Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,178,604 5.74% 231,887 0.06%
securitie
(2) Derivatives 8,272,843 1.96% 8,340,701 1.98%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 32,451,447 7.70% 8,572,588 2.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 1,346 1.4725
Purchase 5,122 1.4625
Purchase 4,150 1.4457
Purchase 699 1.4288
Purchase 2,095 1.4314
Purchase 500 1.4474
Purchase 274 1.4550
Purchase 500 1.4694
Purchase 4,142 1.4482
Purchase 5,122 1.4575
Purchase 3,542 1.4515
Purchase 4,664 1.5007
Purchase 200 1.4675
Purchase 5,000 1.5015
Purchase 209 1.4298
Purchase 300 1.4400
Purchase 233 1.4575
Purchase 500 1.4438
Purchase 3,385 1.4675
Purchase 5,758 1.4675
Purchase 1,000 1.4722
Purchase 2,011 1.4800
Purchase 200 1.4350
Purchase 1,330 1.4500
Purchase 324 1.5085
Purchase 500 1.4772
Purchase 7,633 1.4980
Purchase 202 1.4342
Purchase 124 1.5075
Purchase 203,037 1.4710
Purchase 65,565 1.4746
Purchase 28,185 1.4899
Purchase 2,113 1.4703
Purchase 5,000 1.4517
Purchase 222,565 1.4635
Purchase 2,675 1.4850
Purchase 96 1.4500
Purchase 2,000 1.4575
Purchase 3,435 1.4463
Purchase 6 1.4625
Purchase 60 1.4800
Purchase 79,529 1.4460
Purchase 102 1.4692
Purchase 651 1.4997
Purchase 2,023 1.4692
Purchase 4,776 1.4656
Purchase 13,556 1.4328
Purchase 1,000 1.4706
Purchase 846 1.4481
Purchase 367 1.4550
Purchase 1,468 1.4457
Purchase 5,000 1.4875
Purchase 1,000 1.4747
Purchase 6,857 1.4500
Purchase 1,500 1.4972
Purchase 2,000 1.4650
Purchase 1,000 1.4525
Purchase 513 1.4385
Purchase 3,383 1.4669
Purchase 210 1.4575
Purchase 5,209 1.4300
Purchase 5,000 1.4989
Purchase 5,000 1.4800
Purchase 2,000 1.4608
Purchase 5,000 1.4406
Purchase 1,983 1.5015
Purchase 2,000 1.4407
Purchase 1,357 1.4608
Sale 3,965 1.4525
Sale 1,000 1.4906
Sale 639 1.4642
Sale 5,000 1.4990
Sale 3,254 1.4621
Sale 1,136 1.4640
Sale 340 1.4525
Sale 222 1.4446
Sale 2,562 1.4375
Sale 500 1.4750
Sale 960 1.4697
Sale 1,145 1.4657
Sale 162 1.4787
Sale 1,000 1.4442
Sale 5,000 1.4315
Sale 4,500 1.4525
Sale 1,145 1.4640
Sale 1,000 1.4525
Sale 894 1.4663
Sale 176 1.4291
Sale 94 1.4644
Sale 1,411 1.4777
Sale 11 1.4940
Sale 5,122 1.4800
Sale 33,067 1.4938
Sale 4,501 1.4642
Sale 20,000 1.4640
Sale 69 1.4430
Sale 2,751 1.4540
Sale 179 1.4657
Sale 900 1.4632
Sale 2,000 1.4540
Sale 943 1.4653
Sale 7,557 1.4500
Sale 720 1.4622
Sale 237,682 1.4679
Sale 721 1.4500
Sale 600 1.4699
Sale 111 1.4475
Sale 73 1.4825
Sale 600 1.4708
Sale 85,576 1.4650
Sale 202 1.4417
Sale 125 1.4821
Sale 5,000 1.4716
Sale 370 1.4629
Sale 3,151 1.4549
Sale 3,542 1.4504
Sale 2,000 1.4649
Sale 213 1.4997
Sale 4,776 1.4775
Sale 4,600 1.4520
Sale 5,000 1.4549
Sale 1,000 1.4491
Sale 917 1.4553
Sale 763 1.4519
Sale 777 1.5015
Sale 59,025 1.4700
Sale 6,000 1.4610
Sale 350 1.4647
Sale 4,834 1.4436
Sale 1,000 1.4416
Sale 3,000 1.4647
Sale 202 1.4644
Sale 67 1.4675
Sale 180 1.4616
Sale 1,041 1.4912
Sale 2,500 1.4666
Sale 3,000 1.4812
Sale 3,00 1.4744
Sale 47,103 1.4750
Sale 100 1.4401
Sale 39 1.4643
Sale 3,385 1.5015
Sale 1,450 1.4547
Sale 4,757 1.4506
Sale 5,000 1.4806
Sale 696 1.4675
Sale 2,600 1.4413
Sale 344 1.4644
Sale 2,105 1.4514
Sale 223 1.4506
Sale 500 1.4707
Sale 1,000 1.4699
Sale 326 1.4999
Sale 1,500 1.4692
Sale 6,000 1.4936
Sale 3,606 1.4637
Sale 2,000 1.5015
Sale 657 1.4700
Sale 339 1.4990
Sale 333 1.4607
Sale 5,000 1.4382
Sale 6,000 1.4890
Sale 11,680 1.4900
Sale 3,000 1.4557
Sale 4,000 1.4640
Sale 1,428 1.4291
Sale 5,054 1.4900
Sale 402 1.4691
Sale 198 1.4649
Sale 931 1.4703
Sale 490 1.4275
Sale 687 1.4770
Sale 600 1.4936
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 13556 1.4327
CFD Short 222565 1.4634
CFD Short 2113 1.4702
CFD Short 65565 1.4746
CFD Short 28185 1.4898
CFD Short 93721 1.5949
CFD Long 85576 1.465
CFD Long 237682 1.4678
CFD Long 125 1.482
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 12 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk