Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,275,008 4.83% 0 0.00%
securities
(2) Derivatives 800 0.00%
(other than
options)
(3) Options and 1,169,900 0.08% 1,116,000 0.08%
agreements to
purchase/sell
Total 72,444,908 4.91% 1,116,000 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 100 26.9699 USD
Purchase 1,700 26.8744 USD
Purchase 12,969 26.84 USD
Purchase 11,482 26.92091622 USD
Purchase 2,000 26.901 USD
Purchase 300 26.96 USD
Purchase 11,000 26.8583 USD
Purchase 300 26.99 USD
Purchase 3,700 26.92081081 USD
Purchase 300 26.94 USD
Purchase 400 26.881875 USD
Purchase 1,170 26.8309 USD
Purchase 300 26.87 USD
Purchase 3,300 26.88 USD
Purchase 10,674 26.8 USD
Purchase 200 26.92 USD
Purchase 100 26.94 USD
Purchase 2 26.98 USD
Purchase 3,500 26.84725714 USD
Purchase 500 26.928 USD
Purchase 30,618 26.84 USD
Purchase 300 26.93 USD
Purchase 9,100 26.83175824 USD
Purchase 100 26.94 USD
Purchase 100 26.95 USD
Purchase 300 26.92 USD
Purchase 100 26.89 USD
Purchase 100 26.95 USD
Purchase 656 26.82 USD
Purchase 6,387 26.92442587 USD
Purchase 23,700 26.85287004 USD
Purchase 100 26.94 USD
Purchase 20,200 26.90712871 USD
Purchase 15,700 26.86596815 USD
Purchase 10,800 26.87712963 USD
Purchase 1,500 26.944 USD
Purchase 1,800 26.92388889 USD
Purchase 24,900 26.90321285 USD
Purchase 100 26.9500 USD
Purchase 1,300 26.84 USD
Purchase 300 26.83666667 USD
Purchase 50,000 26.8462 USD
Purchase 1,600 26.9125 USD
Purchase 13,100 26.90791145 USD
Purchase 800 26.9225 USD
Purchase 2,000 26.915 USD
Purchase 3,400 26.92578235 USD
Purchase 24,400 26.89561413 USD
Purchase 900 26.83888889 USD
Purchase 1,400 26.96621429 USD
Purchase 100 26.85 USD
Purchase 5,900 26.91281695 USD
Purchase 1,405 26.83427046 USD
Purchase 1,500 26.9 USD
Purchase 100 26.83 USD
Purchase 29,700 26.90085859 USD
Purchase 200 26.83 USD
Purchase 7,100 26.91690141 USD
Purchase 495 26.83787879 USD
Purchase 200 26.845 USD
Purchase 600 26.85 USD
Purchase 700 26.92285714 USD
Purchase 578 26.84 USD
Purchase 4,500 26.9076 USD
Purchase 4,400 26.89 USD
Purchase 11,675 26.8400 USD
Purchase 100 26.95 USD
Purchase 100 26.85 USD
Purchase 5,948 26.8400 USD
Purchase 3,900 26.8931 USD
Purchase 1,400 26.91 USD
Purchase 1,700 26.88982353 USD
Purchase 400 26.83 USD
Purchase 200 26.85 USD
Purchase 2,200 26.88590909 USD
Purchase 12,993 26.8400 USD
Purchase 800 26.89375 USD
Purchase 230 26.8378 USD
Purchase 26,685 26.9100 USD USD
Purchase 3,200 26.849375 USD
Purchase 200 26.874 USD
Purchase 300 26.89 USD
Purchase 1,190 26.8400 USD
Purchase 1,000 26.868 USD
Purchase 17,355 26.90483088 USD
Purchase 900 26.94333333 USD
Purchase 4,200 26.891667 USD
Purchase 5,400 26.89462963 USD
Purchase 778 26.8400 USD
Purchase 100 26.84 USD
Purchase 700 26.95 USD
Purchase 5,085 26.8400 USD
Purchase 1,561 26.8200 USD
Purchase 600 26.89 USD
Purchase 200 26.9 USD
Purchase 2,926 26.9128 USD
Purchase 7,100 26.88083099 USD
Purchase 4,932 .0010 USD
Purchase 700 26.95285714 USD
Purchase 300 26.95 USD
Purchase 3,134 26.8982 USD
Purchase 880 26.8517 USD
Purchase 300 26.92 USD
Purchase 17,156 26.9100 USD
Purchase 200 26.93 USD
Purchase 8,043 26.89431047 USD
Purchase 23,625 26.8378 USD
Purchase 346,041 26.8400 USD
Purchase 1,520 26.88525526 USD
Purchase 631 26.8982 USD
Purchase 4,300 26.84 USD
Purchase 30,618 26.8400 USD
Purchase 300 26.91666667 USD
Purchase 30,618 26.8400 USD
Purchase 500 26.89 USD
Purchase 32,800 26.8400 USD
Purchase 631 26.8982 USD
Sale 800 26.8975 USD
Sale 270 26.8337037 USD
Sale 607 26.8400 USD
Sale 100 26.81 USD
Sale 956 26.86393305 USD
Sale 2,500 26.8492 USD
Sale 14,869 26.85445961 USD
Sale 11,200 26.84590625 USD
Sale 5,085 26.8400 USD
Sale 1,000 26.903 USD
Sale 3,200 26.8498125 USD
Sale 346,041 26.8400 USD
Sale 29,098 26.8400 USD
Sale 416 26.84365385 USD
Sale 30,618 26.84 USD
Sale 2 26.98 USD
Sale 47,444 26.8034 USD
Sale 6,100 26.84 USD
Sale 3,134 26.8982 USD
Sale 171,523 26.8400 USD
Sale 3,247 26.8400 USD
Sale 4,300 26.84 USD
Sale 7,600 26.8999 USD
Sale 631 26.8982 USD
Sale 5,400 26.87943704 USD
Sale 587 26.84 USD
Sale 937 26.83553895 USD
Sale 4,500 26.85611111 USD
Sale 11,675 26.8400 USD
Sale 7,200 26.8667875 USD
Sale 100 26.91 USD
Sale 3,400 26.89814706 USD
Sale 2,800 26.89321429 USD
Sale 65 26.84 USD
Sale 500 26.898 USD
Sale 400 26.92375 USD
Sale 7,600 26.83776842 USD
Sale 300 26.92 USD
Sale 100 26.86 USD
Sale 1,900 26.82842105 USD
Sale 4,600 26.84213043 USD
Sale 4,006 26.84603595 USD
Sale 3,249 26.83970145 USD
Sale 900 26.84333333 USD
Sale 500 26.83 USD
Sale 20 26.8799 USD
Sale 500 26.878 USD
Sale 2,200 26.885909 USD
Sale 900 26.93888889 USD
Sale 7,100 26.88083099 USD
Sale 5,000 26.896 USD
Sale 900 26.91 USD
Sale 400 26.8775 USD
Sale 700 26.88542857 USD
Sale 4,000 26.89125 USD
Sale 500 26.89 USD
Sale 100 26.96 USD
Sale 200 26.85 USD
Sale 3,600 26.8472 USD
Sale 300 26.9 USD
Sale 3,800 26.89394737 USD
Sale 600 26.96 USD
Sale 1,000 26.812 USD
Sale 200 26.9 USD
Sale 1,500 26.898 USD
Sale 300 26.84033333 USD
Sale 19,597 26.993368 USD
Sale 300 26.83 USD
Sale 100 26.83 USD
Sale 7,678 26.91111189 USD
Sale 3,600 26.836361 USD
Sale 800 26.82 USD
Sale 5,900 26.91282542 USD
Sale 200 26.83 USD
Sale 3,000 26.91233333 USD
Sale 21,500 26.9132 USD
Sale 100 26.81 USD
Sale 10,200 26.84951176 USD
Sale 100 26.855 USD
Sale 100 26.85 USD
Sale 600 26.85 USD
Sale 100 26.9699 USD
Sale 200 26.85 USD
Sale 1,900 26.95615789 USD
Sale 100 27 USD
Sale 300 27 USD
Sale 100 26.98 USD
Sale 100 26.99 USD
Sale 200 26.84 USD
Sale 3,300 26.92333333 USD
Sale 100 26.835 USD
Sale 200 26.99 USD
Sale 22,105 26.92361185 USD
Sale 1,360 26.90938235 USD
Sale 5,000 26.9082 USD
Sale 1,000 26.893 USD
Sale 100 26.83 USD
Sale 22,700 26.8439207 USD
Sale 30,720 26.90467604 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 800 26.9088
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 19/12/2009 1.25 USD
Call Purchasing 100 29 USD AMER 20/03/2010 0.5 USD
Call Purchasing 100 29 USD AMER 19/06/2010 0.8 USD
Call Purchasing 100 30 USD AMER 19/06/2010 0.55 USD
Call Purchasing 800 27 USD AMER 21/11/2009 0.2 USD
Call Purchasing 1300 31 USD AMER 19/06/2010 0.35 USD
Call Selling 100 20 USD AMER 22/01/2011 7.2 USD
Call Selling 100 25 USD AMER 16/01/2010 2.15 USD
Call Selling 100 25 USD AMER 22/01/2011 3.2 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.65 USD
Call Selling 100 28 USD AMER 19/12/2009 0.25 USD
Call Selling 200 29 USD AMER 16/01/2010 0.22 USD
Call Selling 600 20 USD AMER 22/01/2011 7.2 USD
Call Selling 700 25 USD AMER 22/01/2011 3.2 USD
Call Selling 1100 25 USD AMER 22/01/2011 3.2 USD
Call Selling 1200 25 USD AMER 22/01/2011 3.2 USD
Put Purchasing 100 25 USD AMER 16/01/2010 0.425 USD
Put Purchasing 100 25 USD AMER 22/01/2011 2.3 USD
Put Purchasing 100 26 USD AMER 19/12/2009 0.35 USD
Put Purchasing 100 26 USD AMER 19/12/2009 0.4 USD
Put Purchasing 100 29 USD AMER 19/12/2009 2.1 USD
Put Purchasing 200 25 USD AMER 16/01/2010 0.4463 USD
Put Purchasing 300 25 USD AMER 22/01/2011 2.3 USD
Put Purchasing 300 26 USD AMER 21/11/2009 0.05 USD
Put Purchasing 300 27 USD AMER 21/11/2009 0.4 USD
Put Purchasing 700 25 USD AMER 16/01/2010 0.425 USD
Put Selling 100 25 USD AMER 16/01/2010 0.425 USD
Put Selling 100 25 USD AMER 16/01/2010 0.45 USD
Put Selling 200 25 USD AMER 16/01/2010 0.4463 USD
Put Selling 700 25 USD AMER 16/01/2010 0.425 USD
Put Selling 800 25 USD AMER 22/01/2011 2.35 USD
Put Selling 900 25 USD AMER 16/01/2010 0.45 USD
Put Selling 1000 20 USD AMER 22/01/2011 0.8 USD
Put Selling 1000 25 USD AMER 22/01/2011 2.35 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,400 26 USD AMER 21/11/2009
Option Sold -143,800 25 USD AMER 16/01/2010
Option Sold -1,600 27 USD AMER 19/06/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -2,300 26 USD AMER 20/03/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -3,100 24 USD AMER 19/12/2009
Option Sold -3,200 26 USD AMER 19/12/2009
Option Sold -3,200 26 USD AMER 20/03/2010
Option Sold -3,300 29 USD AMER 19/12/2009
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -4,700 27 USD AMER 20/03/2010
Option Sold -2,200 29 USD AMER 20/03/2010
Option Sold -300 24 USD AMER 21/11/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Sold -100 37.5 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -6,500 26 USD AMER 21/11/2009
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -700 26 USD AMER 16/01/2010
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 27 USD AMER 19/06/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -25,500 28 USD AMER 21/11/2009
Option Sold -29,100 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -33,600 26 USD AMER 16/01/2010
Option Sold -35,200 35 USD AMER 22/01/2011
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -36,900 27 USD AMER 21/11/2009
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -43,200 30 USD AMER 22/01/2011
Option Sold -47,500 25 USD AMER 22/01/2011
Option Sold -48,300 29 USD AMER 16/01/2010
Option Sold -55,300 30 USD AMER 16/01/2010
Option Sold -101,700 26 USD AMER 19/12/2009
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -36,700 30 USD AMER 19/12/2009
Option Sold -10,100 35 USD AMER 16/01/2010
Option Purchased 100 32 USD AMER 20/03/2010
Option Sold -6,800 28 USD AMER 20/03/2010
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -19,700 28 USD AMER 19/12/2009
Option Sold -9,600 27.5 USD AMER 16/01/2010
Option Sold -18,600 25 USD AMER 19/12/2009
Option Sold -10,400 40 USD AMER 16/01/2010
Option Sold -10,700 22.5 USD AMER 22/01/2011
Option Sold -14,600 24 USD AMER 16/01/2010
Option Sold -15,200 30 USD AMER 20/03/2010
Option Sold -15,500 20 USD AMER 22/01/2011
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -9,200 27 USD AMER 21/11/2009
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,100 25 USD AMER 20/03/2010
Option Purchased 8,700 30 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 7,800 27 USD AMER 20/03/2010
Option Purchased 4,000 25 USD AMER 21/11/2009
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 4,200 28 USD AMER 19/12/2009
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 147,800 25 USD AMER 22/01/2011
Option Purchased 117,000 25 USD AMER 16/01/2010
Option Purchased 96,900 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 33,100 23 USD AMER 20/03/2010
Option Purchased 11,900 22.5 USD AMER 22/01/2011
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 17,100 20 USD AMER 22/01/2011
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 1,000 29 USD AMER 19/06/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 800 28 USD AMER 19/06/2010
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 100 50 USD AMER 22/01/2011
Option Purchased 211,200 27 USD AMER 19/12/2009
Option Purchased 800 25 USD AMER 20/03/2010
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 3,700 30 USD AMER 19/06/2010
Option Purchased 3,400 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 3,000 30 USD AMER 19/06/2010
Option Purchased 2,900 30 USD AMER 16/01/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 1,100 27 USD AMER 19/12/2009
Option Purchased 1,900 31 USD AMER 19/06/2010
Option Purchased 1,800 29 USD AMER 20/03/2010
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,400 29 USD AMER 19/12/2009
Option Purchased 1,300 17.5 USD AMER 22/01/2011
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk