Rule 8.3 - KRAFT FOODS INC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in KRAFT FOODS INC
Class of relevant security COM STK NPV CLS'A'
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 78,489,896 5.32% 0 0.00%
securities
(2) Derivatives 0 0.00%
(other than
options)
(3) Options and 1,021,600 0.07% 1,184,400 0.08%
agreements to
purchase/sell
Total 79,511,496 5.39% 1,184,400 0.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 100 53.83
Purchase 1 54.16
Purchase 1 53.88
Purchase 9,320 27.1700 USD
Purchase 3,800 54.03131579
Purchase 38,407 27.3400 USD
Purchase 160,000 26.9993 USD
Purchase 138 0
Purchase 200 53.9
Purchase 100 53.83
Purchase 105 53.96
Purchase 18,496 54.01235288
Purchase 2,484 27.1700 USD
Purchase 5,000 54.1388
Purchase 2,800 27.3657 USD
Purchase 3,600 54.11111111
Purchase 200 53.97965
Purchase 1,045 53.87263158
Purchase 1,400 54.05714286
Purchase 1,037 54.02525554
Purchase 6,232 27.3400 USD
Purchase 1,327 27.1772 USD
Purchase 4,200 27.3400 USD
Purchase 1,214 27.3400 USD
Purchase 1,327 27.1718 USD
Purchase 1,327 27.1718 USD
Purchase 1,558 27.3400 USD
Purchase 1,300 27.3657 USD
Purchase 1,910 27.3400 USD
Purchase 607 27.3400 USD
Purchase 410 27.3400 USD
Purchase 6,437 27.3400 USD
Purchase 6,677 27.3400 USD
Purchase 200 53.9
Purchase 3,820 27.3400 USD
Sale 600 53.98003333
Sale 200 54.2
Sale 500 55
Sale 16,500 50
Sale 100 54.13
Sale 4,077 27.3400 USD
Sale 1,300 54.12692308
Sale 160,000 26.9993 USD
Sale 100 54.1
Sale 7,154 27.3400 USD
Sale 5,880 27.3400 USD
Sale 100 54.12
Sale 200 54.11
Sale 100 53.81
Sale 9,320 27.1700 USD
Sale 3,700 54.14297297
Sale 100 54.05
Sale 1,327 27.1718 USD
Sale 1,327 27.1772 USD
Sale 1,261 27.3400 USD
Sale 1,154 27.3400 USD
Sale 1,099 27.3400 USD
Sale 91 27.3200 USD
Sale 200 53.9
Sale 200 53.9
Sale 1 53.88
Sale 1 54.16
Sale 274 54.02080292
Sale 168 53.96
Sale 4,100 53.94878049
Sale 200 53.955
Sale 100 54.09
Sale 100 54.0501
Sale 1,245 53.88982365
Sale 8,800 54.068068
Sale 596 54.13
Sale 3,300 53.89333333
Sale 700 53.93571429
Sale 100 54.09
Sale 500 54.134
Sale 200 54.11
Sale 1,900 54.06947368
Sale 1,700 53.98529412
Sale 5,400 54.10240741
Sale 300 54.07333333
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 100 27.5 AMER 16/01/2010 0.65
Call Purchasing 100 28 AMER 19/12/2009 0.25
Call Purchasing 100 29 AMER 16/01/2010 0.2
Call Purchasing 100 29 AMER 19/06/2010 0.95
Call Purchasing 200 29 AMER 16/01/2010 0.2
Call Purchasing 300 28 AMER 19/12/2009 0.25
Call Purchasing 300 35 AMER 21/01/2012 0.85
Call Purchasing 400 28 AMER 19/12/2009 0.25
Call Purchasing 400 35 AMER 21/01/2012 0.75
Call Purchasing 1200 30 AMER 22/01/2011 1.25
Call Purchasing 1300 27 AMER 19/12/2009 0.7
Call Selling 100 25 AMER 19/12/2009 2.4
Call Selling 100 25 AMER 19/12/2009 2.5
Call Selling 200 24 AMER 16/01/2010 3.4
Call Selling 200 29 AMER 20/03/2010 0.65
Call Selling 600 24 AMER 16/01/2010 3.4
Call Selling 600 30 AMER 16/01/2010 0.1
Put Purchasing 100 26 AMER 16/01/2010 0.4
Put Purchasing 100 27 AMER 20/03/2010 1.35
Put Purchasing 100 29 AMER 16/01/2010 2.05
Put Purchasing 300 27 AMER 19/12/2009 0.35
Put Purchasing 500 27 AMER 19/12/2009 0.35
Put Purchasing 500 29 AMER 16/01/2010 2.05
Put Purchasing 600 27 AMER 20/03/2010 1.34
Put Purchasing 1600 30 AMER 19/06/2010 3.8
Put Selling 100 26 AMER 19/12/2009 0.15
Put Selling 300 26 AMER 19/12/2009 0.15
Put Selling 500 25 AMER 19/12/2009 0.1
Put Selling 1000 30 AMER 20/03/2010 3.3
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 24 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry Date
name, or Securities Price e.g.
e.g. Purchased to which (Note 2) American,
call the option European
option or etc.
derivative
relates
Option Purchased -2,200 26 AMER 20/03/2010
Option Purchased 100 15 AMER 19/12/2009
Option Purchased -1,900 26 AMER 19/06/2010
Option Purchased -2,000 27 AMER 19/06/2010
Option Purchased -2,000 25 AMER 19/06/2010
Option Purchased -2,100 15 AMER 22/01/2011
Option Purchased -1,300 29 AMER 16/01/2010
Option Purchased -2,200 40 AMER 16/01/2010
Option Purchased -1,200 20 AMER 19/12/2009
Option Purchased -2,500 29 AMER 20/03/2010
Option Purchased -3,100 24 AMER 19/12/2009
Option Purchased -3,200 26 AMER 20/03/2010
Option Purchased -3,400 29 AMER 19/12/2009
Option Purchased -3,800 40 AMER 22/01/2011
Option Purchased -3,800 29 AMER 20/03/2010
Option Purchased -2,200 45 AMER 16/01/2010
Option Purchased -500 26 AMER 16/01/2010
Option Purchased -145,200 25 AMER 16/01/2010
Option Purchased -100 17.5 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -100 10 AMER 22/01/2011
Option Purchased -200 31 AMER 16/01/2010
Option Purchased -1,500 45 AMER 22/01/2011
Option Purchased -200 12.5 AMER 22/01/2011
Option Purchased -5,900 24 AMER 19/12/2009
Option Purchased -600 19 AMER 19/12/2009
Option Purchased -800 27 AMER 19/06/2010
Option Purchased -800 22.5 AMER 16/01/2010
Option Purchased -800 12.5 AMER 16/01/2010
Option Purchased -1,100 20 AMER 16/01/2010
Option Purchased -1,200 37.5 AMER 16/01/2010
Option Purchased -200 23 AMER 20/03/2010
Option Purchased -40,300 22.5 AMER 16/01/2010
Option Purchased -25,000 25 AMER 16/01/2010
Option Purchased -28,900 28 AMER 20/03/2010
Option Purchased -32,500 32 AMER 19/12/2009
Option Purchased -34,200 26 AMER 16/01/2010
Option Purchased -36,500 35 AMER 22/01/2011
Option Purchased -4,000 27 AMER 20/03/2010
Option Purchased -39,000 27 AMER 19/12/2009
Option Purchased -18,100 35 AMER 20/03/2010
Option Purchased -45,600 25 AMER 22/01/2011
Option Purchased -50,800 30 AMER 22/01/2011
Option Purchased -92,900 30 AMER 16/01/2010
Option Purchased -96,100 29 AMER 16/01/2010
Option Purchased -101,400 26 AMER 19/12/2009
Option Purchased -106,000 27.5 AMER 16/01/2010
Option Purchased -36,700 30 AMER 19/12/2009
Option Purchased -10,700 22.5 AMER 22/01/2011
Option Purchased 100 23 AMER 19/12/2009
Option Purchased -6,600 28 AMER 20/03/2010
Option Purchased -7,200 25 AMER 21/01/2012
Option Purchased -8,200 33 AMER 20/03/2010
Option Purchased -8,300 50 AMER 22/01/2011
Option Purchased -8,800 31 AMER 20/03/2010
Option Purchased -24,000 28 AMER 19/12/2009
Option Purchased -10,400 40 AMER 16/01/2010
Option Purchased -19,800 28 AMER 19/12/2009
Option Purchased -14,700 24 AMER 16/01/2010
Option Purchased -15,000 20 AMER 22/01/2011
Option Purchased -16,200 30 AMER 20/03/2010
Option Purchased -17,200 25 AMER 19/12/2009
Option Purchased -17,300 31 AMER 19/12/2009
Option Purchased -5,600 32 AMER 20/03/2010
Option Purchased -10,100 35 AMER 16/01/2010
Option Purchased 7,500 31 AMER 20/03/2010
Option Purchased -100 37.5 AMER 16/01/2010
Option Purchased 10,900 29 AMER 19/12/2009
Option Purchased 9,600 30 AMER 20/03/2010
Option Purchased 9,400 20 AMER 22/01/2011
Option Purchased 8,700 15 AMER 22/01/2011
Option Purchased 11,500 22.5 AMER 16/01/2010
Option Purchased 7,900 24 AMER 20/03/2010
Option Purchased 11,500 25 AMER 16/01/2010
Option Purchased 7,400 35 AMER 16/01/2010
Option Purchased 6,700 30 AMER 19/12/2009
Option Purchased 5,500 45 AMER 16/01/2010
Option Purchased 5,500 40 AMER 22/01/2011
Option Purchased 5,100 22.5 AMER 22/01/2011
Option Purchased 4,600 30 AMER 19/06/2010
Option Purchased 8,500 27 AMER 20/03/2010
Option Purchased 33,100 23 AMER 20/03/2010
Option Purchased 118,400 27 AMER 19/12/2009
Option Purchased 117,200 25 AMER 16/01/2010
Option Purchased 96,900 27.5 AMER 16/01/2010
Option Purchased 70,000 26 AMER 20/03/2010
Option Purchased 50,000 25 AMER 22/01/2011
Option Purchased 11,200 25 AMER 20/03/2010
Option Purchased 44,000 26 AMER 16/01/2010
Option Purchased 4,100 33 AMER 19/12/2009
Option Purchased 30,000 25 AMER 19/12/2009
Option Purchased 27,400 30 AMER 22/01/2011
Option Purchased 27,400 20 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 20,000 25 AMER 16/01/2010
Option Purchased 12,700 32.5 AMER 16/01/2010
Option Purchased 44,000 29 AMER 16/01/2010
Option Purchased 300 35 AMER 19/12/2009
Option Purchased 900 22 AMER 19/12/2009
Option Purchased 800 25 AMER 20/03/2010
Option Purchased 800 24 AMER 19/06/2010
Option Purchased 700 35 AMER 21/01/2012
Option Purchased 700 33 AMER 20/03/2010
Option Purchased 4,500 30 AMER 19/06/2010
Option Purchased 600 23 AMER 19/06/2010
Option Purchased 1,000 31 AMER 19/12/2009
Option Purchased 300 27.5 AMER 16/01/2010
Option Purchased 300 20 AMER 19/12/2009
Option Purchased 200 28 AMER 19/06/2010
Option Purchased 200 24 AMER 16/01/2010
Option Purchased 100 50 AMER 22/01/2011
Option Purchased 100 32 AMER 20/03/2010
Option Purchased 700 17.5 AMER 16/01/2010
Option Purchased 2,200 29 AMER 19/06/2010
Option Purchased 124,300 25 AMER 22/01/2011
Option Purchased 3,800 32 AMER 19/12/2009
Option Purchased 3,400 29 AMER 19/06/2010
Option Purchased 3,200 25 AMER 16/01/2010
Option Purchased 3,100 15 AMER 16/01/2010
Option Purchased 2,900 30 AMER 16/01/2010
Option Purchased 900 33 AMER 19/12/2009
Option Purchased 2,400 31 AMER 19/06/2010
Option Purchased 1,000 24 AMER 20/03/2010
Option Purchased 2,100 28 AMER 19/06/2010
Option Purchased 1,700 25 AMER 19/06/2010
Option Purchased 1,600 26 AMER 19/12/2009
Option Purchased 1,600 17.5 AMER 22/01/2011
Option Purchased 1,200 21 AMER 20/03/2010
Option Purchased 4,300 35 AMER 22/01/2011
Option Purchased 2,800 32.5 AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk