Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,223,975 4.83% 0 0.00%
(2) Derivatives 800 0.00%
(other than
options)
(3) Options and 1,170,400 0.08% 1,126,400 0.08%
agreements to
purchase/sell
Total 72,395,175 4.91% 1,126,400 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 9,873 26.7858 USD
Purchase 2,900 26.8528 USD
Purchase 400 26.8525 USD
Purchase 600 26.83831667 USD
Purchase 400 26.8475 USD
Purchase 320 26.8656 USD
Purchase 800 26.79 USD
Purchase 1,600 26.9 USD
Purchase 1,500 26.79 USD
Purchase 2,100 26.8 USD
Purchase 3,300 26.77090909 USD
Purchase 2,100 26.822857 USD
Purchase 100 26.83 USD
Purchase 300 26.89 USD
Purchase 1,200 26.8375 USD
Purchase 60 26.81 USD
Purchase 61,200 26.77305049 USD
Purchase 400 26.8275 USD
Purchase 600 26.67333333 USD
Purchase 5,242 26.8 USD
Purchase 600 26.71666667 USD
Purchase 235,981 26.78068118 USD
Purchase 1,500 26.82793333
Purchase 48,400 26.8232438 USD
Purchase 100 26.81 USD
Purchase 5,444 26.80290228 USD
Purchase 600 26.70333333 USD
Purchase 4,300 26.70767442 USD
Purchase 1,800 26.78111111 USD
Purchase 2,800 26.80107143 USD
Purchase 26,681 26.8131202 USD
Purchase 42,399 26.75811128 USD
Purchase 25,800 26.781 USD
Purchase 250 26.84 USD
Purchase 500 26.698 USD
Purchase 100 26.87 USD
Purchase 700 26.85428571 USD
Purchase 300 26.81333333 USD
Purchase 100 26.79 USD
Purchase 2,500 26.778 USD
Purchase 100 26.86 USD
Purchase 200 26.49 USD
Purchase 38,364 26.73667892 USD
Purchase 19,171 26.77280319 USD
Purchase 700 26.79 USD
Purchase 2,222 26.8640369 USD
Purchase 2,400 26.9 USD
Purchase 31,918 26.80711761 USD
Purchase 2,600 26.81961538 USD
Purchase 6,800 26.78323529 USD
Purchase 120 26.83833333 USD
Purchase 80 26.81 USD
Purchase 5 26.78 USD
Purchase 2,400 26.75085 USD
Purchase 100 26.82 USD
Purchase 500 26.83 USD
Purchase 7,300 26.82027397 USD
Purchase 2,100 26.8 USD
Purchase 200 26.82 USD
Purchase 700 26.83714286 USD
Purchase 100 26.71 USD
Purchase 200 26.87 USD
Purchase 500 26.806 USD
Purchase 100 26.79 USD
Purchase 2,600 26.83191538 USD
Purchase 41,600 26.78585 USD
Purchase 1,090 26.81412936 USD
Purchase 3,642 26.8 USD
Purchase 750 26.35 USD
Purchase 5,400 26.7812963 USD
Purchase 1,800 26.8611 USD
Purchase 600 26.80666667 USD
Purchase 995 26.8232 USD
Purchase 607 26.8 USD
Purchase 1,900 26.84736842 USD
Purchase 410 26.8 USD
Purchase 350 26.82857143 USD
Purchase 500 26.782 USD
Purchase 2,841 26.8377 USD
Purchase 1,300 26.84230769 USD
Purchase 700 26.81142857 USD
Purchase 100 26.83 USD
Purchase 1,900 26.84568421 USD
Purchase 200 26.79 USD
Purchase 100 26.79 USD
Purchase 100 26.79 USD
Purchase 1,900 26.81210526 USD
Purchase 100 26.81 USD
Purchase 4,500 26.81377778 USD
Purchase 100 26.82 USD
Purchase 1,373 26.797815 USD
Purchase 1,701 26.81998824 USD
Purchase 1,100 26.86363636 USD
Purchase 16,182 26.8 USD
Purchase 26,069 26.8147 USD
Purchase 300 26.85 USD
Purchase 25,353 26.8147 USD
Purchase 1,700 26.81235294 USD
Purchase 3,300 26.80245455 USD
Purchase 6,728 26.8 USD
Purchase 16,346 26.9421 USD
Purchase 400 26.905 USD
Purchase 200 26.9 USD
Sale 700 26.8071 USD
Sale 1,400 26.66892857 USD
Sale 2,100 26.8 USD
Sale 1,500 26.79 USD
Sale 1,216 26.7858 USD
Sale 10,000 26.78 USD
Sale 1,300 26.8423 USD
Sale 2,500 26.746 USD
Sale 300 26.89 USD
Sale 800 26.8225 USD
Sale 700 26.35 USD
Sale 2,100 26.8 USD
Sale 200 26.905 USD
Sale 450 26.83112222 USD
Sale 1,500 26.87466667 USD
Sale 1,400 26.85864286 USD
Sale 1,100 26.81909091 USD
Sale 1,800 26.73166667 USD
Sale 2,050 26.7917 USD
Sale 1,800 26.78 USD
Sale 14,352 26.53 USD
Sale 16,182 26.8 USD
Sale 100 26.83 USD
Sale 200 26.86495 USD
Sale 2,885 26.8 USD
Sale 300 26.76333333 USD
Sale 100 26.7 USD
Sale 5,000 26.4435 USD
Sale 500 26.86 USD
Sale 300 26.83666667 USD
Sale 1,500 26.79 USD
Sale 95 26.88157895 USD
Sale 200 26.62 USD
Sale 20,548 26.7812 USD
Sale 200 26.905 USD
Sale 600 26.60666667 USD
Sale 3,756 26.92520767 USD
Sale 600 26.7858 USD
Sale 386,657 26.7812 USD
Sale 9,273 26.7858 USD
Sale 2,900 26.85275862 USD
Sale 1,600 26.8125 USD
Sale 2,901 26.7751465 USD
Sale 400 26.78 USD
Sale 25,800 26.78104651 USD
Sale 32,752 26.81894846 USD
Sale 7,500 26.8044 USD
Sale 700 26.73717143 USD
Sale 5,242 26.8 USD
Sale 60,000 26.8394 USD
Sale 27,790 26.77628899 USD
Sale 1,200 26.8375 USD
Sale 50 26.35 USD
Sale 2,100 26.82285714 USD
Sale 6,600 26.73363636 USD
Sale 644 26.6173913 USD
Sale 600 26.80833333 USD
Sale 2,800 26.8 USD
Sale 1,200 26.83666667 USD
Sale 200 26.864 USD
Sale 700 26.81142857 USD
Sale 790 26.8499 USD
Sale 500 26.782 USD
Sale 19,000 26.8189 USD
Sale 800 26.82125 USD
Sale 1,900 26.59390526 USD
Sale 700 26.63 USD
Sale 1,000 26.892 USD
Sale 1,427 26.853637 USD
Sale 620 26.88709677 USD
Sale 300 26.83333333 USD
Sale 100 26.95 USD
Sale 12,857 26.82310575 USD
Sale 2,960 26.80290743 USD
Sale 32,000 26.79978125 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 21/11/2009 0.95 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.24 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.25 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.2594 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.3 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.6 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.65 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.25 USD
Call Purchasing 100 28 USD AMER 19/06/2010 1.15 USD
Call Purchasing 200 28 USD AMER 20/03/2010 0.85 USD
Call Purchasing 300 22.5 USD AMER 22/01/2011 4.6 USD
Call Purchasing 300 28 USD AMER 19/12/2009 0.2598 USD
Call Purchasing 400 26 USD AMER 21/11/2009 0.85 USD
Call Purchasing 400 27 USD AMER 19/12/2009 0.5782 USD
Call Purchasing 400 27.5 USD AMER 16/01/2010 0.5477 USD
Call Purchasing 500 27 USD AMER 19/06/2010 1.4 USD
Call Purchasing 500 27.5 USD AMER 16/01/2010 0.5317 USD
Call Purchasing 600 27 USD AMER 19/12/2009 0.55 USD
Call Purchasing 700 27 USD AMER 19/12/2009 0.6 USD
Call Purchasing 800 27 USD AMER 21/11/2009 0.3 USD
Call Purchasing 900 27 USD AMER 21/11/2009 0.25 USD
Call Purchasing 1000 27 USD AMER 19/12/2009 0.5 USD
Call Purchasing 1100 27 USD AMER 19/12/2009 0.5 USD
Call Purchasing 4000 30 USD AMER 19/06/2010 0.56 USD
Call Selling 100 27 USD AMER 21/11/2009 0.25 USD
Call Selling 100 27 USD AMER 21/11/2009 0.2594 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.5 USD
Call Selling 100 35 USD AMER 22/01/2011 0.35 USD
Call Selling 200 25 USD AMER 16/01/2010 2.2 USD
Call Selling 300 28 USD AMER 19/12/2009 0.2598 USD
Call Selling 300 29 USD AMER 20/03/2010 0.6 USD
Call Selling 400 27 USD AMER 19/12/2009 0.5782 USD
Call Selling 400 27 USD AMER 19/12/2009 0.6 USD
Call Selling 400 27.5 USD AMER 16/01/2010 0.5 USD
Call Selling 400 27.5 USD AMER 16/01/2010 0.5477 USD
Call Selling 500 25 USD AMER 22/01/2011 3.16 USD
Call Selling 500 27.5 USD AMER 16/01/2010 0.5317 USD
Call Selling 500 27.5 USD AMER 16/01/2010 0.65 USD
Call Selling 700 30 USD AMER 16/01/2010 0.1 USD
Call Selling 800 27.5 USD AMER 16/01/2010 0.6 USD
Call Selling 1000 27 USD AMER 19/12/2009 0.5 USD
Call Selling 1000 30 USD AMER 22/01/2011 1.1 USD
Call Selling 1100 27 USD AMER 19/12/2009 0.5 USD
Call Selling 1100 30 USD AMER 16/01/2010 0.1 USD
Call Selling 1500 26 USD AMER 20/03/2010 1.85 USD
Put Purchasing 100 23 USD AMER 19/06/2010 0.7 USD
Put Purchasing 100 26 USD AMER 19/12/2009 0.4 USD
Put Purchasing 100 26 USD AMER 16/01/2010 0.75 USD
Put Purchasing 100 26 USD AMER 20/03/2010 1.4 USD
Put Purchasing 100 30 USD AMER 16/01/2010 3.6 USD
Put Purchasing 200 23 USD AMER 19/06/2010 0.7 USD
Put Purchasing 1000 30 USD AMER 19/06/2010 4.3 USD
Put Purchasing 2000 30 USD AMER 19/06/2010 4.3 USD
Put Purchasing 3400 29 USD AMER 19/06/2010 3.6 USD
Put Selling 100 26 USD AMER 21/11/2009 0.1 USD
Put Selling 100 28 USD AMER 19/12/2009 1.75 USD
Put Selling 200 24 USD AMER 19/12/2009 0.1 USD
Put Selling 200 28 USD AMER 19/12/2009 1.85 USD
Put Selling 1000 30 USD AMER 19/12/2009 3.4 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,400 26 USD AMER 21/11/2009
Option Purchased -142,400 25 USD AMER 16/01/2010
Option Purchased -1,700 27 USD AMER 19/06/2010
Option Purchased -1,900 29 USD AMER 16/01/2010
Option Purchased -2,100 15 USD AMER 22/01/2011
Option Purchased -2,200 45 USD AMER 16/01/2010
Option Purchased -2,200 40 USD AMER 16/01/2010
Option Purchased -1,200 20 USD AMER 19/12/2009
Option Purchased -2,300 26 USD AMER 20/03/2010
Option Purchased -1,200 37.5 USD AMER 16/01/2010
Option Purchased -3,100 24 USD AMER 19/12/2009
Option Purchased -3,400 29 USD AMER 19/12/2009
Option Purchased -3,400 26 USD AMER 19/12/2009
Option Purchased -3,800 40 USD AMER 22/01/2011
Option Purchased -4,700 27 USD AMER 20/03/2010
Option Purchased -5,400 28 USD AMER 20/03/2010
Option Purchased -2,200 29 USD AMER 20/03/2010
Option Purchased -600 19 USD AMER 19/12/2009
Option Purchased -100 37.5 USD AMER 16/01/2010
Option Purchased -100 17.5 USD AMER 22/01/2011
Option Purchased -100 10 USD AMER 22/01/2011
Option Purchased -100 10 USD AMER 22/01/2011
Option Purchased -200 31 USD AMER 16/01/2010
Option Purchased -200 23 USD AMER 20/03/2010
Option Purchased -1,500 45 USD AMER 22/01/2011
Option Purchased -300 24 USD AMER 21/11/2009
Option Purchased -6,800 26 USD AMER 21/11/2009
Option Purchased -700 26 USD AMER 16/01/2010
Option Purchased -800 22.5 USD AMER 16/01/2010
Option Purchased -800 12.5 USD AMER 16/01/2010
Option Purchased -900 27 USD AMER 19/12/2009
Option Purchased -1,000 27 USD AMER 19/06/2010
Option Purchased -1,100 20 USD AMER 16/01/2010
Option Purchased -200 12.5 USD AMER 22/01/2011
Option Purchased -40,300 22.5 USD AMER 16/01/2010
Option Purchased -25,000 25 USD AMER 16/01/2010
Option Purchased -25,500 28 USD AMER 21/11/2009
Option Purchased -29,100 28 USD AMER 20/03/2010
Option Purchased -32,500 32 USD AMER 19/12/2009
Option Purchased -33,700 26 USD AMER 16/01/2010
Option Purchased -35,200 35 USD AMER 22/01/2011
Option Purchased -5,600 32 USD AMER 20/03/2010
Option Purchased -38,500 27 USD AMER 21/11/2009
Option Purchased -18,100 35 USD AMER 20/03/2010
Option Purchased -43,300 30 USD AMER 22/01/2011
Option Purchased -44,300 25 USD AMER 22/01/2011
Option Purchased -48,100 29 USD AMER 16/01/2010
Option Purchased -53,300 30 USD AMER 16/01/2010
Option Purchased -106,000 27.5 USD AMER 16/01/2010
Option Purchased -108,000 26 USD AMER 19/12/2009
Option Purchased -36,700 30 USD AMER 19/12/2009
Option Purchased -10,400 40 USD AMER 16/01/2010
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased -7,900 29 USD AMER 21/11/2009
Option Purchased -8,200 33 USD AMER 20/03/2010
Option Purchased -8,300 50 USD AMER 22/01/2011
Option Purchased -8,800 31 USD AMER 20/03/2010
Option Purchased -9,100 27.5 USD AMER 16/01/2010
Option Purchased -19,700 28 USD AMER 19/12/2009
Option Purchased -10,100 35 USD AMER 16/01/2010
Option Purchased -18,600 25 USD AMER 19/12/2009
Option Purchased -10,700 22.5 USD AMER 22/01/2011
Option Purchased -13,000 29 USD AMER 20/03/2010
Option Purchased -14,600 24 USD AMER 16/01/2010
Option Purchased -14,800 20 USD AMER 22/01/2011
Option Purchased -15,200 30 USD AMER 20/03/2010
Option Purchased -17,300 31 USD AMER 19/12/2009
Option Purchased -5,900 24 USD AMER 19/12/2009
Option Purchased -9,500 27 USD AMER 21/11/2009
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,100 25 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 7,800 30 USD AMER 20/03/2010
Option Purchased 7,800 27 USD AMER 20/03/2010
Option Purchased 4,100 26 USD AMER 20/03/2010
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 4,600 40 USD AMER 22/01/2011
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 4,200 28 USD AMER 19/12/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Purchased 7,500 3 USD AMER 20/03/2010
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 149,100 25 USD AMER 22/01/2011
Option Purchased 117,100 25 USD AMER 16/01/2010
Option Purchased 96,600 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 33,100 23 USD AMER 20/03/2010
Option Purchased 11,900 22.5 USD AMER 22/01/2011
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,100 20 USD AMER 22/01/2011
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 4,000 30 USD AMER 19/06/2010
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 600 31 USD AMER 19/06/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 1,100 25 USD AMER 20/03/2010
Option Purchased 500 29 USD AMER 19/06/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 211,200 27 USD AMER 19/12/2009
Option Purchased 600 28 USD AMER 19/06/2010
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 4,000 25 USD AMER 21/11/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,400 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 3,000 30 USD AMER 19/06/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 1,800 29 USD AMER 19/12/2009
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,300 17.5 USD AMER 22/01/2011
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased 2,900 30 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk