Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 74,138,889 5.02% 2,675,416 0.18%
(2) Derivatives 800 0.00%
(other than
options)
(3) Options and 1,638,500 0.11% 1,247,600 0.08%
agreements to
purchase/sell
Total 75,778,189 5.13% 3,923,016 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 7,359 27.5400 USD
Purchase 4,000 26.7223 USD
Purchase 304 26.6700 USD
Purchase 3,063 27.5400 USD
Purchase 476 26.6700 USD
Purchase 21 27.5400 USD
Sale 3,063 27.5400 USD
Sale 2,539 26.7389 USD
Sale 2,409 26.7483 USD
Sale 1,634 26.7389 USD
Sale 842 26.6700 USD
Sale 4,806 26.7483 USD
Sale 764 26.7389 USD
Sale 688 26.7483 USD
Sale 413 26.7389 USD
Sale 375 27.5400 USD
Sale 166 26.6700 USD
Sale 1,049 26.7389 USD
Sale 7,139 26.7389 USD
Sale 45,493 26.7389 USD
Sale 15,414 26.7278 USD
Sale 15,094 26.7389 USD
Sale 13,107 26.7389 USD
Sale 11,071 26.7389 USD
Sale 8,696 26.7389 USD
Sale 4,305 26.7483 USD
Sale 7,851 26.7389 USD
Sale 4,725 26.7389 USD
Sale 7,017 26.7389 USD
Sale 6,434 26.7389 USD
Sale 5,129 26.7483 USD
Sale 4,946 26.7389 USD
Sale 4,852 26.9500 USD
Sale 56,344 26.7389 USD
Sale 7,963 26.7483 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 100 26 USD AMER 21/11/2009 0.95 USD
Call Writing 100 26 USD AMER 19/12/2009 1.25 USD
Call Writing 100 27 USD AMER 21/11/2009 0.35 USD
Call Writing 100 27 USD AMER 19/12/2009 0.7 USD
Call Writing 100 27 USD AMER 20/03/2010 1.3 USD
Call Writing 100 29 USD AMER 21/11/2009 0.05 USD
Call Writing 100 29 USD AMER 21/11/2009 5.3979 USD
Call Writing 100 29 USD AMER 20/03/2010 0.6035 USD
Call Writing 100 29 USD AMER 19/06/2010 0.9266 USD
Call Writing 100 40 USD AMER 22/01/2011 0.15 USD
Call Writing 200 26 USD AMER 19/12/2009 1.2 USD
Call Writing 200 28 USD AMER 20/03/2010 0.9060 USD
Call Writing 300 26 USD AMER 19/12/2009 1.25 USD
Call Writing 300 35 USD AMER 22/01/2011 0.38 USD
Call Writing 600 30 USD AMER 16/01/2010 8.9653 USD
Call Writing 700 27 USD AMER 21/11/2009 0.3 USD
Call Writing 900 27 USD AMER 21/11/2009 0.3854 USD
Call Writing 900 27 USD AMER 19/12/2009 0.7 USD
Call Writing 900 29 USD AMER 16/01/2010 0.25 USD
Call Writing 1000 27 USD AMER 21/11/2009 0.39 USD
Call Writing 1000 27 USD AMER 19/12/2009 0.6990 USD
Call Writing 1000 29 USD AMER 19/12/2009 0.1297 USD
Call Writing 1100 27 USD AMER 19/12/2009 0.6526 USD
Call Writing 1100 28 USD AMER 19/12/2009 0.2835 USD
Call Writing 1400 27 USD AMER 21/11/2009 0.37 USD
Call Writing 1400 27 USD AMER 21/11/2009 0.3789 USD
Call Writing 1700 27 USD AMER 21/11/2009 0.35 USD
Call Writing 2000 27 USD AMER 21/11/2009 0.3529 USD
Call Writing 2300 27 USD AMER 21/11/2009 0.35 USD
Call Writing 2600 27 USD AMER 21/11/2009 0.35 USD
Call Writing 3200 28 USD AMER 21/11/2009 0.15 USD
Call Writing 5200 30 USD AMER 22/01/2011 1.3 USD
Call Writing 6100 27.5 USD AMER 16/01/2010 0.6516 USD
Call Writing 6600 27 USD AMER 21/11/2009 0.35 USD
Call Writing 6900 27 USD AMER 21/11/2009 0.35 USD
Call Writing 9500 27 USD AMER 19/12/2009 0.75 USD
Call Writing 9600 26 USD AMER 19/12/2009 1.2284 USD
Call Writing 10000 27 USD AMER 21/11/2009 0.35 USD
Call Writing 10500 26 USD AMER 19/12/2009 1.2486 USD
Call Writing 12300 27 USD AMER 21/11/2009 0.35 USD
Put Writing 100 22 USD AMER 19/12/2009 0.05 USD
Put Writing 100 22.5 USD AMER 16/01/2010 0.15 USD
Put Writing 100 22.5 USD AMER 22/01/2011 1.5 USD
Put Writing 100 24 USD AMER 19/06/2010 1.05 USD
Put Writing 100 25 USD AMER 16/01/2010 0.55 USD
Put Writing 100 26 USD AMER 21/11/2009 0.2 USD
Put Writing 100 26 USD AMER 19/12/2009 0.55 USD
Put Writing 100 26 USD AMER 20/03/2010 1.35 USD
Put Writing 100 26 USD AMER 20/03/2010 1.4004 USD
Put Writing 100 27 USD AMER 19/12/2009 0.9776 USD
Put Writing 200 17.5 USD AMER 22/01/2011 0.4 USD
Put Writing 200 22.5 USD AMER 22/01/2011 1.5 USD
Put Writing 200 23 USD AMER 19/06/2010 0.85 USD
Put Writing 200 24 USD AMER 19/06/2010 1.05 USD
Put Writing 300 24 USD AMER 19/06/2010 1.1 USD
Put Writing 300 30 USD AMER 20/03/2010 4.1 USD
Put Writing 400 26 USD AMER 19/12/2009 0.5533 USD
Put Writing 500 22.5 USD AMER 22/01/2011 1.5 USD
Put Writing 600 25 USD AMER 22/01/2011 2.45 USD
Put Writing 600 27.5 USD AMER 16/01/2010 1.65 USD
Put Writing 700 25 USD AMER 19/12/2009 0.3 USD
Put Writing 800 17.5 USD AMER 22/01/2011 0.45 USD
Put Writing 900 26 USD AMER 21/11/2009 0.2 USD
Put Writing 1500 20 USD AMER 22/01/2011 0.8 USD
Put Writing 1500 27 USD AMER 21/11/2009 0.6 USD
Put Writing 1500 27 USD AMER 19/12/2009 0.98 USD
Put Writing 1500 29 USD AMER 20/03/2010 3.2 USD
Put Writing 3000 20 USD AMER 22/01/2011 0.82 USD
Put Writing 9700 22.5 USD AMER 22/01/2011 1.5 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,900 24 USD AMER 19/12/2009
Option Sold -6,100 27.5 USD AMER 16/01/2010
Option Sold -1,800 26 USD AMER 20/03/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -1,500 4 USD AMER 22/01/2011
Option Sold -2,700 26 USD AMER 19/12/2009
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -3,400 29 USD AMER 19/12/2009
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -4,800 27 USD AMER 20/03/2010
Option Sold -5,200 28 USD AMER 20/03/2010
Option Sold -5,600 32 USD AMER 20/03/2010
Option Purchased 100 28 USD AMER 19/06/2010
Option Sold -2,200 27 USD AMER 19/06/2010
Option Sold -300 24 USD AMER 21/11/2009
Option Sold -152,800 26 USD AMER 21/11/2009
Option Sold -100 37.5 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -1,500 29 USD AMER 20/03/2010
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -7,600 26 USD AMER 21/11/2009
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 27 USD AMER 19/06/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -40,900 30 USD AMER 22/01/2011
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -32,100 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -34,000 26 USD AMER 16/01/2010
Option Sold -35,700 30 USD AMER 19/12/2009
Option Sold -35,900 35 USD AMER 22/01/2011
Option Sold -19,600 25 USD AMER 19/12/2009
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -19,200 28 USD AMER 19/12/2009
Option Sold -43,500 25 USD AMER 22/01/2011
Option Sold -45,700 29 USD AMER 16/01/2010
Option Sold -51,100 30 USD AMER 16/01/2010
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -107,900 26 USD AMER 19/12/2009
Option Sold -142,200 25 USD AMER 16/01/2010
Option Sold -37,600 27 USD AMER 21/11/2009
Option Sold -11,000 22.5 USD AMER 22/01/2011
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,200 27 USD AMER 19/12/2009
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -9,500 27 USD AMER 21/11/2009
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -10,400 40 USD AMER 16/01/2010
Option Purchased 100 30 USD AMER 21/11/2009
Option Sold -13,500 29 USD AMER 20/03/2010
Option Sold -13,500 20 USD AMER 22/01/2011
Option Sold -14,200 24 USD AMER 16/01/2010
Option Sold -15,200 30 USD AMER 20/03/2010
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -10,100 35 USD AMER 16/01/2010
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased 5,000 28 USD AMER 19/12/2009
Option Purchased 11,500 22.5 USD AMER 22/01/2011
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 10,900 25 USD AMER 20/03/2010
Option Purchased 10,700 28 USD AMER 21/11/2009
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 7,700 24 USD AMER 20/03/2010
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,900 27 USD AMER 20/03/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 6,200 25 USD AMER 21/11/2009
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Purchased 7,800 30 USD AMER 20/03/2010
Option Purchased 33,200 23 USD AMER 20/03/2010
Option Purchased 176,700 27 USD AMER 19/12/2009
Option Purchased 148,700 25 USD AMER 22/01/2011
Option Purchased 117,900 25 USD AMER 16/01/2010
Option Purchased 96,900 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 4,600 40 USD AMER 22/01/2011
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,100 20 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 500 29 USD AMER 19/06/2010
Option Purchased 1,100 25 USD AMER 20/03/2010
Option Purchased 300 21 USD AMER 20/03/2010
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 200 23 USD AMER 19/06/2010
Option Purchased 200 23 USD AMER 19/12/2009
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 2,700 26 USD AMER 16/01/2010
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 4,000 26 USD AMER 20/03/2010
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 2,800 30 USD AMER 16/01/2010
Option Purchased 500,000 26 USD AMER 21/11/2009
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 1,800 29 USD AMER 19/12/2009
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,300 17.5 USD AMER 22/01/2011
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk