Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 78,736,171 5.34% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,063,600 0.07% 1,254,800 0.09%
agreements to
purchase/sell
Total 79,799,771 5.41% 1,254,800 0.09%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 300 27.29
Purchase 2,496 27.28676699
Purchase 8,415 27.30228758
Purchase 500 27.258
Purchase 16,167 27.2912808
Purchase 841 27.23687277
Purchase 425 27.24186471
Purchase 1,100 27.31363636
Purchase 857 27.24
Purchase 1,700 27.21058824
Purchase 100 27.31
Purchase 1,500 27.19
Purchase 300 27.27666667
Purchase 7,500 27.65
Purchase 100 27.32
Purchase 325 27.2301
Purchase 4,800 27.32958333
Purchase 1,100 27.35
Purchase 600 27.31483333
Purchase 500 27.156
Purchase 200 27.3505
Purchase 900 27.26888889
Purchase 600 27.19
Purchase 5,800 27.29034483
Purchase 900 27.31222222
Purchase 39,680 27.29022228
Purchase 2,500 27.2776
Purchase 100 27.3
Purchase 500 27.242
Purchase 100 27.299
Purchase 300 27.31
Purchase 3,300 27.3634
Purchase 3 27.3634
Purchase 2 27.3099
Purchase 3,986 27.3
Purchase 24,500 27.59942857
Purchase 18 27.3634
Purchase 3,200 27.21
Purchase 400 27.3
Purchase 1,500 27.19266667
Purchase 300 27.27
Purchase 15,800 27.16170886
Purchase 5,900 27.21779661
Purchase 1,600 27.269375
Purchase 600 27.19483333
Purchase 100 27.24
Purchase 1,000 27.29
Purchase 2,823 27.17
Purchase 1,110 27.19054054
Purchase 2,000 27.28
Purchase 1,200 27.36666667
Purchase 400 27.21
Purchase 2,200 27.215
Purchase 2,400 27.2425
Purchase 100 27.21
Purchase 4,200 27.2452
Purchase 500 27.624
Purchase 5,400 27.3046
Purchase 251 26.96
Purchase 2,000 27.1892
Purchase 1,400 27.16928571
Purchase 600 27.2325
Purchase 1,379 27.30385062
Purchase 200 27.285
Purchase 21 27.3634
Purchase 5,382 26.97
Purchase 1,821 27.17
Purchase 6,070 27.17
Purchase 100 27.729
Purchase 600 27.19
Purchase 400 27.2375
Purchase 1,214 27.17
Purchase 16,600 27.21385542
Purchase 200 27.245
Purchase 1,100 27.1882
Purchase 2,700 27.1904
Purchase 900 27.1589
Purchase 600 27.17833333
Purchase 1,100 27.25818182
Purchase 4,038 27.14
Purchase 324,078 27.2777
Purchase 21 27.3634
Sale 100 27.63
Sale 7,800 27.17
Sale 300 27.24666667
Sale 300 27.21333333
Sale 16,700 27.8
Sale 38,216 0.001
Sale 21 27.3634
Sale 2,510 27.25239044
Sale 2,823 27.17
Sale 10,854 26.97
Sale 913 27.2405
Sale 2,100 27.20304762
Sale 770 27.2435
Sale 4,200 27.2452381
Sale 5,400 27.30462963
Sale 768 27.2405
Sale 708 27.2405
Sale 100 27.62
Sale 300 27.62333333
Sale 622 27.2405
Sale 328 27.2435
Sale 115 27.2435
Sale 104 27.2405
Sale 985 27.2405
Sale 3,064 27.2435
Sale 3,300 27.3634
Sale 2 27.3099
Sale 7,560 27.17
Sale 200 27.2551
Sale 1,500 27.3
Sale 4,674 27.17
Sale 3,642 27.17
Sale 1,119 27.14
Sale 900 27.14
Sale 2,381 27.14209996
Sale 1,138 27.2435
Sale 1,600 27.158125
Sale 1,000 27.29
Sale 1,939 27.2435
Sale 800 27.65
Sale 1,386 27.2435
Sale 2,286 27.3
Sale 1,239 27.2435
Sale 3,700 27.14783784
Sale 200 27.3
Sale 7,224 27.2435
Sale 9,740 27.2435
Sale 200 27.24
Sale 100 27.14
Sale 5,900 27.33340339
Sale 7,700 27.8
Sale 900 27.15888889
Sale 98,420 27.02
Sale 16,700 27.2108982
Sale 21 27.3634
Sale 800 27.2675
Sale 100 27.25
Sale 200 27.3505
Sale 100 27.729
Sale 200 27.245
Sale 500 27.156
Sale 100 27.31
Sale 100 27.28
Sale 1,600 27.1968125
Sale 3,300 27.3634
Sale 600 27.178333
Sale 2,900 27.8
Sale 2,796 27.2696
Sale 21,467 27.30267092
Sale 64,800 27.25737654
Sale 800 27.3199
Sale 31,000 27.26851613
Sale 38,695 27.28771082
Sale 135,248 27.28962913
Sale 10,963 27.26502235
Sale 200 27.21
Sale 6,500 27.29107692
Sale 500 27.21
Sale 3,400 27.268529
Sale 600 27.19
Sale 225 27.2301
Sale 100 27.23
Sale 1,800 27.22166667
Sale 6,700 27.65
Sale 7,443 27.2586363
Sale 300 27.17
Sale 2,200 27.26045455
Sale 53,807 27.29146951
Sale 251 26.96
Sale 238 27.17
Sale 2,400 27.2425
Sale 18,600 27.21135484
Sale 2,500 27.2604
Sale 1,047 27.3043553
Sale 600 27.19
Sale 1,600 27.1825
Sale 600 27.19483333
Sale 1,500 27.25
Sale 1,598 27.28966846
Sale 100 27.729
Sale 200 27.26
Sale 1,100 27.20181818
Sale 1,200 27.2775
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 26 AMER 20/03/2010 1.85
Call Purchasing 100 28 AMER 19/06/2010 1.2
Call Purchasing 100 28 AMER 19/06/2010 1.25
Call Purchasing 100 28 AMER 19/06/2010 1.3
Call Purchasing 100 30 AMER 22/01/2011 1.2
Call Purchasing 200 25 AMER 21/01/2012 3.9
Call Purchasing 200 27 AMER 19/12/2009 0.6
Call Purchasing 200 27.5 AMER 16/01/2010 0.65
Call Purchasing 300 28 AMER 19/06/2010 1.2
Call Purchasing 300 28 AMER 19/06/2010 1.3
Call Purchasing 400 27 AMER 19/12/2009 0.6
Call Purchasing 600 28 AMER 19/06/2010 1.2
Call Purchasing 700 27 AMER 19/12/2009 0.65
Call Purchasing 700 28 AMER 19/12/2009 0.225
Call Purchasing 1200 27 AMER 19/12/2009 0.6
Call Purchasing 4300 27 AMER 19/12/2009 0.7
Call Purchasing 4500 27.5 AMER 16/01/2010 0.65
Call Purchasing 10900 28 AMER 19/12/2009 0.225
Call Purchasing 27100 27 AMER 19/12/2009 0.7
Call Selling 100 25 AMER 16/01/2010 2.35
Call Selling 100 25 AMER 21/01/2012 4
Call Selling 100 26 AMER 20/03/2010 1.85
Call Selling 100 26 AMER 20/03/2010 2
Call Selling 100 27 AMER 19/12/2009 0.75
Call Selling 100 28 AMER 19/12/2009 0.33
Call Selling 100 28 AMER 19/06/2010 1.2
Call Selling 100 30 AMER 22/01/2011 1.2
Call Selling 100 30 AMER 22/01/2011 1.25
Call Selling 200 25 AMER 21/01/2012 3.9
Call Selling 200 27 AMER 19/12/2009 0.75
Call Selling 300 27 AMER 19/12/2009 0.65
Call Selling 300 27 AMER 19/12/2009 0.75
Call Selling 300 28 AMER 19/06/2010 1.2
Call Selling 400 25 AMER 19/06/2010 2.95
Call Selling 400 27 AMER 19/12/2009 0.6
Call Selling 400 27 AMER 19/12/2009 0.75
Call Selling 600 28 AMER 19/06/2010 1.2
Call Selling 1000 26 AMER 19/06/2010 2.35
Call Selling 1100 25 AMER 16/01/2010 2.35
Call Selling 2300 25 AMER 16/01/2010 2.35
Call Selling 2400 28 AMER 19/12/2009 0.3
Call Selling 4500 25 AMER 21/01/2012 4
Call Selling 10900 28 AMER 19/12/2009 0.225
Call Selling 12200 27 AMER 19/12/2009 0.7
Call Selling 21300 29 AMER 20/03/2010 0.65
Call Selling 700 28 AMER 19/12/2009 0.225
Put Purchasing 200 22.5 AMER 22/01/2011 1.4
Put Purchasing 100 20 AMER 22/01/2011 0.8
Put Purchasing 100 25 AMER 22/01/2011 2.34999999
Put Purchasing 900 25 AMER 22/01/2011 2.34999999
Put Purchasing 1600 27 AMER 19/12/2009 0.625
Put Purchasing 7300 27 AMER 19/12/2009 0.625
Put Purchasing 7800 20 AMER 22/01/2011 0.8
Put Selling 100 20 AMER 22/01/2011 0.8
Put Selling 100 22.5 AMER 22/01/2011 1.35
Put Selling 100 25 AMER 22/01/2011 2.3
Put Selling 100 25 AMER 22/01/2011 2.34999999
Put Selling 200 20 AMER 22/01/2011 0.8
Put Selling 200 22.5 AMER 22/01/2011 1.4
Put Selling 300 27 AMER 19/12/2009 0.45
Put Selling 300 27 AMER 19/12/2009 0.5
Put Selling 400 27 AMER 19/12/2009 0.45
Put Selling 500 22.5 AMER 22/01/2011 1.45
Put Selling 800 22.5 AMER 22/01/2011 1.4
Put Selling 900 25 AMER 22/01/2011 2.34999999
Put Selling 1200 27 AMER 19/12/2009 0.5
Put Selling 1600 27 AMER 19/12/2009 0.625
Put Selling 2000 22.5 AMER 22/01/2011 1.4
Put Selling 3000 25 AMER 22/01/2011 2.4
Put Selling 3500 27 AMER 19/12/2009 0.5
Put Selling 4700 27 AMER 19/12/2009 0.55
Put Selling 5100 20 AMER 22/01/2011 0.8
Put Selling 5500 27 AMER 19/12/2009 0.55
Put Selling 7300 27 AMER 19/12/2009 0.625
Put Selling 7800 20 AMER 22/01/2011 0.8
Put Selling 8700 27 AMER 19/12/2009 0.55
Put Selling 8800 27 AMER 19/12/2009 0.55
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Selling -2,300 29 AMER 20/03/2010
Option Selling -5,600 32 AMER 20/03/2010
Option Selling -1,900 26 AMER 19/06/2010
Option Selling -2,000 27 AMER 19/06/2010
Option Selling -2,000 25 AMER 19/06/2010
Option Selling -2,100 15 AMER 22/01/2011
Option Selling -2,200 45 AMER 16/01/2010
Option Selling -1,500 45 AMER 22/01/2011
Option Selling -2,200 26 AMER 20/03/2010
Option Selling -1,200 20 AMER 19/12/2009
Option Selling -2,700 26 AMER 21/11/2009
Option Selling -3,100 24 AMER 19/12/2009
Option Selling -3,200 26 AMER 20/03/2010
Option Selling -3,400 29 AMER 19/12/2009
Option Selling -3,800 40 AMER 22/01/2011
Option Selling -3,800 29 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Selling -2,200 40 AMER 16/01/2010
Option Selling -300 24 AMER 21/11/2009
Option Selling -145,200 25 AMER 16/01/2010
Option Selling -100 30 AMER 21/01/2012
Option Selling -100 17.5 AMER 22/01/2011
Option Selling -100 10 AMER 22/01/2011
Option Selling -100 10 AMER 22/01/2011
Option Selling -200 31 AMER 16/01/2010
Option Selling -1,900 29 AMER 16/01/2010
Option Selling -200 12.5 AMER 22/01/2011
Option Selling -5,900 24 AMER 19/12/2009
Option Selling -600 19 AMER 19/12/2009
Option Selling -700 26 AMER 16/01/2010
Option Selling -800 27 AMER 19/06/2010
Option Selling -800 22.5 AMER 16/01/2010
Option Selling -800 12.5 AMER 16/01/2010
Option Selling -1,100 20 AMER 16/01/2010
Option Selling -1,200 37.5 AMER 16/01/2010
Option Selling -200 23 AMER 20/03/2010
Option Selling -40,300 27 AMER 19/12/2009
Option Selling -4,700 27 AMER 20/03/2010
Option Selling -25,000 25 AMER 16/01/2010
Option Selling -28,900 28 AMER 20/03/2010
Option Selling -32,500 32 AMER 19/12/2009
Option Selling -34,200 26 AMER 16/01/2010
Option Selling -36,500 35 AMER 22/01/2011
Option Selling -19,800 28 AMER 19/12/2009
Option Selling -37,400 28 AMER 21/11/2009
Option Selling -18,100 35 AMER 20/03/2010
Option Selling -40,300 22.5 AMER 16/01/2010
Option Selling -45,600 25 AMER 22/01/2011
Option Selling -52,000 30 AMER 22/01/2011
Option Selling -92,300 30 AMER 16/01/2010
Option Selling -96,700 29 AMER 16/01/2010
Option Selling -101,400 26 AMER 19/12/2009
Option Selling -106,000 27.5 AMER 16/01/2010
Option Selling -36,700 30 AMER 19/12/2009
Option Selling -10,400 40 AMER 16/01/2010
Option Selling -6,500 26 AMER 21/11/2009
Option Selling -6,600 28 AMER 20/03/2010
Option Selling -7,200 25 AMER 21/01/2012
Option Selling -7,900 29 AMER 21/11/2009
Option Selling -8,200 33 AMER 20/03/2010
Option Selling -8,300 50 AMER 22/01/2011
Option Selling -24,900 28 AMER 19/12/2009
Option Selling -10,100 35 AMER 16/01/2010
Option Purchased 100 23 AMER 19/12/2009
Option Selling -10,700 22.5 AMER 22/01/2011
Option Selling -12,100 27 AMER 21/11/2009
Option Selling -14,700 24 AMER 16/01/2010
Option Selling -15,000 20 AMER 22/01/2011
Option Selling -15,200 30 AMER 20/03/2010
Option Selling -16,900 25 AMER 19/12/2009
Option Selling -17,300 31 AMER 19/12/2009
Option Selling -8,800 31 AMER 20/03/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 10,900 29 AMER 19/12/2009
Option Purchased 9,600 30 AMER 20/03/2010
Option Purchased 9,400 20 AMER 22/01/2011
Option Purchased 8,700 15 AMER 22/01/2011
Option Purchased 8,500 27 AMER 20/03/2010
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 7,500 31 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 5,600 23 AMER 21/11/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,500 40 AMER 22/01/2011
Option Purchased 5,100 22.5 AMER 22/01/2011
Option Purchased 4,500 30 AMER 19/06/2010
Option Selling -100 37.5 AMER 16/01/2010
Option Purchased 7,900 24 AMER 20/03/2010
Option Purchased 30,500 25 AMER 19/12/2009
Option Purchased 117,600 27 AMER 19/12/2009
Option Purchased 117,200 25 AMER 16/01/2010
Option Purchased 96,900 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 33,100 23 AMER 20/03/2010
Option Purchased 4,000 25 AMER 21/11/2009
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 15,300 27 AMER 21/11/2009
Option Purchased 13,800 24 AMER 21/11/2009
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 600 23 AMER 19/06/2010
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 900 22 AMER 19/12/2009
Option Purchased 800 25 AMER 20/03/2010
Option Purchased 800 24 AMER 19/06/2010
Option Purchased 700 33 AMER 20/03/2010
Option Purchased 1,000 31 AMER 19/12/2009
Option Purchased 600 25 AMER 21/11/2009
Option Purchased 1,200 21 AMER 20/03/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 200 28 AMER 19/06/2010
Option Purchased 200 27.5 AMER 16/01/2010
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 100 30 AMER 21/11/2009
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 2,200 29 AMER 21/11/2009
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 29 AMER 19/06/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 3,000 30 AMER 19/06/2010
Option Purchased 2,900 30 AMER 16/01/2010
Option Purchased 1,000 24 AMER 20/03/2010
Option Purchased 2,400 31 AMER 19/06/2010
Option Purchased 124,300 25 AMER 22/01/2011
Option Purchased 2,100 28 AMER 19/06/2010
Option Purchased 2,000 26 AMER 19/12/2009
Option Purchased 2,000 23 AMER 21/11/2009
Option Purchased 1,900 29 AMER 19/06/2010
Option Purchased 1,700 25 AMER 19/06/2010
Option Purchased 1,600 17.5 AMER 22/01/2011
Option Purchased 1,200 24 AMER 16/01/2010
Option Purchased 2,800 32.5 AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk