Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,028,323 4.81% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,208,900 0.08% 1,085,100 0.07%
agreements to
purchase/sell
Total 72,237,223 4.89% 1,085,100 0.07%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 26,200 27.59538931 USD
Purchase 21,600 27.58774815 USD
Purchase 87,960 27.59388299 USD
Purchase 300 27.64 USD
Purchase 102 27.66803725 USD
Purchase 2,100 27.66328571 USD
Purchase 1,800 27.57444444 USD
Purchase 1,700 27.62 USD
Purchase 100 27.62 USD
Purchase 200 27.68 USD
Purchase 500 27.62 USD
Purchase 300 27.63 USD
Purchase 225 27.6728 USD
Purchase 3,600 27.64 USD
Purchase 1,400 27.60225 USD
Purchase 21,762 27.59926845 USD
Purchase 500 27.59 USD
Purchase 1,000 27.59 USD
Purchase 6,607 27.61120489 USD
Purchase 200 27.59 USD
Purchase 22,645 27.6728 USD
Purchase 24,800 27.58741935 USD
Purchase 1,800 27.64 USD
Purchase 200 27.665 USD
Purchase 600 27.67933333 USD
Purchase 500 27.682 USD
Purchase 500 27.648 USD
Purchase 3,648 27.6238 USD
Purchase 600 27.62 USD
Purchase 100 27.59 USD
Purchase 200 27.59 USD
Purchase 200 27.59 USD
Purchase 100 27.59 USD
Purchase 400 27.59 USD
Purchase 75 27.59 USD
Purchase 100 27.59 USD
Purchase 1,100 27.589 USD
Purchase 100,000 27.61 USD
Purchase 69 27.63285362 USD
Purchase 20 27.63 USD
Purchase 900 27.63066667 USD
Purchase 1,500 27.60733333 USD
Purchase 2,000 27.6005 USD
Purchase 300 27.59333333 USD
Purchase 7,449 27.61956151 USD
Purchase 2,300 27.6104 USD
Purchase 3,200 27.611875 USD
Purchase 15,729 27.6081995 USD
Purchase 800 27.61 USD
Purchase 2,200 27.59292727 USD
Purchase 76,200 27.6318 USD
Purchase 3,253 27.61264485 USD
Purchase 1,471 27.61252209 USD
Purchase 4,160 27.59471154 USD
Purchase 100 27.62 USD
Purchase 900 27.58888889 USD
Purchase 100 27.64 USD
Purchase 9,712 27.64 USD
Purchase 3,543 27.6165 USD
Purchase 2,005 27.64 USD
Purchase 3,400 27.60064706 USD
Purchase 1,500 27.64333333 USD
Purchase 4,519 27.621 USD
Purchase 17,500 27.59878286 USD
Purchase 4,000 27.6145 USD
Purchase 100 27.62 USD
Purchase 900 27.61555556 USD
Purchase 500 27.61 USD
Purchase 200 27.637 USD
Purchase 800 27.6675 USD
Purchase 300 27.59166667 USD
Purchase 600 27.631 USD
Purchase 300 27.62 USD
Purchase 400 27.631 USD
Purchase 200 27.6 USD
Purchase 868 27.6165 USD
Purchase 3,945 27.621 USD
Purchase 25,093 27.63 USD
Purchase 648 27.62524691 USD
Purchase 2,400 27.62041667 USD
Purchase 500 27.616 USD
Purchase 12,100 27.6285124 USD
Purchase 2,438 27.59415349 USD
Purchase 600 27.63666667 USD
Purchase 402 27.64 USD
Purchase 8,394 27.63 USD
Purchase 2,400 27.63875 USD
Purchase 14,360 27.64 USD
Purchase 61 27.61 USD
Purchase 4,600 27.62579565 USD
Purchase 300 27.683333 USD
Purchase 2,000 27.648 USD
Purchase 400 27.61 USD
Purchase 1,100 27.65090909 USD
Purchase 13,468 27.6665845 USD
Purchase 100 27.669 USD
Sale 171 27.64 USD
Sale 900 27.62777778 USD
Sale 5,400 27.64292593 USD
Sale 779 27.64 USD
Sale 3,100 27.62580645 USD
Sale 483 27.5959 USD
Sale 501 27.5959 USD
Sale 779 27.64 USD
Sale 1,400 27.60225 USD
Sale 800 27.6275 USD
Sale 5,100 27.62254902 USD
Sale 5,148 27.63 USD
Sale 25,093 27.63 USD
Sale 25,093 27.63 USD
Sale 12,800 27.2679 USD
Sale 12,140 27.64 USD
Sale 219 27.6238 USD
Sale 16,273 27.63346156 USD
Sale 15,500 27.63374194 USD
Sale 5,300 27.6164717 USD
Sale 3,400 27.63264706 USD
Sale 16,500 27.63050303 USD
Sale 3,500 27.65485714 USD
Sale 5,318 27.64 USD
Sale 2,700 27.66555556 USD
Sale 7,880 27.62837563 USD
Sale 11,100 27.62495496 USD
Sale 100,000 27.61 USD
Sale 3,431 27.62379773 USD
Sale 500 27.6358 USD
Sale 3,225 27.6143 USD
Sale 3,600 27.64 USD
Sale 1,657 27.64 USD
Sale 1,232 27.6143 USD
Sale 2,100 27.63285714 USD
Sale 8,394 27.63 USD
Sale 1,300 27.64246154 USD
Sale 200 27.65 USD
Sale 22 27.64 USD
Sale 1,983 27.64 USD
Sale 600 27.6367 USD
Sale 14,500 27.6302 USD
Sale 3,000 27.64866667 USD
Sale 1,500 27.59426667 USD
Sale 200 27.6 USD
Sale 500 27.648 USD
Sale 1,300 27.63707692 USD
Sale 3,648 27.6238 USD
Sale 3,600 27.64 USD
Sale 2,400 27.67 USD
Sale 22,113 27.59113436 USD
Sale 61 27.61 USD
Sale 300 27.62 USD
Sale 7,517 27.59937475 USD
Sale 1,100 27.59090909 USD
Sale 1,200 27.615 USD
Sale 1,500 27.643333 USD
Sale 4,000 27.6145 USD
Sale 1,000 27.631 USD
Sale 200 27.68 USD
Sale 300 27.59166667 USD
Sale 100 27.69 USD
Sale 1,300 27.60330769 USD
Sale 1,900 27.59894737 USD
Sale 200 27.6 USD
Sale 17,300 27.59876879 USD
Sale 200 27.6 USD
Sale 3,324 27.59410349 USD
Sale 1,100 27.61945455 USD
Sale 7,449 27.61952611 USD
Sale 600 27.58 USD
Sale 700 27.63 USD
Sale 116 27.6143 USD
Sale 21,433 27.63374936 USD
Sale 300 27.62 USD
Sale 3,300 27.64 USD
Sale 2,438 27.59415349 USD
Sale 1,200 27.59 USD
Sale 300 27.61333333 USD
Sale 2,300 27.61043478 USD
Sale 100,000 27.61 USD
Sale 20 27.63 USD
Sale 69 27.63285362 USD
Sale 10,953 27.3729 USD
Sale 6,549 26.9363 USD
Sale 2,100 27.61092857 USD
Sale 1,862 27.6073899 USD
Sale 2,775 27.589604 USD
Sale 35,500 27.59109859 USD
Sale 200 27.67 USD
Sale 9,623 27.61526239 USD
Sale 200 27.67 USD
Sale 4,838 27.58841749 USD
Sale 2,500 27.6068 USD
Sale 10,100 27.59019802 USD
Sale 17,670 27.67360385 USD
Sale 2,200 27.62 USD
Sale 500 27.656 USD
Sale 3,000 27.6535 USD
Sale 1,800 27.57444444 USD
Sale 632 27.6 USD
Sale 2,702 27.61426343 USD
Sale 2,400 27.67 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 USD AMER 20/03/2010 2.23 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.65 USD
Call Purchasing 100 27 USD AMER 21/11/2009 0.7 USD
Call Purchasing 100 27 USD AMER 20/03/2010 1.6 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.4 USD
Call Purchasing 100 28 USD AMER 19/12/2009 0.45 USD
Call Purchasing 100 30 USD AMER 20/03/2010 0.4 USD
Call Purchasing 100 30 USD AMER 19/06/2010 0.75 USD
Call Purchasing 100 30 USD AMER 22/01/2011 1.35 USD
Call Purchasing 200 26 USD AMER 19/12/2009 1.7 USD
Call Purchasing 200 28 USD AMER 20/03/2010 1.1 USD
Call Purchasing 200 30 USD AMER 20/03/2010 0.4 USD
Call Purchasing 300 27 USD AMER 21/11/2009 0.675 USD
Call Purchasing 400 30 USD AMER 22/01/2011 1.34 USD
Call Purchasing 500 20 USD AMER 22/01/2011 7.5 USD
Call Purchasing 500 27 USD AMER 21/11/2009 0.7 USD
Call Purchasing 600 27.5 USD AMER 16/01/2010 0.85 USD
Call Purchasing 1000 30 USD AMER 20/03/2010 0.42 USD
Call Purchasing 3200 27.5 USD AMER 16/01/2010 0.85 USD
Call Purchasing 3300 27 USD AMER 21/11/2009 0.65 USD
Call Purchasing 3800 27 USD AMER 21/11/2009 0.6 USD
Call Purchasing 4200 27 USD AMER 21/11/2009 0.65 USD
Call Purchasing 7100 27 USD AMER 21/11/2009 0.65 USD
Call Selling 100 27 USD AMER 21/11/2009 0.7 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.9 USD
Call Selling 100 27.5 USD AMER 16/01/2010 0.95 USD
Call Selling 100 28 USD AMER 20/03/2010 1.2 USD
Call Selling 100 29 USD AMER 16/01/2010 0.3 USD
Call Selling 100 33 USD AMER 20/03/2010 0.1 USD
Call Selling 100 35 USD AMER 22/01/2011 0.4 USD
Call Selling 300 27.5 USD AMER 16/01/2010 0.9 USD
Call Selling 400 25 USD AMER 16/01/2010 2.85 USD
Call Selling 400 27.5 USD AMER 16/01/2010 0.9 USD
Call Selling 1000 25 USD AMER 21/01/2012 4.3 USD
Call Selling 2300 27 USD AMER 21/11/2009 0.7 USD
Put Purchasing 100 28 USD AMER 20/03/2010 1.75 USD
Put Purchasing 1000 27 USD AMER 19/12/2009 0.36 USD
Put Selling 100 24 USD AMER 16/01/2010 0.15 USD
Put Selling 100 25 USD AMER 22/01/2011 2.15 USD
Put Selling 100 28 USD AMER 19/12/2009 0.9 USD
Put Selling 900 20 USD AMER 22/01/2011 0.75 USD
Put Selling 8000 25 USD AMER 22/01/2011 2.2 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Sold -2,200 45 USD AMER 16/01/2010
Option Sold -1,200 37.5 USD AMER 16/01/2010
Option Sold -1,200 20 USD AMER 19/12/2009
Option Sold -1,500 45 USD AMER 22/01/2011
Option Sold -1,600 27 USD AMER 19/06/2010
Option Sold -1,900 29 USD AMER 16/01/2010
Option Sold -2,100 26 USD AMER 20/03/2010
Option Sold -3,800 40 USD AMER 22/01/2011
Option Sold -2,100 15 USD AMER 22/01/2011
Option Sold -800 22.5 USD AMER 16/01/2010
Option Sold -2,200 40 USD AMER 16/01/2010
Option Sold -2,200 29 USD AMER 20/03/2010
Option Sold -2,700 26 USD AMER 21/11/2009
Option Sold -3,100 24 USD AMER 19/12/2009
Option Sold -3,200 26 USD AMER 20/03/2010
Option Sold -143,800 25 USD AMER 16/01/2010
Option Sold -2,100 25 USD AMER 21/01/2012
Option Sold -200 23 USD AMER 20/03/2010
Option Purchased 100 26 USD AMER 19/06/2010
Option Purchased 100 23 USD AMER 19/12/2009
Option Purchased 100 15 USD AMER 19/12/2009
Option Sold -100 37.5 USD AMER 16/01/2010
Option Sold -100 17.5 USD AMER 22/01/2011
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -1,100 20 USD AMER 16/01/2010
Option Sold -200 31 USD AMER 16/01/2010
Option Sold -800 12.5 USD AMER 16/01/2010
Option Sold -200 12.5 USD AMER 22/01/2011
Option Sold -300 24 USD AMER 21/11/2009
Option Sold -400 27.5 USD AMER 16/01/2010
Option Sold -600 19 USD AMER 19/12/2009
Option Sold -700 26 USD AMER 16/01/2010
Option Sold -800 27 USD AMER 19/06/2010
Option Sold -4,700 27 USD AMER 20/03/2010
Option Sold -100 10 USD AMER 22/01/2011
Option Sold -40,300 22.5 USD AMER 16/01/2010
Option Sold -19,800 28 USD AMER 19/12/2009
Option Sold -25,000 25 USD AMER 16/01/2010
Option Sold -28,900 28 USD AMER 20/03/2010
Option Sold -32,500 32 USD AMER 19/12/2009
Option Sold -33,200 26 USD AMER 16/01/2010
Option Sold -36,500 35 USD AMER 22/01/2011
Option Sold -3,400 29 USD AMER 19/12/2009
Option Sold -37,400 28 USD AMER 21/11/2009
Option Sold -17,300 31 USD AMER 19/12/2009
Option Sold -44,800 25 USD AMER 22/01/2011
Option Sold -47,600 30 USD AMER 22/01/2011
Option Sold -48,300 29 USD AMER 16/01/2010
Option Sold -55,400 30 USD AMER 16/01/2010
Option Sold -101,400 26 USD AMER 19/12/2009
Option Sold -106,000 27.5 USD AMER 16/01/2010
Option Sold -36,700 30 USD AMER 19/12/2009
Option Sold -10,100 35 USD AMER 16/01/2010
Option Sold -5,600 32 USD AMER 20/03/2010
Option Sold -5,900 24 USD AMER 19/12/2009
Option Sold -6,500 26 USD AMER 21/11/2009
Option Sold -6,600 28 USD AMER 20/03/2010
Option Sold -7,900 29 USD AMER 21/11/2009
Option Sold -8,200 33 USD AMER 20/03/2010
Option Sold -18,100 35 USD AMER 20/03/2010
Option Sold -8,800 31 USD AMER 20/03/2010
Option Sold -17,800 25 USD AMER 19/12/2009
Option Sold -10,400 40 USD AMER 16/01/2010
Option Sold -10,700 22.5 USD AMER 22/01/2011
Option Sold -12,700 27 USD AMER 21/11/2009
Option Sold -14,700 24 USD AMER 16/01/2010
Option Sold -15,000 20 USD AMER 22/01/2011
Option Sold -15,200 30 USD AMER 20/03/2010
Option Purchased 100 50 USD AMER 22/01/2011
Option Sold -8,300 50 USD AMER 22/01/2011
Option Purchased 7,900 24 USD AMER 20/03/2010
Option Purchased 11,900 22.5 USD AMER 22/01/2011
Option Purchased 11,500 25 USD AMER 16/01/2010
Option Purchased 11,500 22.5 USD AMER 16/01/2010
Option Purchased 11,200 25 USD AMER 20/03/2010
Option Purchased 9,900 30 USD AMER 20/03/2010
Option Purchased 8,700 15 USD AMER 22/01/2011
Option Purchased 100 30 USD AMER 21/11/2009
Option Purchased 8,200 28 USD AMER 19/12/2009
Option Purchased 16,200 20 USD AMER 22/01/2011
Option Purchased 7,500 31 USD AMER 20/03/2010
Option Purchased 7,400 35 USD AMER 16/01/2010
Option Purchased 6,700 30 USD AMER 19/12/2009
Option Purchased 5,600 23 USD AMER 21/11/2009
Option Purchased 5,500 45 USD AMER 16/01/2010
Option Purchased 5,500 40 USD AMER 22/01/2011
Option Purchased 8,400 27 USD AMER 20/03/2010
Option Purchased 30,400 25 USD AMER 19/12/2009
Option Purchased 139,500 25 USD AMER 22/01/2011
Option Purchased 120,700 25 USD AMER 16/01/2010
Option Purchased 96,900 27.5 USD AMER 16/01/2010
Option Purchased 70,000 26 USD AMER 20/03/2010
Option Purchased 50,000 25 USD AMER 22/01/2011
Option Purchased 44,000 29 USD AMER 16/01/2010
Option Purchased 12,700 32.5 USD AMER 16/01/2010
Option Purchased 33,100 23 USD AMER 20/03/2010
Option Purchased 13,800 24 USD AMER 21/11/2009
Option Purchased 27,400 30 USD AMER 22/01/2011
Option Purchased 27,400 20 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 20,000 25 USD AMER 16/01/2010
Option Purchased 18,500 29 USD AMER 20/03/2010
Option Purchased 17,000 27 USD AMER 21/11/2009
Option Purchased 4,100 33 USD AMER 19/12/2009
Option Purchased 44,000 26 USD AMER 16/01/2010
Option Purchased 800 24 USD AMER 19/06/2010
Option Purchased 4,600 30 USD AMER 19/06/2010
Option Purchased 1,200 21 USD AMER 20/03/2010
Option Purchased 1,000 31 USD AMER 19/12/2009
Option Purchased 1,000 29 USD AMER 19/06/2010
Option Purchased 1,000 24 USD AMER 20/03/2010
Option Purchased 900 33 USD AMER 19/12/2009
Option Purchased 1,200 29 USD AMER 19/12/2009
Option Purchased 800 25 USD AMER 20/03/2010
Option Purchased 1,300 28 USD AMER 19/06/2010
Option Purchased 700 33 USD AMER 20/03/2010
Option Purchased 700 17.5 USD AMER 16/01/2010
Option Purchased 600 25 USD AMER 21/11/2009
Option Purchased 600 23 USD AMER 19/06/2010
Option Purchased 300 35 USD AMER 19/12/2009
Option Purchased 300 20 USD AMER 19/12/2009
Option Purchased 212,100 27 USD AMER 19/12/2009
Option Purchased 900 22 USD AMER 19/12/2009
Option Purchased 2,800 32.5 USD AMER 16/01/2010
Option Purchased 100 32 USD AMER 20/03/2010
Option Purchased 4,000 25 USD AMER 21/11/2009
Option Purchased 3,800 32 USD AMER 19/12/2009
Option Purchased 3,400 29 USD AMER 19/06/2010
Option Purchased 3,200 25 USD AMER 16/01/2010
Option Purchased 3,100 15 USD AMER 16/01/2010
Option Purchased 1,200 24 USD AMER 16/01/2010
Option Purchased 2,900 30 USD AMER 16/01/2010
Option Purchased 4,300 35 USD AMER 22/01/2011
Option Purchased 2,400 31 USD AMER 19/06/2010
Option Purchased 2,200 29 USD AMER 21/11/2009
Option Purchased 2,000 23 USD AMER 21/11/2009
Option Purchased 1,900 26 USD AMER 19/12/2009
Option Purchased 1,800 27 USD AMER 19/12/2009
Option Purchased 1,600 25 USD AMER 19/06/2010
Option Purchased 1,600 17.5 USD AMER 22/01/2011
Option Purchased 3,000 30 USD AMER 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk