Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 73,753,992 5.00% 778,422 0.05%
(2) Derivatives 1,800 0.00%
(other than
options)
(3) Options and 1,807,600 0.12% 1,159,500 0.08%
agreements to
purchase/sell
Total 75,563,392 5.12% 1,937,922 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 600 26.77
Purchase 54,158 26.87133074
Purchase 3,900 26.93179487
Purchase 2,520 26.7 USD
Purchase 2,544 26.7 USD
Purchase 1,700 27.11529412
Purchase 9,400 26.88223404
Purchase 3,000 26.759
Purchase 3,211 26.7 USD
Purchase 1,200 26.77916667
Purchase 200 26.905
Purchase 2,300 26.72534783
Purchase 1,500 26.90266667
Purchase 2,700 26.67444444
Purchase 4,587 27.05
Purchase 185 26.7 USD
Purchase 11,294 26.80473526
Purchase 27,900 26.8067
Purchase 340 26.7992
Purchase 1,100 26.71090909
Purchase 4,800 26.70145833
Purchase 146 26.94191781
Purchase 9,400 26.89648936
Purchase 800 26.7425
Purchase 200 26.77
Purchase 1,000 26.647
Purchase 400 26.595
Purchase 2,800 26.66615357
Purchase 4,000 26.63825
Purchase 8,610 26.59134251
Purchase 3,400 26.65147059
Purchase 340 26.7992
Purchase 1,566 26.7992
Purchase 1,200 26.57416667
Purchase 600 26.88483333
Purchase 1,848 26.7 USD
Purchase 800 27.02
Purchase 934 26.7 USD
Purchase 1,100 26.82
Purchase 100 26.71
Purchase 2,400 26.972625
Purchase 3,500 26.96018571
Purchase 1,300 26.91230769
Purchase 4,000 26.715
Purchase 1,400 26.56928571
Purchase 4,600 26.81391304
Purchase 11 26.75
Purchase 1,400 27.025
Purchase 8,960 27.02625335
Purchase 1,566 26.7992
Purchase 200 26.884
Purchase 900 26.75
Purchase 4,000 26.65502
Purchase 601 27.14
Purchase 312 27.22
Purchase 1,000 26.718
Purchase 1,500 26.6973
Purchase 6,300 26.87031746
Purchase 2,900 26.6914
Purchase 12,700 26.8011811
Purchase 11,700 26.74027692
Purchase 100 26.6
Purchase 900 26.99
Purchase 900 26.77
Purchase 400 27.104925
Purchase 100 27.17
Purchase 200 27.07
Purchase 200 26.77
Purchase 400 27.17
Purchase 1,200 27.01
Purchase 1,200 26.57
Purchase 2,800 26.9
Purchase 1,906 26.7992
Purchase 820 26.70121951
Purchase 600 27.0473
Purchase 300 26.57
Purchase 1,500 26.57
Purchase 300 26.715
Purchase 2,700 26.57518519
Purchase 33,633 26.61094193
Purchase 2,700 26.63518519
Purchase 13,300 26.66631579
Purchase 25,820 26.67802479
Purchase 500 26.592
Purchase 1,900 26.72105263
Purchase 2,015 26.74133995
Purchase 300 26.68333333
Sale 1,200 26.8525
Sale 300 27.02
Sale 5,115 26.7
Sale 5,500 26.92
Sale 500 27.02
Sale 900 26.86
Sale 900 26.57
Sale 27,900 26.8067
Sale 33,633 26.610942
Sale 6,200 26.98774194
Sale 11,547 27.00859531
Sale 400 26.905
Sale 5,500 27.03065455
Sale 4,407 26.93312684
Sale 12,565 26.94474333
Sale 2,400 26.972625
Sale 9,500 27.03168421
Sale 16,100 26.67161491
Sale 13,700 26.74109489
Sale 700 26.62
Sale 3,000 26.631
Sale 40,671 26.72431782
Sale 712 27.1131882
Sale 3,700 26.76891892
Sale 300 26.7
Sale 400 26.58
Sale 200 27.22
Sale 100 26.65
Sale 77 27.14
Sale 9,410 26.62055569
Sale 19,000 26.82411774
Sale 720 26.7
Sale 700 27.00571429
Sale 1,400 26.92010714
Sale 600 26.73016667
Sale 3,300 26.91363636
Sale 27,900 26.8067
Sale 4,700 26.7
Sale 10,591 26.6757 USD
Sale 100 26.71
Sale 2,000 26.828965
Sale 1,566 26.7992
Sale 340 26.7992
Sale 4,587 27.05
Sale 42,127 26.7 USD
Sale 38,039 26.6801 USD
Sale 82 26.5935 USD
Sale 446 26.88680269
Sale 100 27.059
Sale 7,400 26.92918919
Sale 32,043 26.92974628
Sale 1,000 27.152
Sale 600 27.036667
Sale 2,100 27.00142857
Sale 100 27.17
Sale 7,669 26.92602686
Sale 100 26.709
Sale 4,000 26.715
Sale 300 26.77
Sale 600 26.77
Sale 500 26.592
Sale 600 26.71533333
Sale 700 26.74142857
Sale 100 26.7
Sale 8,684 26.6796 USD
Sale 100 26.6
Sale 2,000 26.741
Sale 666 26.5935 USD
Sale 476 26.6895 USD
Sale 424 26.6706 USD
Sale 409 26.7 USD
Sale 296 26.663 USD
Sale 3,500 26.98942857
Sale 28,471 26.6801 USD
Sale 692 27.12947977
Sale 1,811 26.6821 USD
Sale 1,100 27.03909091
Sale 900 26.70555556
Sale 1,000 26.718
Sale 600 26.685
Sale 1,906 26.7992
Sale 19,000 26.6101
Sale 180 26.5935 USD
Sale 2,997 26.6895 USD
Sale 6,587 27.0104 USD
Sale 5,590 26.6801 USD
Sale 5,222 26.7157 USD
Sale 4,781 26.6799 USD
Sale 4,757 26.6804 USD
Sale 4,486 26.6814 USD
Sale 1,680 26.7 USD
Sale 4,146 26.681 USD
Sale 1,707 26.6823 USD
Sale 2,927 26.6895 USD
Sale 2,796 26.6812 USD
Sale 2,752 26.7157 USD
Sale 2,223 26.7157 USD
Sale 2,024 26.7 USD
Sale 1,903 26.7157 USD
Sale 5,110 26.69043053
Sale 4,462 26.6813 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
Swap Long 40000 28.07
Swap Long 286000 28.36
Swap Short 40000 28.07
Swap Short 286000 28.36
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
18/09/2009 Short 15,000 28.36
11/09/2009 Short 55,000 28.36
18/09/2009 Long 15,000 28.36
11/09/2009 Long 55,000 28.36
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Optio Purchasing 100 25 AMER 01/12/2009 1.94
Call Optio Purchasing 100 26 AMER 01/11/2009 1.1
Call Optio Purchasing 100 26 AMER 01/12/2009 1.15
Call Optio Purchasing 100 27 AMER 01/11/2009 0.45
Call Optio Purchasing 100 27 AMER 01/11/2009 0.55
Call Optio Purchasing 200 28 AMER 01/11/2009 0.2
Call Optio Purchasing 300 27 AMER 01/12/2009 0.7
Call Optio Purchasing 700 27 AMER 01/11/2009 0.55
Call Optio Purchasing 100000 27 AMER 01/11/2009 0.7
Call Optio Selling 400 27.5 AMER 01/01/2010 0.7
Call Optio Selling 900 26 AMER 01/01/2010 1.5
Call Optio Selling 5100 27 AMER 01/11/2009 0.45
Call Optio Selling 12500 27 AMER 01/11/2009 0.45
Put Option Purchasing 100 25 AMER 01/06/2010 1.45
Put Option Purchasing 100 26 AMER 01/11/2009 0.3
Put Option Purchasing 300 27.5 AMER 01/01/2010 1.35
Put Option Purchasing 900 26 AMER 01/11/2009 0.3
Put Option Purchasing 1100 27 AMER 01/12/2009 1
Put option Purchasing 2000 27 AMER 01/11/2009 0.5
Put Option Selling 300 25 AMER 01/03/2010 0.9
Put Option Selling 300 26 AMER 01/01/2010 0.95
Put Option Selling 8100 31 AMER 01/12/2009 4.1
Put Option Selling 8600 25 AMER 01/01/2010 0.5
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 27 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 29 AMER 19/12/2009
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -147,100 26 AMER 21/11/2009
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -100 17.5 AMER 22/01/2011
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -100 28 AMER 19/06/2010
Option Sold -500 22.5 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 24 AMER 21/11/2009
Option Sold -200 23 AMER 20/03/2010
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -35,300 30 AMER 22/01/2011
Option Sold -3,700 27 AMER 20/03/2010
Option Sold -22,300 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -30,100 30 AMER 19/12/2009
Option Sold -32,500 30 AMER 16/01/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -35,300 35 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -39,400 22.5 AMER 16/01/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -85,500 27 AMER 21/11/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,500 26 AMER 19/12/2009
Option Sold -137,400 25 AMER 16/01/2010
Option Sold -33,400 28 AMER 20/03/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Purchased 300 21 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -8,100 27 AMER 21/11/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -19,400 25 AMER 19/12/2009
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -12,600 31 AMER 19/12/2009
Option Sold -12,900 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,200 24 AMER 16/01/2010
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -15,400 29 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Purchased 10,400 15 AMER 22/01/2011
Option Purchased 7,200 25 AMER 21/11/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,600 26 AMER 21/11/2009
Option Purchased 11,800 27 AMER 19/12/2009
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 10,800 28 AMER 21/11/2009
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,900 28 AMER 19/12/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,500 27 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 31 AMER 20/03/2010
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 182,600 27 AMER 19/12/2009
Option Purchased 147,900 25 AMER 22/01/2011
Option Purchased 117,400 25 AMER 16/01/2010
Option Purchased 100,000 27 AMER 21/11/2009
Option Purchased 96,700 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 37,500 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 7,200 30 AMER 20/03/2010
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 1,000 25 AMER 19/06/2010
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 1,200 29 AMER 21/11/2009
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 29 AMER 19/06/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,400 30 AMER 19/12/2009
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 3,700 29 AMER 21/11/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,700 26 AMER 16/01/2010
Option Purchased 2,500 29 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk