Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,116,835 4.82% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,192,800 0.08% 1,115,500 0.08%
agreements to
purchase/sell
Total 72,309,635 4.90% 1,115,500 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 100 26.905 USD
Purchase 600 26.939 USD
Purchase 200 26.965 USD
Purchase 16,142 26.95434483 USD
Purchase 376,344 26.93092826 USD
Purchase 230 26.8378 USD
Purchase 400 26.86 USD
Purchase 28,900 26.98113495 USD
Purchase 1,916 26.94453027 USD
Purchase 44,100 26.95349206 USD
Purchase 1,000 26.96 USD
Purchase 38,563 26.9387252 USD
Purchase 20,645 26.96564059 USD
Purchase 800 26.95 USD
Purchase 1,100 26.92181818 USD
Purchase 5 26.9484 USD
Purchase 84 26.9201 USD
Purchase 200 26.92 USD
Purchase 100 26.92 USD
Purchase 700 26.93271429 USD
Purchase 100 26.94 USD
Purchase 400 26.95 USD
Purchase 1,000 26.9484 USD
Purchase 4,290 26.9193007 USD
Purchase 21,651 26.91 USD
Purchase 200 26.935 USD
Purchase 12,000 26.94183333 USD
Purchase 134,090 26.9418 USD
Purchase 1,700 26.92941176 USD
Purchase 1,000 26.911 USD
Purchase 11,617 26.950108 USD
Purchase 2,200 26.8977 USD
Purchase 2,400 26.921 USD
Purchase 43,620 26.94455044 USD
Purchase 500 26.92 USD
Purchase 100 26.93 USD
Purchase 300 26.92 USD
Purchase 1,600 26.92 USD
Purchase 32,864 26.93384778 USD
Purchase 44,000 26.993368 USD
Purchase 400 26.8775 USD
Purchase 39,035 26.94332112 USD
Purchase 87,400 26.94309611 USD
Purchase 3,000 26.97633333 USD
Purchase 2,600 26.95153846 USD
Purchase 1,097 26.91 USD
Purchase 300 26.93 USD
Purchase 700 26.987143 USD
Purchase 4,703 26.92954578 USD
Purchase 3,000 26.95933333 USD
Purchase 1,114 26.9484 USD
Purchase 100 27.11 USD
Purchase 18,000 26.931 USD
Purchase 3,467 26.9100 USD
Purchase 5 26.9484 USD
Purchase 2,981 26.9982 USD
Purchase 12,235 26.9100 USD
Purchase 900 26.938889 USD
Purchase 6,400 26.93214688 USD
Purchase 2,523 26.9100 USD
Purchase 500 26.92 USD
Purchase 900 26.91555556 USD
Purchase 7,553 26.91806302 USD
Purchase 2,400 26.91291667 USD
Purchase 607 26.9100 USD
Purchase 6,500 26.94 USD
Purchase 300 26.93 USD
Purchase 167 26.92 USD
Purchase 700 26.92714286 USD
Purchase 1,400 26.92071429 USD
Purchase 1,378 26.9199 USD
Purchase 1,600 26.93 USD
Purchase 1,195 26.92 USD
Purchase 205 26.92 USD
Purchase 1,824 26.92998355 USD
Purchase 2 26.95 USD
Purchase 6,500 26.9206 USD
Purchase 2,300 26.93417391 USD
Sale 120 26.94 USD
Sale 6 26.94893333 USD
Sale 22,619 26.94265927 USD
Sale 100 26.97 USD
Sale 1,100 26.97 USD
Sale 18,337 26.952842 USD
Sale 2,236 26.9800 USD
Sale 656,893 26.9363 USD
Sale 1,705 26.91030528 USD
Sale 1,500 26.91666667 USD
Sale 34,600 26.94601156 USD
Sale 280 26.95172143 USD
Sale 1,682 26.9100 USD
Sale 11,515 26.94034737 USD
Sale 2,114 26.9484 USD
Sale 500 26.986 USD
Sale 15,800 26.9471519 USD
Sale 200 26.99 USD
Sale 48 26.93 USD
Sale 41,100 26.92832117 USD
Sale 2,827 26.9539 USD
Sale 10,632 26.94088036 USD
Sale 2,620 26.9539 USD
Sale 7,238 26.9100 USD
Sale 3,467 26.9100 USD
Sale 1 26.9484 USD
Sale 2,000 26.91 USD
Sale 11,116 26.9405 USD
Sale 45,220 26.94419836 USD
Sale 300 26.98666667 USD
Sale 1,700 26.91 USD
Sale 300 26.93 USD
Sale 8,469 26.92473163 USD
Sale 400 26.95 USD
Sale 2,200 26.92272727 USD
Sale 4,300 26.91953488 USD
Sale 600 26.939 USD
Sale 2,400 26.9344 USD
Sale 100 26.95 USD
Sale 400 26.9155 USD
Sale 100 26.91 USD
Sale 12 26.91 USD
Sale 305 26.91 USD
Sale 700 26.93857143 USD
Sale 200 26.91 USD
Sale 900 26.93888889 USD
Sale 5,400 26.93814815 USD
Sale 400 26.9565 USD
Sale 100 27.11 USD
Sale 17,600 26.93042045 USD
Sale 1,000 26.9 USD
Sale 6,800 26.93955882 USD
Sale 3,000 26.959333 USD
Sale 800 26.94625 USD
Sale 2,100 26.95714286 USD
Sale 2,200 26.97045455 USD
Sale 100 26.91 USD
Sale 154 26.93350649 USD
Sale 200 26.945 USD
Sale 11,417 26.9502181 USD
Sale 2,200 26.89772727 USD
Sale 2,400 26.921 USD
Sale 200 26.935 USD
Sale 33,651 26.9213517 USD
Sale 2,700 26.922593 USD
Sale 1,097 26.91 USD
Sale 6,690 26.9196 USD
Sale 2,600 26.94115385 USD
Sale 13,300 26.96368421 USD
Sale 300 26.95666667 USD
Sale 771 26.91702983 USD
Sale 130,300 26.8953 USD
Sale 27,642 26.93373836 USD
Sale 2,334 26.94299057 USD
Sale 300 26.93666667 USD
Sale 2,200 26.96 USD
Sale 26,700 26.9828764 USD
Sale 3 26.9484 USD
Sale 132 27.02606061 USD
Sale 165 26.96454545 USD
Sale 700 26.94571429 USD
Sale 2 26.9484 USD
Sale 5 26.9484 USD
Sale 100 26.93 USD
Sale 3,200 26.94875 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 16/01/2010 1.35 USD
Call Purchasing 100 30 USD AMER 19/06/2010 0.6 USD
Call Purchasing 100 31 USD AMER 19/06/2010 0.35 USD
Call Purchasing 200 31 USD AMER 19/06/2010 0.35 USD
Call Purchasing 300 26 USD AMER 16/01/2010 1.35 USD
Call Purchasing 500 27 USD AMER 19/12/2009 0.7 USD
Call Purchasing 600 30 USD AMER 19/06/2010 0.6 USD
Call Purchasing 1500 29 USD AMER 20/03/2010 0.5 USD
Call Purchasing 3600 28 USD AMER 19/12/2009 0.25 USD
Call Purchasing 15200 29 USD AMER 20/03/2010 0.5 USD
Call Selling 100 24 USD AMER 16/01/2010 3.07 USD
Call Selling 100 28 USD AMER 19/12/2009 0.25 USD
Call Selling 200 25 USD AMER 16/01/2010 2.2 USD
Call Selling 300 26 USD AMER 21/11/2009 1 USD
Call Selling 300 27 USD AMER 21/11/2009 0.35 USD
Call Selling 300 30 USD AMER 22/01/2011 1.2 USD
Call Selling 400 28 USD AMER 19/12/2009 0.25 USD
Call Selling 500 28 USD AMER 19/12/2009 0.25 USD
Call Selling 1100 28 USD AMER 21/11/2009 0.05 USD
Call Selling 1200 30 USD AMER 22/01/2011 1.2 USD
Put Purchasing 100 27 USD AMER 21/11/2009 0.3 USD
Put Purchasing 300 17.5 USD AMER 22/01/2011 0.35 USD
Put Purchasing 2000 26 USD AMER 19/12/2009 0.3 USD
Put Selling 100 27 USD AMER 19/12/2009 0.65 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,300 26 USD AMER 20/03/2010
Option Sold -143,800 25 USD AMER 16/01/2010
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -1,600 27 USD AMER 19/06/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -2,200 29 USD AMER 20/03/2010
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -2,700 26 USD AMER 21/11/2009
Option Sold -3,100 24 USD AMER 19/12/2009
Option Sold -3,200 26 USD AMER 20/03/2010
Option Sold -3,300 29 USD AMER 19/12/2009
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -4,700 27 USD AMER 20/03/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -200 12.5 USD AMER 22/01/2011
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Sold -100 37.5 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -200 23 USD AMER 20/03/2010
Option Sold -6,500 26 USD AMER 21/11/2009
Option Sold -300 24 USD AMER 21/11/2009
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -700 26 USD AMER 16/01/2010
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -1,000 27 USD AMER 19/06/2010
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -26,600 28 USD AMER 21/11/2009
Option Sold -29,100 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -33,200 26 USD AMER 16/01/2010
Option Sold -35,200 35 USD AMER 22/01/2011
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -37,200 27 USD AMER 21/11/2009
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -44,700 30 USD AMER 22/01/2011
Option Sold -47,500 25 USD AMER 22/01/2011
Option Sold -48,300 29 USD AMER 16/01/2010
Option Sold -55,300 30 USD AMER 16/01/2010
Option Sold -101,700 26 USD AMER 19/12/2009
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -36,700 30 USD AMER 19/12/2009
Option Sold -10,100 35 USD AMER 16/01/2010
Option Purchased 100 50 USD AMER 22/01/2011
Option Sold -6,800 28 USD AMER 20/03/2010
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -8,300 50 USD AMER 22/01/2011
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -19,700 28 USD AMER 19/12/2009
Option Sold -9,600 27.5 USD AMER 16/01/2010
Option Sold -18,600 25 USD AMER 19/12/2009
Option Sold -10,400 40 USD AMER 16/01/2010
Option Sold -10,700 22.5 USD AMER 22/01/2011
Option Sold -14,600 24 USD AMER 16/01/2010
Option Sold -15,200 30 USD AMER 20/03/2010
Option Sold -15,500 20 USD AMER 22/01/2011
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -9,100 27 USD AMER 21/11/2009
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,100 25 USD AMER 20/03/2010
Option Purchased 8,700 30 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 6,800 28 USD AMER 19/12/2009
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased 7,800 27 USD AMER 20/03/2010
Option Purchased 31,000 25 USD AMER 19/12/2009
Option Purchased 147,800 25 USD AMER 22/01/2011
Option Purchased 116,800 25 USD AMER 16/01/2010
Option Purchased 96,900 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 11,900 22.5 USD AMER 22/01/2011
Option Purchased 33,100 23 USD AMER 20/03/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,500 29 USD AMER 20/03/2010
Option Purchased 17,100 20 USD AMER 22/01/2011
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 1,000 29 USD AMER 19/06/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 800 33 USD AMER 20/03/2010
Option Purchased 4,400 30 USD AMER 19/06/2010
Option Purchased 800 25 USD AMER 20/03/2010
Option Purchased 1,400 29 USD AMER 19/12/2009
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 211,100 27 USD AMER 19/12/2009
Option Purchased 800 28 USD AMER 19/06/2010
Option Purchased 2,400 31 USD AMER 19/06/2010
Option Purchased 4,000 25 USD AMER 21/11/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,400 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 3,000 30 USD AMER 19/06/2010
Option Purchased 1,100 24 USD AMER 16/01/2010
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 2,000 26 USD AMER 19/12/2009
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 1,600 27 USD AMER 19/12/2009
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,600 17.5 USD AMER 22/01/2011
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 2,900 30 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk