Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,197,620 5.74% 346,207 0.08%
securitie
(2) Derivatives 7,774,597 1.85% 7,669,799 1.82%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 31,972,217 7.59% 8,016,006 1.90%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 2,560 1.55
Purchase 1,000 1.5669
Purchase 4,511 1.6625
Purchase 100 1.6625
Purchase 100 1.5576
Purchase 1,927 1.5451
Purchase 1,000 1.5651
Purchase 500 Transfer
Purchase 1,000 1.5758
Purchase 4,000 1.6274
Purchase 1,232 1.6085
Purchase 1,270 1.5745
Purchase 19,000 1.65
Purchase 1,880 1.595
Purchase 4,231 1.6445
Purchase 647 1.545
Purchase 3,149 1.5776
Purchase 292 1.6625
Purchase 4,826 1.6575
Purchase 4,000 1.5368
Purchase 1,000 1.6137
Purchase 617 1.6189
Purchase 4,000 1.5369
Purchase 1,115 1.5995
Purchase 613 1.6296
Purchase 1,859 1.6137
Purchase 2,504 1.6491
Purchase 6,361 1.572
Purchase 3,009 1.6491
Purchase 1,000 1.5758
Purchase 4,317 1.6117
Purchase 4,445 1.5745
Purchase 1,500 1.563
Purchase 3,131 1.5965
Purchase 1,297 1.5418
Purchase 6,025 1.65
Purchase 650 1.5375
Purchase 2,562 1.5608
Purchase 100 1.6495
Purchase 1,000 1.6125
Purchase 1,337 1.5528
Purchase 70 1.57
Purchase 630 1.5651
Purchase 3,119 1.5925
Purchase 400 1.6018
Purchase 3,000 1.5319
Purchase 5,000 1.6495
Purchase 1,225 1.5747
Purchase 4,000 1.6482
Purchase 1,000 1.5371
Purchase 150 1.6331
Purchase 5,000 1.6552
Purchase 6,510 1.536
Purchase 642 1.5369
Purchase 2,000 1.5527
Purchase 95 1.6542
Purchase 1,200 1.6372
Purchase 1,000 1.6522
Purchase 1,000 1.5559
Purchase 200 1.555
Purchase 2,000 1.6296
Purchase 1,232 1.6085
Purchase 1,791 1.6625
Purchase 1,171 1.5775
Purchase 129 1.5488
Purchase 29,088 1.547
Purchase 93,471 1.595
Purchase 12,389 1.52
Purchase 500 1.5885
Purchase 3,000 1.5965
Purchase 3,637 1.6495
Purchase 306 1.5965
Purchase 5,750 1.52
Purchase 40,123 1.5444
Purchase 4,000 1.5451
Purchase 9,453 1.578
Purchase 3,006 1.6527
Purchase 1,411 1.5594
Purchase 2,000 1.6062
Purchase 14,000 1.6575
Purchase 4,432 1.6524
Purchase 4,000 1.5705
Purchase 1,365 1.6566
Purchase 10,368 1.6077
Purchase 800 1.5744
Purchase 250 1.6472
Purchase 6,026 1.65
Purchase 3,007 1.6625
Sale 1,630 1.5675
Sale 4,317 1.6083
Sale 3,637 1.5267
Sale 400 1.6446
Sale 1,115 1.5512
Sale 5,534 1.5615
Sale 771 1.5329
Sale 970 1.536
Sale 2,000 1.535
Sale 267 1.6107
Sale 423 1.6249
Sale 4,900 1.5605
Sale 1,000 1.6103
Sale 1,170 1.5481
Sale 100 1.5912
Sale 50 1.6232
Sale 1,000 1.5604
Sale 2,500 1.583
Sale 1,000 1.527
Sale 4,000 1.5564
Sale 250 1.6144
Sale 2,500 1.6425
Sale 283 1.5513
Sale 187 1.555
Sale 250 Transfer
Sale 5,000 1.5509
Sale 500 1.5615
Sale 207 1.6425
Sale 2,206 1.5625
Sale 2,222 1.5866
Sale 1,206 1.5827
Sale 500 1.6029
Sale 2,600 1.5615
Sale 2,000 1.6103
Sale 3,200 1.5829
Sale 300 1.5312
Sale 472 1.631
Sale 12,336 1.545
Sale 2,662 1.6503
Sale 1,000 1.535
Sale 5,122 1.56
Sale 175 1.6133
Sale 283 1.5456
Sale 4,000 1.5652
Sale 548 1.6425
Sale 148 1.5735
Sale 2,610 1.6003
Sale 5,145 1.555
Sale 500 1.5605
Sale 3,000 1.589
Sale 1,250 1.621
Sale 600 1.6228
Sale 420 1.644
Sale 98,684 1.5801
Sale 1,000 1.5609
Sale 46 Transfer
Sale 430 1.6253
Sale 87 1.5552
Sale 200 1.6496
Sale 1,200 1.5857
Sale 4,716 1.5517
Sale 18,000 1.564
Sale 1,500 1.535
Sale 330 1.5481
Sale 1,614 1.5775
Sale 318 1.6253
Sale 100 1.6257
Sale 7,000 1.6443
Sale 500 1.6528
Sale 481 1.5616
Sale 630 1.5755
Sale 64,829 1.6161
Sale 1,775 1.6273
Sale 5,865 1.6203
Sale 3,000 1.5819
Sale 298 1.535
Sale 557 1.5503
Sale 500 1.5865
Sale 274 1.6444
Sale 5,302 1.55
Sale 20,000 1.535
Sale 1,206 1.5827
Sale 587 1.6444
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 40123 1.5444
CFD Short 93471 1.5949
CFD Long 98684 1.58
CFD Long 64829 1.616
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 08 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk