Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,807,483 4.94% 789,393 0.05%
(2) Derivatives 1,800 0.00%
(other than
options)
(3) Options and 1,815,000 0.12% 1,168,300 0.08%
agreements to
purchase/sell
Total 74,624,283 5.06% 1,957,693 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 10,852 26.94964983 USD
Purchase 5,400 26.958704 USD
Purchase 19,100 26.9501 USD
Purchase 2,100 26.95331429 USD
Purchase 6,804 26.92663139 USD
Purchase 425 26.95470588 USD
Purchase 10,870 26.9062 USD
Purchase 599 26.95 USD
Purchase 114,724 26.94867508 USD
Purchase 600 26.96833333 USD
Purchase 16,190 26.94604694 USD
Purchase 300 26.95 USD
Purchase 5,840 26.95 USD
Purchase 13,600 26.94411765 USD
Purchase 139,450 26.9493156 USD
Purchase 163,419 26.94748157 USD
Purchase 200 26.94 USD
Purchase 300 26.95 USD
Purchase 3,400 26.89941176 USD
Purchase 1,400 26.97 USD
Purchase 3,500 26.94702857 USD
Purchase 700 26.92 USD
Purchase 100 26.97 USD
Purchase 200 26.97 USD
Purchase 12,000 26.94601917 USD
Purchase 100 26.98 USD
Purchase 2,300 26.95 USD
Purchase 20,900 26.95813397 USD
Purchase 1,700 26.73 USD
Purchase 8,000 26.901875 USD
Purchase 23,900 26.91091632 USD
Purchase 3,901 26.87202256 USD
Purchase 7,220 26.9765374 USD
Purchase 7,600 26.97315789 USD
Purchase 1,500 26.97166667 USD
Purchase 300 26.9599 USD
Purchase 26,525 26.96930726 USD
Purchase 401 26.95 USD
Purchase 7,106 26.95 USD
Purchase 6,658 26.95 USD
Purchase 3,021 26.73 USD
Purchase 2,993 26.8999 USD
Purchase 2,592 26.73 USD
Purchase 1,680 26.95 USD
Purchase 43,325 26.94385061 USD
Purchase 1,500 26.8847 USD
Purchase 14,889 26.73 USD
Purchase 333 26.95 USD
Purchase 333 26.95 USD
Purchase 187 26.95 USD
Purchase 113 26.95 USD
Purchase 38 26.95 USD
Purchase 22 26.96 USD
Purchase 16 26.95 USD
Purchase 1,513 26.8846 USD
Purchase 600 26.93 USD
Purchase 1,100 26.94454545 USD
Purchase 1,700 26.97958824
Purchase 9,414 26.95 USD
Purchase 7,052 26.95 USD
Purchase 1,700 26.73 USD
Purchase 100 26.97 USD
Purchase 1,649 26.95 USD
Purchase 9,093 26.95 USD
Purchase 5,100 26.92998824 USD
Purchase 13,087 26.95 USD
Purchase 4,900 26.93 USD
Purchase 4,335 26.9408 USD
Purchase 90,332 26.95 USD
Purchase 37,848 26.73 USD
Purchase 30,936 26.95 USD
Purchase 26,992 26.95 USD
Purchase 24,004 26.95276146 USD
Purchase 2,800 26.93 USD
Purchase 1,700 26.93705882 USD
Purchase 1,800 26.93888889 USD
Purchase 2,300 26.95434783 USD
Purchase 32,712 26.95838775
Purchase 301 26.99 USD
Purchase 400 26.9225 USD
Purchase 3,559 26.95611003 USD
Purchase 2,700 26.949259 USD
Purchase 400 26.97 USD
Purchase 215 26.95604651 USD
Purchase 1,700 26.96876471 USD
Purchase 700 26.96428571 USD
Purchase 7,100 26.97228169 USD
Purchase 344 26.95 USD
Purchase 1,400 26.92 USD
Purchase 600 26.955 USD
Purchase 9,300 26.95301075 USD
Purchase 200 26.985 USD
Purchase 270 26.96 USD
Purchase 1,600 26.9625 USD
Purchase 35 26.91 USD
Purchase 100 26.959 USD
Purchase 2,200 26.96818182 USD
Purchase 700 26.95285714 USD
Purchase 300 26.94666667 USD
Purchase 300 26.94666667 USD
Purchase 1,255 26.91354582 USD
Purchase 620 26.76677419 USD
Purchase 1,510 26.8907 USD
Purchase 500 26.77 USD
Purchase 2,823 26.96073326 USD
Purchase 300 26.74666667 USD
Purchase 5,900 26.95423729 USD
Purchase 400 26.99425 USD
Purchase 500 26.94 USD
Purchase 5,900 26.95238983 USD
Purchase 26,000 26.93751 USD
Purchase 15,300 26.96098039 USD
Purchase 400 26.93 USD
Sale 30,936 26.95 USD
Sale 2,998 26.8831 USD
Sale 3,200 26.96 USD
Sale 3,021 26.73 USD
Sale 37,848 26.73 USD
Sale 90,332 26.95 USD
Sale 2,820 26.9427 USD
Sale 400 26.97 USD
Sale 16,555 26.9599 USD
Sale 13,087 26.95 USD
Sale 100 26.959 USD
Sale 11,548 26.95 USD
Sale 14,689 26.95 USD
Sale 2,665 26.9599 USD
Sale 3,658 26.9427 USD
Sale 14,937 26.9599 USD
Sale 3,298 26.8831 USD
Sale 26,992 26.95 USD
Sale 5,305 26.9599 USD
Sale 4,464 26.9599 USD
Sale 4,179 26.95 USD
Sale 400 26.94 USD
Sale 3,604 26.9599 USD
Sale 500 26.94 USD
Sale 188 26.9427 USD
Sale 334 26.9427 USD
Sale 308 26.9427 USD
Sale 306 26.9427 USD
Sale 296 26.8831 USD
Sale 292 26.8831 USD
Sale 285 26.9427 USD
Sale 238 26.9427 USD
Sale 232 26.9427 USD
Sale 1,688 26.9599 USD
Sale 222 26.9427 USD
Sale 427 26.8831 USD
Sale 183 26.8831 USD
Sale 156 26.9599 USD
Sale 127 26.9599 USD
Sale 61 26.8831 USD
Sale 61 26.8831 USD
Sale 61 26.8831 USD
Sale 18,570 26.88925902 USD
Sale 3,050 26.89852459 USD
Sale 6,200 26.89209677 USD
Sale 228 26.9599 USD
Sale 1,148 26.9599 USD
Sale 2,505 26.9599 USD
Sale 2,479 26.95 USD
Sale 2,337 26.9599 USD
Sale 2,135 26.9599 USD
Sale 2,068 26.9599 USD
Sale 2,000 26.9595 USD
Sale 15,600 26.960725 USD
Sale 1,666 26.9599 USD
Sale 1,593 26.95 USD
Sale 379 26.8831 USD
Sale 1,343 26.9427 USD
Sale 385 26.8831 USD
Sale 1,079 26.8831 USD
Sale 924 26.8831 USD
Sale 802 26.95 USD
Sale 732 26.8831 USD
Sale 701 26.9427 USD
Sale 530 26.8831 USD
Sale 506 26.9427 USD
Sale 494 26.8831 USD
Sale 5,700 26.95 USD
Sale 1,600 26.9625 USD
Sale 15,723 26.96496089 USD
Sale 1,200 26.95416667 USD
Sale 500 26.93 USD
Sale 4,300 26.9408 USD
Sale 3,665 26.95 USD
Sale 13,255 26.95 USD
Sale 8,430 26.96118624 USD
Sale 4,400 26.96 USD
Sale 9,352 26.95 USD
Sale 97,467 26.96868161 USD
Sale 2,700 26.95074074 USD
Sale 51,800 26.95720077 USD
Sale 54,900 26.95762477 USD
Sale 600 26.93333333 USD
Sale 26,525 26.96930726 USD
Sale 21,700 26.96101382 USD
Sale 100 26.95 USD
Sale 600 26.93833333 USD
Sale 17,729 26.93263372 USD
Sale 18,455 26.9646952 USD
Sale 13,200 26.94451515 USD
Sale 2,500 26.926 USD
Sale 3,700 26.94664865 USD
Sale 500 26.906 USD
Sale 17,084 26.94166021 USD
Sale 4,100 26.84243902 USD
Sale 200 26.8175 USD
Sale 300 26.9599 USD
Sale 6,600 26.93765606 USD
Sale 500 26.968 USD
Sale 400 26.827 USD
Sale 1,500 26.96633333 USD
Sale 1,000 26.905 USD
Sale 1,600 26.91125 USD
Sale 2,110 26.91606635
Sale 1,420 26.7637 USD
Sale 9,100 26.95362637 USD
Sale 3,200 26.95125 USD
Sale 61,616 26.95661565 USD
Sale 100 26.88 USD
Sale 31,432 26.75256808 USD
Sale 8,800 26.9655 USD
Sale 600 26.98333333 USD
Sale 300 26.89 USD
Sale 99 26.95 USD
Sale 500 26.95 USD
Sale 200 26.975 USD
Sale 200 26.965 USD
Sale 100 26.97 USD
Sale 700 26.94571429 USD
Sale 1,400 26.97 USD
Sale 1,100 26.89827273 USD
Sale 5,400 26.9587037 USD
Sale 744 26.97 USD
Sale 2,200 26.9682 USD
Sale 100 26.97 USD
Sale 50,000 26.98 USD
Sale 6 26.9408 USD
Sale 1,649 26.95 USD
Sale 2,700 26.94925926 USD
Sale 9,414 26.95 USD
Sale 8,000 26.961 USD
Sale 74 26.87 USD
Sale 6,804 26.9266 USD
Sale 35 26.9408 USD
Sale 3,315 26.88235596 USD
Sale 300 26.95 USD
Sale 16 26.95 USD
Sale 1,600 26.948125 USD
Sale 17,900 26.95189944 USD
Sale 3,439 26.92040419
Sale 25,204 26.95136605 USD
Sale 4,231 26.90581896 USD
Sale 500,000 26.9477 USD
Sale 4,900 26.94836735 USD
Sale 700 26.95285714 USD
Sale 7,900 26.95313924 USD
Sale 2,225 26.90012584 USD
Sale 100 26.97 USD
Sale 200 26.985 USD
Sale 1,700 26.73 USD
Sale 500 26.97 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
Swap Long 40000 28.07 USD
Swap Long 286000 28.36 USD
Swap Short 40000 28.07 USD
Swap Short 286000 28.36 USD
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
18/09/2009 Short 15,000 28.36 USD
11/09/2009 Short 55,000 28.36 USD
18/09/2009 Long 15,000 28.36 USD
11/09/2009 Long 55,000 28.36 USD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 27 USD AMER 21/11/2009 0.6 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.85 USD
Call Purchasing 100 27.5 USD AMER 16/01/2010 0.8 USD
Call Purchasing 100 28 USD AMER 21/11/2009 0.25 USD
Call Purchasing 100 28USD AMER 21/11/2009 0.25 USD
Call Purchasing 600 28 USD AMER 21/11/2009 0.25 USD
Call Purchasing 900 27.5 USD AMER 16/01/2010 0.8 USD
Call Purchasing 1100 28 USD AMER 21/11/2009 0.2 USD
Call Purchasing 1300 27 USD AMER 21/11/2009 0.6 USD
Call Selling 100 25 USD AMER 19/12/2009 2.3 USD
Call Selling 100 28 USD AMER 21/11/2009 0.25 USD
Call Selling 2200 26 USD AMER 21/11/2009 1.3 USD
Call Selling 2200 27 USD AMER 19/06/2010 1.75 USD
Put Purchasing 100 25 USD AMER 19/12/2009 0.25 USD
Put Selling 100 25 USD AMER 16/01/2010 0.5 USD
Put Selling 100 26 USD AMER 19/12/2009 0.5 USD
Put Selling 100 27 USD AMER 19/12/2009 0.9 USD
Put Selling 900 25 USD AMER 19/12/2009 0.3 USD
Put Selling 900 25 USD AMER 16/01/2010 0.5 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,100 15 AMER 22/01/2011
Option Sold -1,100 20 AMER 16/01/2010
Option Sold -1,200 37.5 AMER 16/01/2010
Option Sold -1,200 20 AMER 19/12/2009
Option Sold -1,500 45 AMER 22/01/2011
Option Sold -1,800 26 AMER 20/03/2010
Option Sold -149,500 26 AMER 21/11/2009
Option Sold -2,100 26 AMER 19/12/2009
Option Sold -500 22.5 AMER 16/01/2010
Option Sold -2,200 45 AMER 16/01/2010
Option Sold -2,200 40 AMER 16/01/2010
Option Sold -2,200 27 AMER 19/06/2010
Option Sold -2,900 24 AMER 19/12/2009
Option Sold -3,400 29 AMER 19/12/2009
Option Sold -3,700 40 AMER 22/01/2011
Option Sold -1,900 29 AMER 16/01/2010
Option Sold -100 10 AMER 22/01/2011
Option Purchased 200 23 AMER 19/12/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 100 15 AMER 19/12/2009
Option Sold -100 37.5 AMER 16/01/2010
Option Sold -800 12.5 AMER 16/01/2010
Option Sold -100 17.5 AMER 22/01/2011
Option Sold -600 19 AMER 19/12/2009
Option Sold -100 10 AMER 22/01/2011
Option Sold -200 31 AMER 16/01/2010
Option Sold -200 23 AMER 20/03/2010
Option Sold -200 12.5 AMER 22/01/2011
Option Sold -300 24 AMER 21/11/2009
Option Sold -5,200 24 AMER 19/12/2009
Option Sold -100 28 AMER 19/06/2010
Option Sold -35,600 35 AMER 22/01/2011
Option Sold -3,900 27 AMER 20/03/2010
Option Sold -22,300 29 AMER 16/01/2010
Option Sold -25,000 25 AMER 16/01/2010
Option Sold -27,700 32 AMER 19/12/2009
Option Sold -30,100 30 AMER 19/12/2009
Option Sold -33,400 28 AMER 20/03/2010
Option Sold -18,300 28 AMER 19/12/2009
Option Sold -35,300 30 AMER 22/01/2011
Option Sold -17,800 35 AMER 20/03/2010
Option Sold -39,400 22.5 AMER 16/01/2010
Option Sold -41,800 25 AMER 22/01/2011
Option Sold -84,200 27 AMER 21/11/2009
Option Sold -106,000 27.5 AMER 16/01/2010
Option Sold -108,500 26 AMER 19/12/2009
Option Sold -138,400 25 AMER 16/01/2010
Option Sold -34,000 30 AMER 16/01/2010
Option Sold -10,900 22.5 AMER 22/01/2011
Option Purchased 300 21 AMER 20/03/2010
Option Sold -5,600 32 AMER 20/03/2010
Option Sold -8,100 27 AMER 21/11/2009
Option Sold -8,200 33 AMER 20/03/2010
Option Sold -8,300 50 AMER 22/01/2011
Option Sold -8,800 31 AMER 20/03/2010
Option Sold -19,500 25 AMER 19/12/2009
Option Sold -10,400 40 AMER 16/01/2010
Option Sold -5,200 28 AMER 20/03/2010
Option Sold -12,600 31 AMER 19/12/2009
Option Sold -12,900 26 AMER 16/01/2010
Option Sold -14,000 20 AMER 22/01/2011
Option Sold -14,200 24 AMER 16/01/2010
Option Sold -14,900 30 AMER 20/03/2010
Option Sold -15,400 29 AMER 20/03/2010
Option Sold -10,100 35 AMER 16/01/2010
Option Purchased 10,400 15 AMER 22/01/2011
Option Purchased 6,900 30 AMER 20/03/2010
Option Purchased 13,600 20 AMER 22/01/2011
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 12,600 26 AMER 21/11/2009
Option Purchased 12,400 27 AMER 19/12/2009
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 14,600 28 AMER 21/11/2009
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 7,900 28 AMER 19/12/2009
Option Purchased 7,700 24 AMER 20/03/2010
Option Purchased 7,500 27 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 7,400 31 AMER 20/03/2010
Option Purchased 300 17.5 AMER 22/01/2011
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 182,500 27 AMER 19/12/2009
Option Purchased 148,100 25 AMER 22/01/2011
Option Purchased 117,400 25 AMER 16/01/2010
Option Purchased 100,000 27 AMER 21/11/2009
Option Purchased 96,700 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 6,200 30 AMER 19/12/2009
Option Purchased 41,300 25 AMER 19/12/2009
Option Purchased 39,800 27.5 AMER 16/01/2010
Option Purchased 33,200 23 AMER 20/03/2010
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 7,200 25 AMER 21/11/2009
Option Purchased 1,100 31 AMER 19/12/2009
Option Purchased 1,100 25 AMER 20/03/2010
Option Purchased 1,000 25 AMER 19/06/2010
Option Purchased 1,000 22.5 AMER 22/01/2011
Option Purchased 1,000 22 AMER 19/12/2009
Option Purchased 1,500 24 AMER 20/03/2010
Option Purchased 800 33 AMER 20/03/2010
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 600 29 AMER 20/03/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 400 22 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 29 AMER 19/06/2010
Option Purchased 500,000 26 AMER 21/11/2009
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 4,600 40 AMER 22/01/2011
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 3,700 29 AMER 21/11/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 2,800 30 AMER 16/01/2010
Option Purchased 2,700 26 AMER 16/01/2010
Option Purchased 2,500 29 AMER 19/12/2009
Option Purchased 2,200 29 AMER 21/11/2009
Option Purchased 3,800 26 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk