Rule 8.3 - KRAFT FOODS INC
On the rule 8.3 reports published on 4 and 5 November 2009, the relevant securities short positions were shown
incorrectly. This has been corrected on today's report.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,921,648 4.87% 763,000 0.05%
(2) Derivatives 800 0.00%
(other than
options)
(3) Options and 1,671,100 0.11% 1,244,600 0.08%
agreements to
purchase/sell
Total 73,593,548 4.99% 2,007,600 0.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 778 27.03 USD
Purchase 10,104 27.03 USD
Purchase 7,347 27.03 USD
Purchase 4,306 27.03 USD
Purchase 2,592 26.67 USD
Purchase 2,334 27.03 USD
Purchase 1,800 27.03 USD
Purchase 957 26.8459 USD
Purchase 6,600 27.03 USD
Purchase 820 27.03 USD
Purchase 47,145 27.03 USD
Purchase 413 26.84 USD
Purchase 12,100 26.8378 USD
Purchase 1,700 26.7233 USD
Purchase 3,152 27.03 USD
Purchase 7,215 26.87582814 USD
Purchase 1,200 26.865 USD
Purchase 2,800 26.89071429 USD
Purchase 908 27.03 USD
Purchase 390 26.86561538 USD
Purchase 6,100 26.87803279 USD
Purchase 5,600 26.875 USD
Purchase 500 26.87 USD
Purchase 1,000 26.879 USD
Purchase 2,300 26.89086957 USD
Purchase 2,300 26.95163913 USD
Purchase 100 26.87 USD
Purchase 11,224 26.67 USD
Purchase 2,600 26.89692308 USD
Purchase 1,300 26.88 USD
Purchase 3,295 26.9421 USD
Purchase 1,962 26.7635946 USD
Purchase 100 26.9299 USD
Purchase 900 26.87877778 USD
Purchase 480 26.9625 USD
Purchase 200 26.805 USD
Purchase 39 26.8378 USD
Purchase 1,400 26.8271 USD
Purchase 6,200 26.93595161 USD
Purchase 1,500 26.82266667 USD
Purchase 1,600 26.8675 USD
Purchase 1,300 26.92769231 USD
Purchase 8,700 26.9032069 USD
Purchase 600 26.7001 USD
Purchase 293 26.85071433 USD
Purchase 1,600 26.889 USD
Purchase 300 26.75 USD
Purchase 700 26.85271429 USD
Purchase 39 26.8378 USD
Purchase 300 26.92 USD
Purchase 800 26.7525 USD
Purchase 500 26.925 USD
Purchase 8,100 26.85382716 USD
Purchase 894 26.81997763 USD
Purchase 306 26.8378 USD
Purchase 200 26.9 USD
Purchase 100 26.85 USD
Purchase 100 26.8 USD
Purchase 267 26.8378 USD
Purchase 4,300 26.93111628 USD
Purchase 130 27.03 USD
Purchase 800 26.909 USD
Purchase 100 26.7 USD
Purchase 100 26.7 USD
Purchase 1,700 26.87764706 USD
Purchase 1,700 26.85776471 USD
Purchase 500 26.93 USD
Purchase 600 26.905 USD
Purchase 13,600 26.918375 USD
Purchase 1,300 26.890769 USD
Purchase 200 26.851 USD
Purchase 2,000 26.884 USD
Purchase 2,300 26.87217391 USD
Purchase 400 26.94175 USD
Purchase 100 27.01 USD
Purchase 5,700 26.84866842 USD
Purchase 57 26.9398 USD
Purchase 10,816 26.84242973 USD
Purchase 600 26.979 USD
Purchase 800 26.825 USD
Purchase 1,800 26.76944444 USD
Purchase 3,900 26.85053846 USD
Purchase 82,620 26.86950121 USD
Purchase 1,900 26.93105263 USD
Purchase 15,600 26.936346 USD
Purchase 4,649 26.75889223 USD
Purchase 6,061 27.03 USD
Purchase 200 26.86 USD
Purchase 6,672 26.8603717 USD
Purchase 300 26.70666667 USD
Purchase 500 26.836 USD
Purchase 200 26.7 USD
Purchase 100 26.78 USD
Purchase 500 26.81 USD
Purchase 8,100 26.7545679 USD
Purchase 9,100 26.87220879 USD
Purchase 1,500 26.8 USD
Purchase 4,500 26.8084 USD
Purchase 1,100 26.851818 USD
Purchase 2,400 26.83083333 USD
Purchase 16,494 26.88464468 USD
Purchase 1,500 26.8402 USD
Purchase 16,327 26.80195076 USD
Purchase 1,384 26.93 USD
Purchase 200 26.85 USD
Purchase 100 26.89 USD
Purchase 200 26.8 USD
Purchase 1,600 26.77 USD
Purchase 5,700 26.81088596 USD
Purchase 500 26.768 USD
Purchase 50,000 26.9189 USD
Purchase 7,500 26.9208 USD
Purchase 3,100 26.85193548 USD
Purchase 125 26.7693 USD
Sale 200 26.72 USD
Sale 2,100 26.80011905 USD
Sale 500 26.704 USD
Sale 446 26.97309417 USD
Sale 11,900 26.9044042 USD
Sale 500 26.956 USD
Sale 1,200 26.93691667 USD
Sale 900 26.88888889 USD
Sale 600 26.89333333 USD
Sale 100 26.92 USD
Sale 2,300 26.95163913 USD
Sale 4,800 26.931 USD
Sale 700 26.88857143 USD
Sale 100 26.73 USD
Sale 1,900 26.88236842 USD
Sale 600 26.88 USD
Sale 7,600 26.83 USD
Sale 100 26.91 USD
Sale 500 26.922 USD
Sale 12,100 26.8378 USD
Sale 20,000 26.81935 USD
Sale 18,001 26.90715627 USD
Sale 19,400 26.92173711 USD
Sale 4,200 26.89547619 USD
Sale 306 26.8378 USD
Sale 9,800 26.91265306 USD
Sale 600 26.905 USD
Sale 4,500 26.97933333 USD
Sale 400 26.9055 USD
Sale 500 26.8 USD
Sale 500 26.872 USD
Sale 700 26.85271429 USD
Sale 800 26.925 USD
Sale 200 26.851 USD
Sale 300 26.75 USD
Sale 4,108 26.90347128 USD
Sale 300 26.69666667 USD
Sale 57 26.9398 USD
Sale 700 26.70428571 USD
Sale 200 26.851 USD
Sale 93 26.8501 USD
Sale 154 26.83116883 USD
Sale 300 26.82 USD
Sale 816 26.86167892 USD
Sale 2,700 26.87014815 USD
Sale 3,200 26.8578125 USD
Sale 80,620 26.87226978 USD
Sale 4,000 26.82475 USD
Sale 3,500 26.948 USD
Sale 700 26.91 USD
Sale 1,100 26.95272727 USD
Sale 2,400 26.8825 USD
Sale 7,300 26.93089041 USD
Sale 124 26.92 USD
Sale 1,400 26.82714286 USD
Sale 1,300 26.92 USD
Sale 1,700 26.7233 USD
Sale 1,300 26.9053 USD
Sale 1,700 26.7233 USD
Sale 300 26.94 USD
Sale 11,224 26.67 USD
Sale 1,100 26.85181818 USD
Sale 7,700 26.92818182 USD
Sale 2,607 26.91207518 USD
Sale 300 26.95 USD
Sale 600 26.925 USD
Sale 700 26.95142857 USD
Sale 700 26.92857143 USD
Sale 4,300 26.92488372 USD
Sale 200 26.85 USD
Sale 800 26.94375 USD
Sale 2,900 26.93968966 USD
Sale 9,100 26.8721978 USD
Sale 1,000 26.89 USD
Sale 1,500 26.8 USD
Sale 906 27.03 USD
Sale 12,100 26.8378 USD
Sale 510 26.90959216 USD
Sale 3,000 26.94 USD
Sale 3,033 27.03 USD
Sale 3,500 26.78514286 USD
Sale 2,700 26.87374815 USD
Sale 12,921 26.76209581 USD
Sale 4,000 26.73625 USD
Sale 1,800 26.75944444 USD
Sale 600 26.96666667 USD
Sale 11,568 26.87156725 USD
Sale 2,300 26.872174 USD
Sale 700 26.92142857 USD
Sale 300 26.97333333 USD
Sale 39 26.8378 USD
Sale 59,698 26.8317 USD
Sale 600 26.979 USD
Sale 100 26.915 USD
Sale 4,700 26.89148936 USD
Sale 2,400 26.88625 USD
Sale 6,157 26.81232883 USD
Sale 1,200 26.875 USD
Sale 7,961 27.00638496 USD
Sale 15,300 26.91164052 USD
Sale 2,596 26.8407 USD
Sale 800 26.7775 USD
Sale 2,130 27.03 USD
Sale 2,000 26.89 USD
Sale 1,800 27.03 USD
Sale 3,152 27.03 USD
Sale 1,700 26.8603 USD
Sale 6,800 26.75117647 USD
Sale 908 27.03 USD
Sale 804 27.03 USD
Sale 247 26.8407 USD
Sale 60,000 26.8394 USD
Sale 100 26.97 USD
Sale 267 26.8378 USD
Sale 700 26.842857 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 21/11/2009 1 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.7 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.75 USD
Call Purchasing 100 27 USD AMER 20/03/2010 1.3 USD
Call Purchasing 100 27 USD AMER 20/03/2010 1.35 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.3 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.32 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.35 USD
Call Purchasing 100 28 USD AMER 20/03/2010 0.8 USD
Call Purchasing 100 28 USD AMER 20/03/2010 0.85 USD
Call Purchasing 100 28 USD AMER 20/03/2010 0.9 USD
Call Purchasing 100 29 USD AMER 20/03/2010 0.5 USD
Call Purchasing 100 29 USD AMER 20/03/2010 0.55 USD
Call Purchasing 100 31 USD AMER 19/06/2010 0.45 USD
Call Purchasing 200 27 USD AMER 21/11/2009 0.4 USD
Call Purchasing 200 27 USD AMER 21/11/2009 0.42 USD
Call Purchasing 300 28 USD AMER 19/12/2009 0.3 USD
Call Purchasing 500 27 USD AMER 20/03/2010 1.3 USD
Call Purchasing 500 31 USD AMER 19/06/2010 0.45 USD
Call Purchasing 1000 27 USD AMER 19/12/2009 0.7 USD
Call Purchasing 1100 27 USD AMER 19/12/2009 0.65 USD
Call Purchasing 1200 27 USD AMER 19/12/2009 0.65 USD
Call Selling 100 26 USD AMER 19/12/2009 1.3 USD
Call Selling 100 27 USD AMER 21/11/2009 0.35 USD
Call Selling 100 27 USD AMER 21/11/2009 0.4 USD
Call Selling 100 28 USD AMER 21/11/2009 0.1 USD
Call Selling 100 30 USD AMER 22/01/2011 1.25 USD
Call Selling 200 26 USD AMER 19/12/2009 1.3 USD
Call Selling 200 27 USD AMER 21/11/2009 0.4 USD
Call Selling 300 28 USD AMER 19/12/2009 0.3 USD
Call Selling 700 27 USD AMER 21/11/2009 0.4 USD
Call Selling 900 27 USD AMER 21/11/2009 0.42 USD
Call Selling 1000 26 USD AMER 21/11/2009 0.96 USD
Call Selling 1600 28 USD AMER 19/12/2009 0.4 USD
Call Selling 2200 28 USD AMER 21/11/2009 0.1 USD
Put Purchasing 100 26 USD AMER 21/11/2009 0.2 USD
Put Purchasing 100 27 USD AMER 19/12/2009 1 USD
Put Purchasing 500 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 1100 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 1200 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 1300 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 1400 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 3100 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 3200 27 USD AMER 19/12/2009 0.85 USD
Put Purchasing 9300 27 USD AMER 19/12/2009 0.85 USD
Put Selling 100 22.5 USD AMER 22/01/2011 1.55 USD
Put Selling 100 27 USD AMER 19/12/2009 1 USD
Put Selling 100 28 USD AMER 20/03/2010 2.35 USD
Put Selling 300 25 USD AMER 21/11/2009 0.05 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,700 26 USD AMER 19/12/2009
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -1,800 26 USD AMER 20/03/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -2,600 27 USD AMER 19/12/2009
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -2,900 24 USD AMER 19/12/2009
Option Sold -3,400 29 USD AMER 19/12/2009
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -4,800 27 USD AMER 20/03/2010
Option Sold -5,400 28 USD AMER 20/03/2010
Option Sold -153,700 26 USD AMER 21/11/2009
Option Sold -2,200 27 USD AMER 19/06/2010
Option Sold -300 24 USD AMER 21/11/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Sold -100 37.5 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -1,500 29 USD AMER 20/03/2010
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -6,100 27.5 USD AMER 16/01/2010
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 27 USD AMER 19/06/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -41,000 30 USD AMER 22/01/2011
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -31,800 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -34,000 26 USD AMER 16/01/2010
Option Sold -35,700 30 USD AMER 19/12/2009
Option Sold -35,900 35 USD AMER 22/01/2011
Option Sold -19,600 25 USD AMER 19/12/2009
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -19,200 28 USD AMER 19/12/2009
Option Sold -43,500 25 USD AMER 22/01/2011
Option Sold -45,700 29 USD AMER 16/01/2010
Option Sold -51,100 30 USD AMER 16/01/2010
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -108,200 26 USD AMER 19/12/2009
Option Sold -142,200 25 USD AMER 16/01/2010
Option Sold -39,300 27 USD AMER 21/11/2009
Option Sold -11,000 22.5 USD AMER 22/01/2011
Option Sold -7,500 26 USD AMER 21/11/2009
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -9,500 27 USD AMER 21/11/2009
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -10,400 40 USD AMER 16/01/2010
Option Purchased 100 32 USD AMER 20/03/2010
Option Sold -13,300 29 USD AMER 20/03/2010
Option Sold -13,500 20 USD AMER 22/01/2011
Option Sold -14,200 24 USD AMER 16/01/2010
Option Sold -15,200 30 USD AMER 20/03/2010
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -10,100 35 USD AMER 16/01/2010
Option Purchased 7,600 27 USD AMER 20/03/2010
Option Purchased 100 28 USD AMER 19/06/2010
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,400 22.5 USD AMER 22/01/2011
Option Purchased 10,900 25 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 7,800 30 USD AMER 20/03/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 7,700 24 USD AMER 20/03/2010
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 5,900 25 USD AMER 21/11/2009
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 7,700 28 USD AMER 21/11/2009
Option Purchased 33,200 23 USD AMER 20/03/2010
Option Purchased 212,500 27 USD AMER 19/12/2009
Option Purchased 148,700 25 USD AMER 22/01/2011
Option Purchased 117,900 25 USD AMER 16/01/2010
Option Purchased 96,900 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,100 20 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 600 31 USD AMER 19/06/2010
Option Purchased 4,600 40 USD AMER 22/01/2011
Option Purchased 500 29 USD AMER 19/06/2010
Option Purchased 1,100 25 USD AMER 20/03/2010
Option Purchased 300 21 USD AMER 20/03/2010
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 200 23 USD AMER 19/12/2009
Option Purchased 200 23 USD AMER 19/06/2010
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 500,000 26 USD AMER 21/11/2009
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 2,700 26 USD AMER 16/01/2010
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased 4,000 26 USD AMER 20/03/2010
Option Purchased 3,900 28 USD AMER 19/12/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 2,800 30 USD AMER 16/01/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 1,800 29 USD AMER 19/12/2009
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,300 17.5 USD AMER 22/01/2011
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk