USD
Sale 346 27.0065 USD
Sale 511 27.0065 USD
Sale 539 26.9926 USD
Sale 553 27.0082 USD
Sale 1,121 27.0065 USD
Sale 564 27.0543 USD
Sale 1,000 27.04003
Sale 777 27.05 USD
Sale 800 27.0106 USD
Sale 926 27.0106 USD
Sale 33,500 27.03859045
Sale 100 27.06
Sale 1,048 27.0065 USD
Sale 1,120 27.0065 USD
Sale 2,693 27.0106 USD
Sale 2,398 27.0526
Sale 200 27.07
Sale 100 27.05
Sale 387 27.0473
Sale 9,149 27.11
Sale 5,026 27.05 USD
Sale 5,100 27.0082 USD
Sale 300 27.061
Sale 5,183 27.0106 USD
Sale 4,844 27.0106 USD
Sale 100 27.07
Sale 4,616 26.9926 USD
Sale 5,734 27.0082 USD
Sale 5,928 27.0082 USD
Sale 5,974 27.0082 USD
Sale 100 27.07
Sale 200 27.07
Sale 100 27.06
Sale 500 27.0502
Sale 509 27.0082 USD
Sale 5,453 27.0082 USD
Sale 43,200 27.0224
Sale 1,400 27.2
Sale 26,748 27.03889637
Sale 700 27.01442857
Sale 600 27.09833333
Sale 2,814 27.0065 USD
Sale 100 27.1
Sale 700 27.11
Sale 5,025 27.0106 USD
Sale 600 27.0473
Sale 1,700 27.12352941
Sale 2,796 27.0473
Sale 3,312 26.9926 USD
Sale 10,651 27.05
Sale 3,507 27.0082 USD
Sale 3,735 26.9926 USD
Sale 3,848 27.0065 USD
Sale 3,882 27.0082 USD
Sale 4,267 26.9926 USD
Sale 2,908 27.0106 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Optio Purchasing 300 28 AMER 01/11/2009 0.25
Call Optio Selling 100 27 AMER 01/11/2009 0.6
Call Optio Selling 100 29 AMER 01/01/2010 0.4
Call Optio Selling 400 22.5 AMER 01/01/2010 4.7
Call Optio Selling 500 27.5 AMER 01/01/2010 0.9
Call Optio Selling 1000 27 AMER 01/11/2009 0.7
Call Optio Selling 1200 27 AMER 01/11/2009 0.7
Call Optio Selling 3400 27 AMER 01/11/2009 0.6
Call Optio Selling 10000 27 AMER 01/11/2009 0.6
Call Optio Selling 12000 27 AMER 01/11/2009 0.6
Call Optio Selling 13300 27 AMER 01/11/2009 0.6
Call Optio Selling 21200 27 AMER 01/11/2009 0.6
Put Option Purchasing 100 22.5 AMER 01/01/2011 1.4
Put Option Purchasing 200 23 AMER 01/03/2010 0.35
Put Option Purchasing 500 25 AMER 01/01/2011 2.25
Put Option Selling 1100 27 AMER 01/03/2010 1.7
Put Option Selling 7600 24 AMER 01/01/2010 0.3
Put Option Selling 9300 25 AMER 01/01/2010 0.5
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 26 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 29 AMER 19/12/2009
Option Sold -1,200 20 AMER 19/12/2009
Option Purchased 300 17.5 AMER 22/01/2011
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -100 17.5 AMER 22/01/2011
Option Sold -147,200 26 AMER 21/11/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -100 28 AMER 19/06/2010
Option Sold -500 22.5 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 24 AMER 21/11/2009
Option Sold -200 23 AMER 20/03/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -35,300 30 AMER 22/01/2011
Option Sold -3,700 27 AMER 20/03/2010
Option Sold -22,300 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -30,100 30 AMER 19/12/2009
Option Sold -32,500 30 AMER 16/01/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -35,300 35 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -39,400 22.5 AMER 16/01/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -68,900 27 AMER 21/11/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,600 26 AMER 19/12/2009
Option Sold -128,800 25 AMER 16/01/2010
Option Sold -33,400 28 AMER 20/03/2010
Option Sold -10,400 40 AMER 16/01/2010
Option Purchased 300 20 AMER 19/12/2009
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -10,100 27 AMER 21/11/2009
Option Sold -4,500 31 AMER 19/12/2009
Option Sold -10,900 22.5 AMER 22/01/2011
Option Sold -12,000 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,200 24 AMER 16/01/2010
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -15,400 29 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Purchased 10,400 15 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 11,600 26 AMER 21/11/2009
Option Purchased 11,500 27 AMER 19/12/2009
Option Purchased 11,500 25 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 10,600 28 AMER 21/11/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,900 28 AMER 19/12/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,500 27 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 31 AMER 20/03/2010
Option Purchased 7,200 30 AMER 20/03/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 181,500 27 AMER 19/12/2009
Option Purchased 147,900 25 AMER 22/01/2011
Option Purchased 117,400 25 AMER 16/01/2010
Option Purchased 96,400 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 37,900 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 7,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 29 AMER 19/06/2010
Option Purchased 300 21 AMER 20/03/2010
Option Purchased 900 25 AMER 19/06/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 5,400 30 AMER 19/12/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 3,700 29 AMER 21/11/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 26 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,500 29 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk