Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 70,896,636 4.80% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,221,900 0.08% 1,093,800 0.07%
agreements to
purchase/sell
Total 72,118,536 4.89% 1,093,800 0.07%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 700 27.4091 USD
Purchase 34 27.3877
Purchase 1,000 27.373
Purchase 2,000 27.36
Purchase 700 27.40285714
Purchase 800 27.345
Purchase 10,435 27.39325922
Purchase 34 27.61
Purchase 23,625 26.8378
Purchase 700 27.21
Purchase 1,300 27.24307692
Purchase 432 27.59 USD
Purchase 100 27.501
Purchase 779 27.26 USD
Purchase 900 27.4091 USD
Purchase 1,214 27.26 USD
Purchase 1,558 27.26 USD
Purchase 500 27.23
Purchase 4,880 27.26 USD
Purchase 900 27.35
Purchase 225 27.6728
Purchase 7,455 27.26 USD
Purchase 327 27.4
Purchase 402 27.26 USD
Purchase 200 27.36
Purchase 600 27.29335
Purchase 2,700 27.2393
Purchase 400 27.5
Purchase 500 27.5
Purchase 200 27.37
Purchase 200 27.6
Purchase 2,000 27.3375
Purchase 700 27.42428571
Purchase 2,900 27.24168966
Purchase 700 27.36285714
Purchase 600 27.27666667
Purchase 100 27.2
Purchase 3,800 27.3005
Purchase 300 27.53
Purchase 600 27.29
Purchase 6,500 27.29753846
Purchase 268,200 27.3262
Purchase 3,100 27.29548387
Purchase 1,200 27.33808333
Purchase 71,900 27.32995271
Purchase 1,300 27.37823077
Purchase 5,500 27.37767273
Purchase 1,200 27.28333333
Purchase 622 27.25296174
Purchase 1,400 27.22928571
Purchase 9,800 27.32300204
Purchase 3,200 27.245125
Purchase 2,700 27.23878889
Purchase 5,300 27.39811321
Purchase 400 27.24
Purchase 300 27.47
Purchase 1,800 27.47
Purchase 500 27.26
Purchase 200 27.26
Purchase 1,000 27.41
Purchase 100 27.4399
Purchase 3,820 27.26 USD
Purchase 11,300 27.42433628
Purchase 400 27.59
Purchase 700 27.49
Purchase 4,200 27.28619048
Purchase 3,700 27.42648649
Purchase 100 27.41
Purchase 100 27.59
Purchase 33,108 27.42741211
Purchase 1,924 27.34147261
Purchase 15,878 27.26
Purchase 92,500 27.39625643
Purchase 1,000 27.38
Purchase 100 27.25
Purchase 11,178 27.32377955
Purchase 600 27.26
Purchase 900 27.47111111
Purchase 2,794 27.47616321
Purchase 100 27.41
Purchase 400 27.24
Purchase 2 27.2599
Purchase 600 27.25
Purchase 600 27.30833333
Sale 300 27.37 USD
Sale 8,300 27.35108434
Sale 9,500 27.32155158
Sale 500 27.23 USD
Sale 2,300 27.24434783
Sale 200 27.5 USD
Sale 500 27.5 USD
Sale 200 27.5 USD
Sale 1,800 27.35833333
Sale 800 27.4 USD
Sale 400 27.41 USD
Sale 902 27.38892439
Sale 685 27.29467 USD
Sale 2,700 27.23878889
Sale 200 27.37 USD
Sale 26,632 27.39112046
Sale 4,600 27.32847826
Sale 100 27.2 USD
Sale 1,200 27.28333333
Sale 34 27.3877 USD
Sale 200 27.6 USD
Sale 400 27.21 USD
Sale 700 27.35857 USD
Sale 300 27.21 USD
Sale 3,700 27.468378
Sale 300 27.37666667 USD
Sale 400 27.2 USD
Sale 200 27.43 USD
Sale 5,200 27.304231
Sale 27,878 27.33238671
Sale 3,700 27.4265
Sale 1,600 27.28875
Sale 262 27.49007 USD
Sale 300 27.4 USD
Sale 300 27.25 USD
Sale 1,600 27.2696875
Sale 1,300 27.49076923
Sale 338 27.485 USD
Sale 100 27.505 USD
Sale 100 27.25 USD
Sale 1,578 27.37828897
Sale 4,800 27.40645833
Sale 4,300 27.49325581
Sale 400 27.26 USD
Sale 36 27.3806 USD
Sale 100 27.25 USD
Sale 1,033 27.42034201
Sale 3,400 27.25176471
Sale 1,300 27.36607692
Sale 622 27.25296 USD
Sale 13,800 27.44304348
Sale 1,900 27.34210526
Sale 40,913 27.3010075
Sale 4,710 27.32609342
Sale 3,400 27.37735294
Sale 4,400 27.31993182
Sale 4,944 27.34347896
Sale 300 27.24333333 USD
Sale 780 27.27 USD
Sale 27 27.4 USD
Sale 15,100 27.30615894
Sale 14,028 27.35988348
Sale 40,917 27.42375981
Sale 61,816 27.34531044
Sale 78,600 27.33213613
Sale 48,847 27.31939259
Sale 8,945 27.30546613
Sale 12,900 27.32709302
Sale 200 27.26 USD
Sale 53 27.25 USD
Sale 100 27.4399 USD
Sale 300 27.53 USD
Sale 100 27.26 USD
Sale 300 27.469 USD
Sale 200 27.26 USD
Sale 200 27.36 USD
Sale 178 27.25 USD
Sale 900 27.294444 USD
Sale 300 27.23033 USD
Sale 200 27.225 USD
Sale 100 27.26 USD
Sale 700 27.23857 USD
Sale 2,500 27.23576
Sale 200 27.22 USD
Sale 300 27.24666 USD
Sale 800 27.40125 USD
Sale 1,900 27.48263158
Sale 141,800 27.64 USD
Sale 7,455 27.26 USD
Sale 5,887 27.26 USD
Sale 5,800 27.5918 USD
Sale 201 27.5987 USD
Sale 198 27.5987 USD
Sale 500 27.36 USD
Sale 1,900 27.48947368
Sale 8,600 27.2905
Sale 800 27.522USD
Sale 2,000 27.3375
Sale 5,100 27.33425882
Sale 1,000 27.251
Sale 5,600 27.379875
Sale 1,400 27.27785714
Sale 74,800 27.32653075
Sale 24,214 27.466701
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 25 AMER 21/01/2012 4.2
Call Purchasing 100 27 AMER 20/03/2010 1.35
Call Purchasing 100 28 AMER 19/12/2009 0.3
Call Purchasing 100 28 AMER 19/06/2010 1.3
Call Purchasing 100 30 AMER 16/01/2010 0.1
Call Purchasing 100 30 AMER 16/01/2010 0.125
Call Purchasing 200 25 AMER 22/01/2011 3.65
Call Purchasing 300 28 AMER 19/12/2009 0.45
Call Purchasing 300 30 AMER 19/06/2010 0.8
Call Purchasing 700 29 AMER 20/03/2010 0.55
Call Purchasing 900 28 AMER 19/12/2009 0.3
Call Purchasing 2000 28 AMER 19/12/2009 0.25
Call Purchasing 5100 28 AMER 19/12/2009 0.35
Call Selling 100 27 AMER 20/03/2010 1.65
Call Selling 100 28 AMER 19/12/2009 0.25
Call Selling 100 28 AMER 19/12/2009 0.35
Call Selling 100 28 AMER 19/06/2010 1.5
Call Selling 100 30 AMER 16/01/2010 0.1
Call Selling 100 30 AMER 16/01/2010 0.15
Call Selling 100 30 AMER 19/06/2010 0.65
Call Selling 100 30 AMER 21/01/2012 2.05
Call Selling 200 25 AMER 22/01/2011 3.65
Call Selling 200 25 AMER 21/01/2012 4.19999999
Call Selling 200 28 AMER 19/06/2010 1.25
Call Selling 400 30 AMER 19/06/2010 0.8
Call Selling 700 28 AMER 19/12/2009 0.45
Call Selling 700 29 AMER 19/06/2010 0.95
Call Selling 800 25 AMER 22/01/2011 3.6
Call Selling 1000 28 AMER 19/12/2009 0.35
Call Selling 1300 30 AMER 22/01/2011 1.3
Call Selling 1400 28 AMER 19/12/2009 0.35
Call Selling 1400 30 AMER 22/01/2011 1.3
Call Selling 2000 30 AMER 22/01/2011 1.3
Call Selling 5000 30 AMER 22/01/2011 1.375
Call Selling 5100 28 AMER 19/12/2009 0.35
Call Selling 6000 28 AMER 19/12/2009 0.35
Put Purchasing 100 25 AMER 19/06/2010 1.075
Put Purchasing 100 25 AMER 22/01/2011 2.25
Put Purchasing 500 27 AMER 19/12/2009 0.375
Put Purchasing 700 25 AMER 22/01/2011 2.125
Put Purchasing 700 25 AMER 22/01/2011 2.2
Put Purchasing 1600 29 AMER 20/03/2010 2.6
Put Purchasing 2700 27 AMER 19/12/2009 0.375
Put Purchasing 11000 27 AMER 19/12/2009 0.375
Put Selling 100 25 AMER 19/06/2010 1.075
Put Selling 100 25 AMER 19/06/2010 1.15
Put Selling 100 27 AMER 19/12/2009 0.5
Put Selling 100 28 AMER 19/06/2010 2.5
Put Selling 500 27 AMER 19/12/2009 0.375
Put Selling 700 25 AMER 22/01/2011 2.125
Put Selling 1100 25 AMER 22/01/2011 2.2
Put Selling 1600 27 AMER 19/12/2009 0.375
Put Selling 2700 27 AMER 19/12/2009 0.375
Put Selling 5000 25 AMER 22/01/2011 2.3
Put Selling 5500 40 AMER 22/01/2011 1.25
Put Selling 11000 27 AMER 19/12/2009 0.375
Put Selling 14300 25 AMER 22/01/2011 2.125
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -1,200 20 AMER 19/12/2009
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -1,600 27 AMER 19/06/2010
Option Purchased -1,900 29 AMER 16/01/2010
Option Purchased -143,800 25 AMER 16/01/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -800 27 AMER 19/06/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -2,200 25 AMER 21/01/2012
Option Purchased -2,700 26 AMER 21/11/2009
Option Purchased -3,100 24 AMER 19/12/2009
Option Purchased -3,200 26 AMER 20/03/2010
Option Purchased -3,400 29 AMER 19/12/2009
Option Purchased -2,100 26 AMER 20/03/2010
Option Purchased -200 31 AMER 16/01/2010
Option Purchased 100 26 AMER 19/06/2010
Option Purchased 100 23 AMER 19/12/2009
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased -100 30 AMER 21/01/2012
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -800 22.5 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -300 24 AMER 21/11/2009
Option Purchased -400 27.5 AMER 16/01/2010
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -700 26 AMER 16/01/2010
Option Purchased -4,700 27 AMER 20/03/2010
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -37,400 28 AMER 21/11/2009
Option Purchased -3,800 40 AMER 22/01/2011
Option Purchased -19,800 28 AMER 19/12/2009
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -28,900 28 AMER 20/03/2010
Option Purchased -32,500 32 AMER 19/12/2009
Option Purchased -33,200 26 AMER 16/01/2010
Option Purchased -17,800 25 AMER 19/12/2009
Option Purchased -36,700 30 AMER 19/12/2009
Option Purchased -17,300 31 AMER 19/12/2009
Option Purchased -40,300 22.5 AMER 16/01/2010
Option Purchased -45,600 25 AMER 22/01/2011
Option Purchased -48,300 29 AMER 16/01/2010
Option Purchased -52,300 30 AMER 22/01/2011
Option Purchased -56,800 30 AMER 16/01/2010
Option Purchased -101,400 26 AMER 19/12/2009
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -36,500 35 AMER 22/01/2011
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased 100 32 AMER 20/03/2010
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -5,900 24 AMER 19/12/2009
Option Purchased -6,500 26 AMER 21/11/2009
Option Purchased -6,600 28 AMER 20/03/2010
Option Purchased -7,900 29 AMER 21/11/2009
Option Purchased -18,100 35 AMER 20/03/2010
Option Purchased -8,300 50 AMER 22/01/2011
Option Purchased -3,800 29 AMER 20/03/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -10,700 22.5 AMER 22/01/2011
Option Purchased -12,700 27 AMER 21/11/2009
Option Purchased -14,700 24 AMER 16/01/2010
Option Purchased -15,000 20 AMER 22/01/2011
Option Purchased -15,200 30 AMER 20/03/2010
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased 7,900 24 AMER 20/03/2010
Option Purchased 4,300 30 AMER 19/06/2010
Option Purchased 11,900 22.5 AMER 22/01/2011
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 9,900 30 AMER 20/03/2010
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 8,500 27 AMER 20/03/2010
Option Purchased 16,200 20 AMER 22/01/2011
Option Purchased 7,500 31 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,500 40 AMER 22/01/2011
Option Purchased 100 28 AMER 19/06/2010
Option Purchased 8,700 15 AMER 22/01/2011
Option Purchased 30,400 25 AMER 19/12/2009
Option Purchased 130,800 25 AMER 22/01/2011
Option Purchased 120,700 25 AMER 16/01/2010
Option Purchased 96,900 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 33,100 23 AMER 20/03/2010
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 28,000 28 AMER 19/12/2009
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 19,200 29 AMER 20/03/2010
Option Purchased 17,000 27 AMER 21/11/2009
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 700 33 AMER 20/03/2010
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 1,200 21 AMER 20/03/2010
Option Purchased 1,000 31 AMER 19/12/2009
Option Purchased 1,000 24 AMER 20/03/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 22 AMER 19/12/2009
Option Purchased 1,200 29 AMER 19/12/2009
Option Purchased 800 24 AMER 19/06/2010
Option Purchased 1,600 17.5 AMER 22/01/2011
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 600 23 AMER 19/06/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 212,300 27 AMER 19/12/2009
Option Purchased 800 25 AMER 20/03/2010
Option Purchased 2,400 31 AMER 19/06/2010
Option Purchased 4,000 25 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 29 AMER 19/06/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 30 AMER 19/06/2010
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 2,200 29 AMER 21/11/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,900 26 AMER 19/12/2009
Option Purchased 1,800 27 AMER 19/12/2009
Option Purchased 1,700 29 AMER 19/06/2010
Option Purchased 1,700 25 AMER 19/06/2010
Option Purchased 1,600 28 AMER 19/06/2010
Option Purchased 2,900 30 AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
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