Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,108,928 5.72% 268,941 0.06%
securitie
(2) Derivatives 7,949,460 1.89% 7,914,996 1.88%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 32,058,388 7.61% 8,183,937 1.94%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 3,000 1.4521
Purchase 1,000 1.4978
Purchase 1,000 1.4987
Purchase 1,500 1.4968
Purchase 4,802 1.4575
Purchase 125 1.4602
Purchase 100 1.4625
Purchase 1,100 1.46
Purchase 4,847 1.444
Purchase 500 1.461
Purchase 200 1.4975
Purchase 500 1.4595
Purchase 1,384 1.4445
Purchase 1,369 1.4442
Purchase 2,000 1.4985
Purchase 3,000 1.495
Purchase 3,336 1.4892
Purchase 4,353 1.4089
Purchase 200 1.4975
Purchase 2,053 1.461
Purchase 5,077 1.4674
Purchase 1,250 1.4325
Purchase 1,070 1.4947
Purchase 5,000 1.4867
Purchase 1,000 1.49
Purchase 50,000 1.499
Purchase 4,286 1.4725
Purchase 1,000 1.4442
Purchase 10,000 1.497
Purchase 166,061 1.4964
Purchase 1,331 1.4892
Purchase 200 1.4888
Purchase 1,000 1.5069
Purchase 1,000 1.5025
Purchase 1,000 1.4958
Purchase 2,737 1.4514
Purchase 100 1.461
Purchase 2,000 1.4722
Purchase 322 1.49
Purchase 786 1.461
Purchase 18,536 1.4985
Purchase 161 1.4978
Purchase 2,744 1.4575
Purchase 684 1.461
Purchase 682 1.44
Purchase 1,984 1.4985
Purchase 1,000 1.4575
Purchase 1,331 1.4892
Purchase 4,500 1.4274
Purchase 3,448 1.4499
Purchase 18,226 1.4953
Purchase 106 1.4225
Purchase 1,431 1.3975
Purchase 639 1.4442
Purchase 1,000 1.46
Purchase 1,500 1.4996
Purchase 86 1.4085
Purchase 4,383 1.4842
Purchase 2,000 1.4089
Purchase 703 1.397
Purchase 692 1.4442
Purchase 3,317 1.4975
Purchase 966 1.4875
Purchase 1,000 1.461
Purchase 191 1.4992
Purchase 6,729 1.486
Purchase 42,615 1.52
Purchase 4,000 1.397
Purchase 63 1.44
Purchase 39 1.52
Purchase 2,042 1.4575
Purchase 28,973 1.52
Purchase 42,249 1.4731
Purchase 1,140 1.4025
Purchase 684 1.461
Purchase 666 1.4994
Purchase 100 1.4997
Purchase 150 1.4892
Purchase 2,000 1.397
Purchase 672 1.461
Purchase 659 1.4975
Purchase 94 1.5008
Purchase 1,349 1.4825
Purchase 20,000 1.49
Purchase 377 1.4808
Purchase 1,000 1.4475
Purchase 500 1.44
Purchase 1,000 1.4445
Purchase 300 1.5092
Purchase 4,000 1.4442
Purchase 663 1.4875
Purchase 3,434 1.4467
Purchase 1,751 1.4274
Purchase 335 1.4818
Purchase 2,000 1.397
Sale 750 1.4957
Sale 1,104 1.4854
Sale 500 1.4856
Sale 2,669 1.4991
Sale 825 1.497
Sale 11,700 1.4976
Sale 39 1.52
Sale 2,634 1.4974
Sale 2,731 1.4974
Sale 8,286 1.4874
Sale 42,615 1.52
Sale 6,579 1.5
Sale 200 1.4954
Sale 485 1.4956
Sale 416 1.4766
Sale 250 1.4015
Sale 5,000 1.4957
Sale 500 1.4599
Sale 400 1.4275
Sale 647 1.5015
Sale 7,500 1.5054
Sale 1,300 1.4991
Sale 1,000 1.4961
Sale 196 1.4814
Sale 621 1.4971
Sale 3,007 1.4275
Sale 266 1.5113
Sale 2,500 1.5002
Sale 785 1.4175
Sale 2,933 1.4824
Sale 650 1.4991
Sale 5,000 1.4802
Sale 568 1.499
Sale 7,000 1.489
Sale 133 1.4971
Sale 2,000 1.4995
Sale 4,000 1.482
Sale 28,973 1.52
Sale 750 1.4957
Sale 360 1.4854
Sale 1,000 1.5011
Sale 216 1.4974
Sale 2,056 1.4813
Sale 1,400 1.4954
Sale 500 1.5004
Sale 500 1.4947
Sale 10,000 1.5198
Sale 2,600 1.5054
Sale 2,309 1.4015
Sale 1,000 1.4991
Sale 1,500 1.4933
Sale 5,000 1.4904
Sale 1,100 1.4891
Sale 4,608 1.482
Sale 1,500 1.4961
Sale 2,402 1.4991
Sale 3,363 1.4823
Sale 1,431 1.4964
Sale 5,000 1.5163
Sale 606 1.4622
Sale 526 1.4974
Sale 236 1.5004
Sale 302 1.4328
Sale 650 1.4981
Sale 1,052 1.5004
Sale 699 1.4854
Sale 500 1.5054
Sale 1,000 1.51
Sale 2,108 1.4961
Sale 1,296 1.4961
Sale 7,273 1.499
Sale 1,338 1.5054
Sale 754 1.4854
Sale 4,286 1.4857
Sale 90 1.4409
Sale 2,744 1.4981
Sale 3,448 1.4822
Sale 4,000 1.4859
Sale 1,000 1.4964
Sale 1,000 1.4951
Sale 136 1.496
Sale 1,000 1.4958
Sale 16,278 1.5021
Sale 495 1.4981
Sale 375 1.4954
Sale 153,163 1.4932
Sale 13,681 1.52
Sale 700 1.496
Sale 519 1.5069
Sale 1,270 1.4991
Sale 4,500 1.4823
Sale 6,779 1.496
Sale 416 1.4991
Sale 3,434 1.4801
Sale 642 1.4957
Sale 600 1.4814
Sale 3,455 1.4991
Sale 210 1.4361
Sale 390 1.4175
Sale 595 1.4824
Sale 600 1.4953
Sale 6,729 1.4985
Sale 29,088 1.499
Sale 3,000 1.4436
Sale 600 1.4958
Sale 668 1.4884
Sale 1,000 Transfer
Sale 152 1.4966
Sale 150 1.4175
Sale 4,353 1.4603
Sale 7,158 1.4175
Sale 7,000 1.496
Sale 3,000 1.4961
Sale 6,332 1.4954
Sale 365 1.4971
Sale 1,200 1.5007
Sale 638 1.4999
Sale 1,384 1.5004
Sale 6,025 1.499
Sale 47 1.5019
Sale 193 1.5004
Sale 3,000 1.4169
Sale 500 1.4981
Sale 1,000 1.4275
Sale 1,355 1.4961
Sale 500 1.4175
Sale 1,232 1.4325
Sale 616 1.4944
Sale 1,500 1.4327
Sale 2,000 1.4813
Sale 2,000 1.5023
Sale 700 1.4994
Sale 300 1.4953
Sale 1,500 1.4966
Sale 3,317 1.4953
Sale 2,004 1.4175
Sale 450 1.4927
Sale 403 1.4175
Sale 2,313 1.4957
Sale 1,232 1.4325
Sale 2,784 1.4956
Sale 461 1.5024
Sale 240 1.5056
Sale 6,000 1.495
Sale 123 1.4328
Sale 50,000 1.496
Sale 1,200 1.4983
Sale 786 1.4991
Sale 4,837 1.4679
Sale 237 1.4947
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 125 1.4601
CFD Short 42249 1.4731
CFD Short 18226 1.4952
CFD Short 166061 1.4963
CFD Short 18536 1.4985
CFD Long 153163 1.4932
CFD Long 11700 1.4975
CFD Long 10000 1.5197
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 09 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk