Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 27 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 73,275,336 4.97% 816,398 0.06%
(2) Derivatives 1,800 0.00%
(other than
options)
(3) Options and 1,811,400 0.12% 1,164,200 0.08%
agreements to
purchase/sell
Total 75,088,536 5.09% 1,980,598 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 5,400 26.70148148 USD
Purchase 3,724 26.72477981 USD
Purchase 34,435 26.7052284 USD
Purchase 486 26.7300 USD
Purchase 9,900 26.71383838 USD
Purchase 126,919 26.7203 USD
Purchase 1,200 26.74666667 USD
Purchase 3,500 26.72238571 USD
Purchase 4,800 26.72979167 USD
Purchase 8,800 26.69477273 USD
Purchase 3,400 26.75547059 USD
Purchase 800 26.660125 USD
Purchase 2,300 26.75043478 USD
Purchase 200 26.73 USD
Purchase 10,174 26.69955475 USD
Purchase 9,457 26.7307624 USD
Purchase 3,000 26.703 USD
Purchase 2,200 26.71963636 USD
Purchase 4,037 26.699351 USD
Purchase 2,300 26.69869565 USD
Purchase 1,673 26.70047818 USD
Purchase 3,994 26.71221848 USD
Purchase 14,394 26.7171 USD
Purchase 72 26.7301 USD
Purchase 200 26.74 USD
Purchase 300 26.7201 USD
Purchase 105 26.7201 USD
Purchase 90 26.7201 USD
Purchase 200 26.749 USD
Purchase 200 26.63 USD
Purchase 840 26.7300 USD
Purchase 2,520 26.7300 USD
Purchase 5,646 26.7300 USD
Purchase 5,880 26.7300 USD
Purchase 10,778 26.7300 USD
Purchase 16,800 26.7300 USD
Purchase 21,822 26.7300 USD
Purchase 32,400 26.7000 USD
Purchase 41,653 26.7300 USD
Purchase 136,200 26.7276 USD
Purchase 414 26.7201 USD
Purchase 90 26.7201 USD
Purchase 4,400 26.71886364 USD
Purchase 400 26.689475 USD
Purchase 7,800 26.72435897 USD
Purchase 20 26.7101 USD
Purchase 4,340 26.73 USD
Purchase 2,000 26.6845 USD
Purchase 4,600 26.74 USD
Purchase 8,800 26.75636364 USD
Purchase 14,120 26.70673456 USD
Purchase 19,600 26.747398 USD
Purchase 200 26.68 USD
Purchase 105 26.7201 USD
Purchase 35,200 26.73375 USD
Purchase 14,300 26.72839161 USD
Purchase 69,338 26.71666561 USD
Purchase 11,886 26.71159083 USD
Purchase 1,674 26.73 USD
Purchase 2,400 26.705 USD
Purchase 465 26.67 USD
Purchase 5,600 26.73946429 USD
Purchase 1,600 26.71625 USD
Purchase 300 26.67166667 USD
Purchase 500 26.73 USD
Purchase 2,400 26.74466667 USD
Purchase 400 26.756725 USD
Purchase 200 26.65 USD
Purchase 700 26.785 USD
Purchase 500 26.7182 USD
Purchase 1,200 26.753333 USD
Purchase 38,571 26.73 USD
Purchase 4,300 26.70953488 USD
Purchase 2,620 26.73191221 USD
Purchase 450 26.7334 USD
Purchase 9,700 26.7356701 USD
Purchase 15,900 26.73 USD
Purchase 1,600 26.72625 USD
Purchase 109 26.68 USD
Purchase 20,108 26.72326636 USD
Purchase 852 26.70309859 USD
Purchase 500 26.73 USD
Purchase 52 26.75 USD
Purchase 1,900 26.8 USD
Purchase 100 26.69 USD
Purchase 2,491 26.73901244 USD
Purchase 200 26.75 USD
Sale 4,200 26.69357143 USD
Sale 32,400 26.7000 USD
Sale 38,571 26.73 USD
Sale 600 26.6696 USD
Sale 92,278 26.7133 USD
Sale 20 26.7101 USD
Sale 107,974 26.7133 USD
Sale 37,855 26.6839749 USD
Sale 200 26.7151 USD
Sale 2,900 26.73068966 USD
Sale 300 26.7201 USD
Sale 50 26.74 USD
Sale 200 26.74 USD
Sale 18,220 26.73 USD
Sale 100 26.77 USD
Sale 100 26.76 USD
Sale 400 26.745 USD
Sale 7,100 26.6884507 USD
Sale 100 26.7 USD
Sale 300 26.73333333 USD
Sale 100 26.7325 USD
Sale 90 26.7201 USD
Sale 1,965 26.7300 USD
Sale 136,614 26.72757727 USD
Sale 5,053 26.7170 USD
Sale 4,972 26.7133 USD
Sale 3,651 26.7047 USD
Sale 3,644 26.7047 USD
Sale 3,024 26.7133 USD
Sale 41,700 26.71733813 USD
Sale 2,037 26.7300 USD
Sale 5,913 26.7170 USD
Sale 1,811 26.7133 USD
Sale 1,644 26.7300 USD
Sale 1,351 26.7170 USD
Sale 920 26.7133 USD
Sale 13,000 26.70780769 USD
Sale 818 26.7300 USD
Sale 494 26.7133 USD
Sale 7,107 26.74055298 USD
Sale 10,622 26.7170 USD
Sale 23,163 26.7300 USD
Sale 22,216 26.7133 USD
Sale 21,822 26.7300 USD
Sale 16,142 26.7133 USD
Sale 15,095 26.7133 USD
Sale 13,541 26.7133 USD
Sale 57,512 26.72280498 USD
Sale 7,600 26.7205 USD
Sale 27,903 26.7133 USD
Sale 10,210 26.7170 USD
Sale 10,021 26.7133 USD
Sale 9,710 26.7133 USD
Sale 9,042 26.7133 USD
Sale 8,537 26.7133 USD
Sale 8,200 26.7170 USD
Sale 7,427 26.7133 USD
Sale 11,351 26.7170 USD
Sale 100 26.731 USD
Sale 200 26.8 USD
Sale 1,000 26.744 USD
Sale 100 26.681 USD
Sale 200 26.749 USD
Sale 700 26.65714286 USD
Sale 5,700 26.7534386 USD
Sale 200 26.755 USD
Sale 100 26.75 USD
Sale 8,800 26.69477273 USD
Sale 6,400 26.72391563 USD
Sale 1,600 26.7263 USD
Sale 700 26.71142857 USD
Sale 400 26.7 USD
Sale 6,600 26.7232 USD
Sale 1,600 26.7450625 USD
Sale 414 26.7201 USD
Sale 90 26.7201 USD
Sale 800 26.74375 USD
Sale 300 26.7201 USD
Sale 2,768 26.6822 USD
Sale 1,900 26.8 USD
Sale 20,000 26.6957 USD
Sale 2,400 26.72041667 USD
Sale 752 26.7455984 USD
Sale 10 26.78 USD
Sale 1,300 26.71692308 USD
Sale 465 26.67 USD
Sale 3,366 26.70637748 USD
Sale 100 26.7 USD
Sale 10,000 26.7235 USD
Sale 4,340 26.73 USD
Sale 2,600 26.73423077 USD
Sale 48,100 26.72387526 USD
Sale 136,200 26.7276 USD
Sale 200 26.65 USD
Sale 6,100 26.73772131 USD
Sale 9,200 26.69391304 USD
Sale 10,400 26.73901827 USD
Sale 14,439 26.72026179 USD
Sale 8,800 26.756364 USD
Sale 3,000 26.73866667 USD
Sale 14,120 26.70671388 USD
Sale 15,100 26.7505298 USD
Sale 2,600 26.700769 USD
Sale 200 26.68 USD
Sale 500 26.73 USD
Sale 200 26.73 USD
Sale 4,500 26.73688889 USD
Sale 1,600 26.71625 USD
Sale 500 26.73 USD
Sale 36,208 26.72797973 USD
Sale 1,838 26.71170838 USD
Sale 30,600 26.71832394 USD
Sale 100 26.715 USD
Sale 3,794 26.711434 USD
Sale 400 26.75 USD
Sale 100 26.74 USD
Sale 3,300 26.72282727 USD
Sale 49,142 26.72341866 USD
Sale 200 26.67 USD
Sale 800 26.66875 USD
Sale 6,300 26.72904762 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 27 USD AMER 19/12/2009 0.75 USD
Call Purchasing 100 30 USD AMER 19/12/2009 0.05 USD
Call Purchasing 200 27 USD AMER 19/12/2009 0.7 USD
Call Purchasing 500 30 USD AMER 19/12/2009 0.05 USD
Call Purchasing 1800 28 USD AMER 21/11/2009 0.15 USD
Call Selling 200 26 USD AMER 21/11/2009 1.15 USD
Call Selling 200 27 USD AMER 21/11/2009 0.51 USD
Call Selling 300 30 USD AMER 20/03/2010 0.37 USD
Call Selling 300 35 USD AMER 22/01/2011 0.4 USD
Call Selling 1500 30 USD AMER 16/01/2010 0.15 USD
Put Purchasing 100 25 USD AMER 22/01/2011 2.45 USD
Put Purchasing 1000 29 USD AMER 21/11/2009 2.4 USD
Put Selling 100 24 USD AMER 21/11/2009 0.05 USD
Put Selling 100 29 USD AMER 19/12/2009 2.4 USD
Put Selling 200 27 USD AMER 20/03/2010 1.85 USD
Put Selling 2100 29 USD AMER 19/12/2009 2.45 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 28 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,000 26 AMER 19/12/2009
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -147,300 26 AMER 21/11/2009
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -300 24 AMER 21/11/2009
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,400 29 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -100 17.5 AMER 22/01/2011
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 27 AMER 19/06/2010
Option Purchased 100 15 AMER 19/12/2009
Option Sold -600 19 AMER 19/12/2009
Option Sold -100 28 AMER 19/06/2010
Option Sold -500 22.5 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -35,600 35 AMER 22/01/2011
Option Sold -3,900 27 AMER 20/03/2010
Option Sold -22,300 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -30,100 30 AMER 19/12/2009
Option Sold -33,400 28 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -35,300 30 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -39,400 22.5 AMER 16/01/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -85,700 27 AMER 21/11/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,500 26 AMER 19/12/2009
Option Sold -137,400 25 AMER 16/01/2010
Option Sold -34,000 30 AMER 16/01/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Purchased 300 21 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -8,100 27 AMER 21/11/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -19,400 25 AMER 19/12/2009
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -12,600 31 AMER 19/12/2009
Option Sold -12,900 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,200 24 AMER 16/01/2010
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -15,400 29 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Purchased 10,400 15 AMER 22/01/2011
Option Purchased 6,900 30 AMER 20/03/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,600 28 AMER 21/11/2009
Option Purchased 12,600 26 AMER 21/11/2009
Option Purchased 12,100 27 AMER 19/12/2009
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,900 28 AMER 19/12/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,500 27 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 31 AMER 20/03/2010
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 182,600 27 AMER 19/12/2009
Option Purchased 148,100 25 AMER 22/01/2011
Option Purchased 117,400 25 AMER 16/01/2010
Option Purchased 100,000 27 AMER 21/11/2009
Option Purchased 96,700 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 6,200 30 AMER 19/12/2009
Option Purchased 42,100 25 AMER 19/12/2009
Option Purchased 37,500 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 7,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 1,000 25 AMER 19/06/2010
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 29 AMER 19/06/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 3,700 29 AMER 21/11/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,700 26 AMER 16/01/2010
Option Purchased 2,500 29 AMER 19/12/2009
Option Purchased 2,200 29 AMER 21/11/2009
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk