Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,301,080 4.83% 0 0.00%
(2) Derivatives 800 0.00%
(other than
options)
(3) Options and 1,658,200 0.11% 1,269,400 0.09%
agreements to
purchase/sell
Total 72,960,080 4.94% 1,269,400 0.09%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 9,100 26.839 USD
Purchase 10,000 26.95178 USD
Purchase 71 26.83 USD
Purchase 600 26.99666667 USD
Purchase 130,531 26.92635843 USD
Purchase 200 26.8406 USD
Purchase 45 27.04 USD
Purchase 125 26.8406 USD
Purchase 300 26.61 USD
Purchase 1,567 26.78 USD
Purchase 24,979 26.98695885 USD
Purchase 1,700 26.812 USD
Purchase 700 26.73857143 USD
Purchase 6,600 26.93636364 USD
Purchase 27,997 26.96215952 USD
Purchase 10,732 26.98353306 USD
Purchase 3,553 26.9421 USD
Purchase 1,567 26.78 USD
Purchase 3,100 26.95379039 USD
Purchase 300 27.02666667 USD
Purchase 700 26.84571429 USD
Purchase 10,000 26.78 USD
Purchase 200 26.79 USD
Purchase 84 26.81 USD
Purchase 700 26.78571429 USD
Purchase 5,500 26.94745455 USD
Purchase 4,900 26.90489796 USD
Purchase 200 26.78 USD
Purchase 700 26.79 USD
Purchase 200 26.8 USD
Purchase 1,800 26.78794444 USD
Purchase 100 26.8 USD
Purchase 300 26.76 USD
Purchase 100 26.9 USD
Purchase 300 26.78 USD
Purchase 3,700 26.86594595 USD
Purchase 500 26.938 USD
Purchase 3,000 26.95033333 USD
Purchase 44,157 26.94382255 USD
Purchase 26,529 26.87048664 USD
Purchase 630 26.92475714 USD
Purchase 300 26.67666667 USD
Purchase 13,100 26.90083969 USD
Purchase 3,400 26.64911765 USD
Purchase 100 26.9 USD
Purchase 500 26.6 USD
Purchase 7,700 26.97058701 USD
Purchase 11,800 26.8902 USD
Purchase 9,166 26.96477962 USD
Purchase 320 26.79 USD
Purchase 1,895 26.89669715 USD
Purchase 9,498 26.9421 USD
Purchase 200 26.825 USD
Purchase 5,900 26.97732542 USD
Purchase 1,500 26.90386667 USD
Purchase 200 26.97 USD
Purchase 1,200 26.7075 USD
Purchase 900 26.89255556 USD
Purchase 500 26.8166 USD
Purchase 300 26.809 USD
Purchase 1,285 26.8925 USD
Purchase 400 26.8195 USD
Purchase 300 26.665 USD
Purchase 3,956 26.78 USD
Purchase 166 26.8 USD
Purchase 990 26.8564 USD
Purchase 3,778 26.72 USD
Purchase 1,800 26.821111 USD
Purchase 476 26.78 USD
Purchase 1,500 26.852 USD
Purchase 900 26.84666667 USD
Purchase 7,800 26.78923077 USD
Purchase 10,405 26.8282172 USD
Purchase 300 26.61 USD
Purchase 402 26.78 USD
Purchase 362 26.901 USD
Purchase 1,200 26.9675 USD
Purchase 1,002 26.8486 USD
Purchase 27,882 26.78 USD
Purchase 100 26.78 USD
Purchase 500 26.8 USD
Purchase 100 26.89 USD
Purchase 800 26.8900375 USD
Purchase 300 26.79 USD
Purchase 125 26.8406 USD
Purchase 1,900 26.8366 USD
Purchase 3,140 26.78 USD
Purchase 130,576 26.9264 USD
Purchase 3,552 26.78 USD
Purchase 1,200 26.8375 USD
Purchase 300 26.81666667 USD
Purchase 100 26.8 USD
Purchase 1,000 26.6674 USD
Purchase 4,030 26.8486 USD
Purchase 1,300 26.92230769 USD
Purchase 130,576 26.9264 USD
Purchase 2,900 26.85586207 USD
Purchase 7,700 26.80571429 USD
Purchase 600 26.80666667 USD
Purchase 2,800 26.81178571 USD
Purchase 2,400 26.85666667 USD
Purchase 1,100 26.81636364 USD
Sale 774 26.978 USD
Sale 15,700 27.0363 USD
Sale 200 27.02 USD
Sale 400 27.02 USD
Sale 29,200 26.978 USD
Sale 1,000 26.9381 USD
Sale 2,679 26.89058977 USD
Sale 112 26.8253 USD
Sale 410 26.78 USD
Sale 1,181 26.8253 USD
Sale 1,600 26.8098 USD
Sale 2,220 26.88 USD
Sale 3,552 26.78 USD
Sale 4,180 27.03 USD
Sale 4,900 26.8098 USD
Sale 5,046 26.78 USD
Sale 12,554 27.1065 USD
Sale 113,377 27.03 USD
Sale 3,140 26.78 USD
Sale 300 26.89 USD
Sale 17 26.8406 USD
Sale 42,400 26.9381 USD
Sale 16 26.88 USD
Sale 200 26.88 USD
Sale 2,800 26.89910714 USD
Sale 9,900 27.00585859 USD
Sale 7,300 26.89031918 USD
Sale 200 26.88 USD
Sale 1,567 26.78 USD
Sale 108 26.8406 USD
Sale 130,576 26.9264 USD
Sale 1,400 26.78714286 USD
Sale 1,100 26.79454545 USD
Sale 100 26.79 USD
Sale 500 26.78 USD
Sale 200 26.8406 USD
Sale 500 26.89 USD
Sale 300 26.76 USD
Sale 3 26.79 USD
Sale 400 26.7855 USD
Sale 100 26.79 USD
Sale 597 26.78994975 USD
Sale 2,400 26.8043 USD
Sale 500 26.8 USD
Sale 300 26.8901 USD
Sale 1,700 26.82529412 USD
Sale 1,100 26.86136364 USD
Sale 200 26.88 USD
Sale 300 26.7 USD
Sale 300 26.79 USD
Sale 200 27.03 USD
Sale 366 26.81912568 USD
Sale 11,000 26.96950909 USD
Sale 200 26.79 USD
Sale 200 27.04 USD
Sale 4,600 26.89869565 USD
Sale 18,892 26.77909803 USD
Sale 400 26.665 USD
Sale 7,300 26.92315068 USD
Sale 1,300 26.922308 USD
Sale 1,400 26.86542857 USD
Sale 1,800 26.86405556 USD
Sale 100 26.77 USD
Sale 700 26.81828571 USD
Sale 100 26.79 USD
Sale 5,400 26.97425926 USD
Sale 300 26.665 USD
Sale 200 26.779 USD
Sale 300 26.99 USD
Sale 100 26.869 USD
Sale 100 26.75 USD
Sale 800 26.8025 USD
Sale 700 26.66842857 USD
Sale 200 26.97 USD
Sale 6,100 27.00304754 USD
Sale 1,290 26.9751938 USD
Sale 500 26.96 USD
Sale 320 26.79 USD
Sale 1,567 26.78 USD
Sale 3,500 26.844 USD
Sale 1,000 26.825 USD
Sale 4,200 26.805 USD
Sale 300 26.98666667 USD
Sale 400 26.925 USD
Sale 400 26.925 USD
Sale 400 27.02 USD
Sale 600 26.92 USD
Sale 100 26.92 USD
Sale 9,100 26.83901099 USD
Sale 300 26.9225 USD
Sale 11,656 26.79698677 USD
Sale 16,906 26.87391045 USD
Sale 125 26.8406 USD
Sale 75 26.89 USD
Sale 125 26.8406 USD
Sale 430 26.8 USD
Sale 71 26.83 USD
Sale 54,357 26.94620329 USD
Sale 4,856 26.91613674 USD
Sale 9,810 27.00247197 USD
Sale 7,362 26.94092282 USD
Sale 2,900 26.99517241 USD
Sale 1,071 26.86442577 USD
Sale 11,100 26.83792793 USD
Sale 1,600 26.848125 USD
Sale 100 26.96 USD
Sale 4,129 26.82788326 USD
Sale 2,200 27.0058 USD
Sale 300 26.92 USD
Sale 600 26.83666667 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 USD AMER 19/12/2009 2.08 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.65 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.7 USD
Call Purchasing 100 27 USD AMER 20/03/2010 1.25 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.35 USD
Call Purchasing 100 29 USD AMER 20/03/2010 0.55 USD
Call Purchasing 100 29 USD AMER 20/03/2010 0.6 USD
Call Purchasing 100 30 USD AMER 22/01/2011 1.1 USD
Call Purchasing 100 30 USD AMER 22/01/2011 1.15 USD
Call Purchasing 100 30 USD AMER 22/01/2011 1.2 USD
Call Purchasing 200 26 USD AMER 19/12/2009 1.1 USD
Call Purchasing 200 27 USD AMER 21/11/2009 0.35 USD
Call Purchasing 200 28 USD AMER 19/12/2009 0.3 USD
Call Purchasing 300 27 USD AMER 19/12/2009 0.72 USD
Call Purchasing 400 29 USD AMER 20/03/2010 0.52 USD
Call Purchasing 500 27 USD AMER 21/11/2009 0.38 USD
Call Purchasing 600 27 USD AMER 19/12/2009 0.8 USD
Call Purchasing 700 28 USD AMER 20/03/2010 0.9 USD
Call Purchasing 1000 26 USD AMER 20/03/2010 1.9 USD
Call Selling 100 25 USD AMER 16/01/2010 2.2 USD
Call Selling 100 27 USD AMER 21/11/2009 0.3 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.69 USD
Call Selling 100 29 USD AMER 16/01/2010 0.25 USD
Call Selling 100 30 USD AMER 16/01/2010 0.15 USD
Call Selling 300 30 USD AMER 16/01/2010 0.15 USD
Call Selling 400 27.5 USD AMER 16/01/2010 0.6 USD
Call Selling 700 27.5 USD AMER 16/01/2010 0.7 USD
Call Selling 1400 27 USD AMER 21/11/2009 0.35 USD
Call Selling 25200 28 USD AMER 21/11/2009 0.1 USD
Put Purchasing 100 23 USD AMER 19/06/2010 0.8 USD
Put Purchasing 100 25 USD AMER 22/01/2011 2.45 USD
Put Purchasing 100 25 USD AMER 22/01/2011 2.5 USD
Put Purchasing 100 26 USD AMER 19/12/2009 0.45 USD
Put Selling 100 27 USD AMER 19/12/2009 0.8 USD
Put Selling 100 27.5 USD AMER 16/01/2010 1.5 USD
Put Selling 100 27.5 USD AMER 16/01/2010 1.55 USD
Put Selling 100 28 USD AMER 19/12/2009 1.5 USD
Put Selling 400 26 USD AMER 16/01/2010 0.75 USD
Put Selling 700 29 USD AMER 20/03/2010 3.1 USD
Put Selling 900 27 USD AMER 19/12/2009 0.8 USD
Put Selling 1900 25 USD AMER 21/11/2009 0.05 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,900 24 USD AMER 19/12/2009
Option Sold -7,300 27.5 USD AMER 16/01/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -1,900 26 USD AMER 19/12/2009
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -2,200 27 USD AMER 19/06/2010
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -3,400 29 USD AMER 19/12/2009
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -4,800 27 USD AMER 20/03/2010
Option Sold -5,400 28 USD AMER 20/03/2010
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -153,700 26 USD AMER 21/11/2009
Option Sold -2,200 29 USD AMER 20/03/2010
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -1,500 27 USD AMER 19/12/2009
Option Sold -400 26 USD AMER 16/01/2010
Option Sold -7,500 26 USD AMER 21/11/2009
Option Sold -800 26 USD AMER 20/03/2010
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 27 USD AMER 19/06/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -300 24 USD AMER 21/11/2009
Option Sold -40,700 30 USD AMER 22/01/2011
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -31,100 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -34,000 26 USD AMER 16/01/2010
Option Sold -35,700 30 USD AMER 19/12/2009
Option Sold -35,900 35 USD AMER 22/01/2011
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -19,500 25 USD AMER 19/12/2009
Option Sold -43,500 25 USD AMER 22/01/2011
Option Sold -45,900 29 USD AMER 16/01/2010
Option Sold -51,500 30 USD AMER 16/01/2010
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -108,000 26 USD AMER 19/12/2009
Option Sold -142,600 25 USD AMER 16/01/2010
Option Sold -40,200 27 USD AMER 21/11/2009
Option Sold -12,700 29 USD AMER 20/03/2010
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -9,500 27 USD AMER 21/11/2009
Option Sold -10,100 35 USD AMER 16/01/2010
Option Sold -25,200 28 USD AMER 21/11/2009
Option Sold -11,000 22.5 USD AMER 22/01/2011
Option Purchased 100 28 USD AMER 19/06/2010
Option Sold -13,500 20 USD AMER 22/01/2011
Option Sold -14,200 24 USD AMER 16/01/2010
Option Sold -15,200 30 USD AMER 20/03/2010
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -19,400 28 USD AMER 19/12/2009
Option Sold -10,400 40 USD AMER 16/01/2010
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Sold -100 37.5 USD AMER 16/01/2010
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,400 22.5 USD AMER 22/01/2011
Option Purchased 10,900 25 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 7,800 30 USD AMER 20/03/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 7,700 24 USD AMER 20/03/2010
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 4,600 40 USD AMER 22/01/2011
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 7,700 27 USD AMER 20/03/2010
Option Purchased 33,200 23 USD AMER 20/03/2010
Option Purchased 211,400 27 USD AMER 19/12/2009
Option Purchased 149,000 25 USD AMER 22/01/2011
Option Purchased 117,800 25 USD AMER 16/01/2010
Option Purchased 96,600 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 4,000 26 USD AMER 20/03/2010
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,100 20 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 300 21 USD AMER 20/03/2010
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 600 31 USD AMER 19/06/2010
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 500 29 USD AMER 19/06/2010
Option Purchased 4,300 28 USD AMER 19/12/2009
Option Purchased 300 23 USD AMER 19/06/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 200 23 USD AMER 19/12/2009
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased 500,000 26 USD AMER 21/11/2009
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Purchased 4,000 25 USD AMER 21/11/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 1,800 29 USD AMER 19/12/2009
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,300 17.5 USD AMER 22/01/2011
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 1,100 25 USD AMER 20/03/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 2,800 30 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk