Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,228,057 4.83% 0 0.00%
securities
(2) Derivatives 800 0.00%
(other than
options)
(3) Options and 1,170,900 0.08% 1,112,700 0.08%
agreements to
purchase/sell
Total 72,399,757 4.91% 1,112,700 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 600 26.875 USD
Purchase 1,600 26.901875 USD
Purchase 400 26.83 USD
Purchase 40 26.83 USD
Purchase 100 26.869 USD
Purchase 200 26.83 USD
Purchase 100 26.835 USD
Purchase 1,200 27.01 USD
Purchase 3,600 26.96708333 USD
Purchase 1,100 26.91409091 USD
Purchase 8,600 26.89383721 USD
Purchase 800 26.9575 USD
Purchase 400 26.88 USD
Purchase 4,700 26.92234043 USD
Purchase 3,962 26.92983089 USD
Purchase 19,622 26.91260014 USD
Purchase 1,700 26.93352941 USD
Purchase 300 26.9233 USD
Purchase 599 26.8945 USD
Purchase 500 26.866 USD
Purchase 8,343 26.82 USD
Purchase 6,100 26.89098361 USD
Purchase 4,817 26.8885 USD
Purchase 1,800 26.85176667 USD
Purchase 1,800 26.85222222 USD
Purchase 100 26.89 USD
Purchase 1,608 26.9368408 USD
Purchase 223 26.8961 USD
Purchase 309 26.8961 USD
Purchase 402 26.82 USD
Purchase 410 26.82 USD
Purchase 765 26.86 USD
Purchase 844 26.8802 USD
Purchase 200 26.84 USD
Purchase 1,600 26.8073 USD
Purchase 300 26.97 USD
Purchase 2,523 26.82 USD
Purchase 4,205 26.82 USD
Purchase 2,500 26.867488 USD
Purchase 200 26.91 USD
Purchase 10,271 26.82 USD
Purchase 1,300 26.89846154 USD
Purchase 6,781 26.90983483 USD
Purchase 1,000 26.91 USD
Purchase 300 26.97 USD
Purchase 1,230 26.82 USD
Purchase 1,100 26.8573 USD
Purchase 8,900 26.85616854 USD
Purchase 1,700 26.95 USD
Purchase 400 26.82 USD
Purchase 3,892 26.8945 USD
Purchase 100 26.84 USD
Purchase 200 26.84 USD
Purchase 5,580 26.82035341 USD
Purchase 500 26.95 USD
Purchase 1,700 26.85588235 USD
Purchase 300 26.84 USD
Purchase 800 26.8945 USD
Purchase 16,706 26.82 USD
Purchase 2,000 26.949 USD
Purchase 200 26.95 USD
Purchase 599 26.8945 USD
Purchase 2,000 26.82 USD
Purchase 2 26.92 USD
Purchase 300 26.92333333 USD
Purchase 300 26.94333333 USD
Purchase 267,500 26.8857 USD
Purchase 600 26.83 USD
Purchase 444 26.92252252 USD
Purchase 375 26.94 USD
Purchase 805 26.96 USD
Purchase 900 26.9477 USD
Purchase 5,911 26.82 USD
Purchase 8,923 24.80636323 USD
Purchase 10,674 26.8 USD
Purchase 200 26.95 USD
Sale 100 26.89 USD
Sale 1,500 26.93266667 USD
Sale 6,200 26.91370968 USD
Sale 900 26.85111111 USD
Sale 1,100 26.92811818 USD
Sale 8,500 26.89576471 USD
Sale 100 26.85 USD
Sale 100 26.83 USD
Sale 2,300 26.83391304 USD
Sale 2,100 26.85762857 USD
Sale 600 26.99 USD
Sale 2,100 26.893333 USD
Sale 100 27.01 USD
Sale 800 27.01 USD
Sale 5,000 26.9492 USD
Sale 100 27.01 USD
Sale 75 26.9 USD
Sale 4,817 26.88854681 USD
Sale 2,900 26.89344828 USD
Sale 900 26.85333333 USD
Sale 72,084 26.88986752 USD
Sale 300 26.97 USD
Sale 100 26.83 USD
Sale 3,800 26.85236842 USD
Sale 29,583 26.89868472 USD
Sale 7,500 26.98 USD
Sale 63,157 26.87799579 USD
Sale 22,806 26.83898634 USD
Sale 11,100 26.89076577 USD
Sale 39,359 26.87129704 USD
Sale 50,400 26.88456349 USD
Sale 640 26.83 USD
Sale 100 26.82 USD
Sale 200 27.01 USD
Sale 100 26.83 USD
Sale 3,100 26.92258065 USD
Sale 8,700 26.89275862 USD
Sale 2,437 26.9 USD
Sale 100 26.82 USD
Sale 500 26.842 USD
Sale 8,343 26.82 USD
Sale 2 26.92 USD
Sale 200 26.835 USD
Sale 100 26.86 USD
Sale 300 26.87333333 USD
Sale 2,900 26.85644828 USD
Sale 178 26.84247191 USD
Sale 200 26.82 USD
Sale 80 26.82 USD
Sale 716 26.85511173 USD
Sale 5,911 26.82 USD
Sale 100 26.98 USD
Sale 100 26.82 USD
Sale 100 26.91 USD
Sale 2,649 26.94463194 USD
Sale 100 26.84 USD
Sale 300 26.92333333 USD
Sale 1,591 26.88531113 USD
Sale 300 26.85666667 USD
Sale 200 26.865 USD
Sale 2,500 26.8876 USD
Sale 5,000 26.82 USD
Sale 200 26.86 USD
Sale 500 26.876 USD
Sale 100 26.89 USD
Sale 1,900 26.86473684 USD
Sale 300 26.89 USD
Sale 1,800 26.85111111 USD
Sale 100 26.96 USD
Sale 5,911 26.82 USD
Sale 400 26.82 USD
Sale 100 26.85 USD
Sale 11,400 26.85444386 USD
Sale 200 26.815 USD
Sale 1,800 26.85176667 USD
Sale 400 26.84755 USD
Sale 10,271 26.82 USD
Sale 600 26.875 USD
Sale 1,810 26.8853 USD
Sale 172 26.8853 USD
Sale 100 26.84 USD
Sale 200 26.945 USD
Sale 200 26.835 USD
Sale 500 26.842 USD
Sale 300 26.81666667 USD
Sale 300 26.97 USD
Sale 100 26.89 USD
Sale 4,692 26.8945 USD
Sale 599 26.8945 USD
Sale 1,300 26.923846 USD
Sale 8,800 26.89257727 USD
Sale 500 26.95 USD
Sale 300 26.85333333 USD
Sale 100 26.82 USD
Sale 100 26.83 USD
Sale 100 26.835 USD
Sale 300 26.82666667 USD
Sale 3,600 26.96708333 USD
Sale 100 26.869 USD
Sale 700 26.965 USD
Sale 100 26.9 USD
Sale 400 26.88 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 16/01/2010 1.45 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.25 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.275 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.35 USD
Call Purchasing 100 27 USD AMER 19/12/2009 0.6 USD
Call Purchasing 100 27 USD AMER 19/06/2010 1.6 USD
Call Purchasing 100 29 USD AMER 19/12/2009 0.1 USD
Call Purchasing 100 29 USD AMER 19/06/2010 0.85 USD
Call Purchasing 100 30 USD AMER 20/03/2010 0.32 USD
Call Purchasing 100 30 USD AMER 22/01/2011 1.1 USD
Call Purchasing 200 27.5 USD AMER 16/01/2010 0.6 USD
Call Purchasing 200 28 USD AMER 19/12/2009 0.27 USD
Call Purchasing 200 28 USD AMER 19/06/2010 1.15 USD
Call Purchasing 200 29 USD AMER 20/03/2010 0.5462 USD
Call Purchasing 200 29 USD AMER 19/06/2010 0.8 USD
Call Purchasing 400 27.5 USD AMER 16/01/2010 0.575 USD
Call Purchasing 400 27.5 USD AMER 16/01/2010 0.6247 USD
Call Purchasing 600 27 USD AMER 21/11/2009 0.3 USD
Call Purchasing 800 30 USD AMER 20/03/2010 0.3 USD
Call Purchasing 900 27 USD AMER 19/12/2009 0.67 USD
Call Purchasing 1100 27 USD AMER 21/11/2009 0.2975 USD
Call Purchasing 1100 27 USD AMER 21/11/2009 0.3456 USD
Call Purchasing 1500 27 USD AMER 21/11/2009 0.3506 USD
Call Purchasing 1500 29 USD AMER 20/03/2010 0.55 USD
Call Purchasing 2100 27 USD AMER 21/11/2009 0.3478 USD
Call Purchasing 6200 26 USD AMER 19/12/2009 1.25 USD
Call Selling 100 27 USD AMER 21/11/2009 0.275 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.67 USD
Call Selling 100 30 USD AMER 19/06/2010 0.6 USD
Call Selling 300 25 USD AMER 20/03/2010 2.48 USD
Call Selling 300 27.5 USD AMER 16/01/2010 0.65 USD
Call Selling 400 27.5 USD AMER 16/01/2010 0.575 USD
Call Selling 400 27.5 USD AMER 16/01/2010 0.6247 USD
Call Selling 500 29 USD AMER 19/12/2009 0.15 USD
Call Selling 900 30 USD AMER 16/01/2010 0.1 USD
Call Selling 1100 27 USD AMER 21/11/2009 0.2975 USD
Call Selling 1100 27 USD AMER 21/11/2009 0.3456 USD
Call Selling 1100 30 USD AMER 16/01/2010 0.1 USD
Call Selling 1500 27 USD AMER 21/11/2009 0.3506 USD
Call Selling 2100 27 USD AMER 21/11/2009 0.3478 USD
Put Purchasing 300 25 USD AMER 16/01/2010 0.35 USD
Put Purchasing 800 25 USD AMER 16/01/2010 0.4143 USD
Put Purchasing 900 40 USD AMER 22/01/2011 14.3 USD
Put Selling 100 26 USD AMER 19/12/2009 0.4 USD
Put Selling 500 26 USD AMER 20/03/2010 1.2 USD
Put Selling 500 28 USD AMER 20/03/2010 2.25 USD
Put Selling 700 25 USD AMER 16/01/2010 0.45 USD
Put Selling 700 26 USD AMER 16/01/2010 0.4143 USD
Put Selling 900 28 USD AMER 20/03/2010 2.25 USD
Put Selling 1500 26 USD AMER 20/03/2010 1.2 USD
Put Writing 300 27.5 USD AMER 16/01/2010 1.4 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,400 26 USD AMER 21/11/2009
Option Sold -142,800 25 USD AMER 16/01/2010
Option Sold -1,600 27 USD AMER 19/06/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -2,300 26 USD AMER 20/03/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -3,100 24 USD AMER 19/12/2009
Option Sold -3,200 26 USD AMER 20/03/2010
Option Sold -3,400 29 USD AMER 19/12/2009
Option Sold -3,600 26 USD AMER 19/12/2009
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -4,700 27 USD AMER 20/03/2010
Option Sold -2,200 29 USD AMER 20/03/2010
Option Sold -300 24 USD AMER 21/11/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Sold -100 37.5 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -6,800 28 USD AMER 20/03/2010
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -700 26 USD AMER 16/01/2010
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 27 USD AMER 19/06/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -25,500 28 USD AMER 21/11/2009
Option Sold -29,100 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -33,600 26 USD AMER 16/01/2010
Option Sold -35,200 35 USD AMER 22/01/2011
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -37,700 27 USD AMER 21/11/2009
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -43,200 30 USD AMER 22/01/2011
Option Sold -44,300 25 USD AMER 22/01/2011
Option Sold -48,100 29 USD AMER 16/01/2010
Option Sold -55,300 30 USD AMER 16/01/2010
Option Sold -101,800 26 USD AMER 19/12/2009
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -36,700 30 USD AMER 19/12/2009
Option Sold -10,100 35 USD AMER 16/01/2010
Option Purchased 100 32 USD AMER 20/03/2010
Option Sold -6,800 26 USD AMER 21/11/2009
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -19,700 28 USD AMER 19/12/2009
Option Sold -9,500 27 USD AMER 21/11/2009
Option Sold -18,600 25 USD AMER 19/12/2009
Option Sold -10,400 40 USD AMER 16/01/2010
Option Sold -10,700 22.5 USD AMER 22/01/2011
Option Sold -14,600 24 USD AMER 16/01/2010
Option Sold -14,800 20 USD AMER 22/01/2011
Option Sold -15,200 30 USD AMER 20/03/2010
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -9,400 27.5 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,100 25 USD AMER 20/03/2010
Option Purchased 8,700 30 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 7,800 27 USD AMER 20/03/2010
Option Purchased 4,000 25 USD AMER 21/11/2009
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 4,400 28 USD AMER 19/12/2009
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 149,100 25 USD AMER 22/01/2011
Option Purchased 117,100 25 USD AMER 16/01/2010
Option Purchased 96,900 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 33,100 23 USD AMER 20/03/2010
Option Purchased 11,900 22.5 USD AMER 22/01/2011
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,100 20 USD AMER 22/01/2011
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 600 31 USD AMER 19/06/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 29 USD AMER 19/06/2010
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 800 28 USD AMER 19/06/2010
Option Purchased 800 25 USD AMER 20/03/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 1,100 27 USD AMER 19/12/2009
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 211,200 27 USD AMER 19/12/2009
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 3,600 30 USD AMER 19/06/2010
Option Purchased 3,400 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 3,000 30 USD AMER 19/06/2010
Option Purchased 2,900 30 USD AMER 16/01/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 1,700 29 USD AMER 20/03/2010
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,400 29 USD AMER 19/12/2009
Option Purchased 1,300 17.5 USD AMER 22/01/2011
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk