Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,122,336 5.73% 225,092 0.05%
securitie
(2) Derivatives 8,458,251 2.01% 8,649,799 2.05%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 32,580,587 7.73% 8,874,891 2.11%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 977 1.5351
Purchase 11,680 1.5207
Purchase 28 1.5144
Purchase 500 1.5225
Purchase 2,578 1.5512
Purchase 2,000 1.5892
Purchase 635 1.5377
Purchase 1,070 1.5197
Purchase 6,354 1.5738
Purchase 1,000 1.5809
Purchase 500 Transfer
Purchase 2,000 1.5081
Purchase 319 1.5351
Purchase 126 1.5277
Purchase 129 1.5397
Purchase 1,391 1.565
Purchase 2,000 1.5497
Purchase 5,000 1.5421
Purchase 4,096 1.5277
Purchase 647 1.5451
Purchase 2,053 1.5468
Purchase 500 1.4396
Purchase 250 1.5421
Purchase 1,232 1.5142
Purchase 4,000 1.5794
Purchase 2,000 1.5808
Purchase 1,324 1.5101
Purchase 2,000 1.578
Purchase 1,519 1.5137
Purchase 300 1.5447
Purchase 2,580 1.5394
Purchase 1,000 1.5675
Purchase 609 1.6131
Purchase 2,000 1.5107
Purchase 15,657 1.5523
Purchase 1,000 1.5412
Purchase 53 1.5281
Purchase 682 1.5104
Purchase 2,000 1.5168
Purchase 694 1.4396
Purchase 646 1.5282
Purchase 327 1.5257
Purchase 2,583 1.5485
Purchase 316 1.5363
Purchase 2,000 1.4956
Purchase 5,000 1.5685
Purchase 1,215 1.5281
Purchase 153 1.5447
Purchase 10,000 1.5087
Purchase 3,162 1.5809
Purchase 108,302 1.528
Purchase 185,139 1.5303
Purchase 507 1.5412
Purchase 332 1.5937
Purchase 5,000 1.5204
Purchase 1,000 1.5297
Purchase 2,000 1.5797
Purchase 3,000 1.5657
Purchase 624 1.582
Purchase 1,500 1.4561
Purchase 347 1.4385
Purchase 780 1.5201
Purchase 5,000 1.5272
Purchase 7,500 1.5418
Purchase 4,673 1.574
Purchase 10,000 1.597
Purchase 500 1.5448
Purchase 350 1.5434
Purchase 1,966 1.5145
Purchase 5,000 1.5652
Purchase 1,338 1.4947
Purchase 1,000 1.5104
Purchase 1,000 1.5096
Purchase 971 1.544
Purchase 4,000 1.5427
Purchase 1,000 1.5104
Purchase 3,289 1.5495
Purchase 2,000 1.5512
Purchase 4,532 1.5351
Purchase 150 1.573
Purchase 978 1.5131
Purchase 1,927 1.5447
Purchase 200 1.5891
Purchase 600 1.5736
Purchase 5,000 1.5894
Purchase 1,929 1.5412
Purchase 3,247 1.5397
Purchase 124 1.5447
Purchase 5,000 1.5158
Purchase 198 1.5138
Purchase 317 1.5735
Purchase 1,000 1.5109
Purchase 664 1.5579
Purchase 1,309 1.5275
Purchase 2,250 1.5587
Purchase 1,886 1.5785
Purchase 1,000 1.565
Purchase 1,000 1.5412
Purchase 56 1.5435
Purchase 1,595 1.5137
Purchase 2,638 1.5162
Purchase 1,886 1.5756
Purchase 314 1.5435
Purchase 456 1.5322
Purchase 1,000 1.5201
Purchase 2,000 1.5801
Purchase 2,000 1.4398
Purchase 654 1.5275
Purchase 500 1.4956
Purchase 320 Transfer
Purchase 6,473 1.5447
Purchase 669 1.494
Purchase 3,440 1.5884
Purchase 1,296 1.5425
Purchase 1,616 1.5465
Purchase 1,000 1.578
Purchase 1,000 1.5214
Purchase 1,941 1.5337
Purchase 2,000 1.5032
Purchase 3,209 1.5478
Purchase 1,000 1.5191
Purchase 20 1.5277
Purchase 4,807 Transfer
Purchase 4,000 1.5455
Purchase 5,000 1.5675
Purchase 3,000 1.5081
Purchase 3,194 1.565
Purchase 121 1.5442
Purchase 1,656 1.4941
Purchase 948 1.5477
Purchase 2,589 1.5447
Purchase 12,738 1.57
Sale 178,344 1.5377
Sale 5,000 1.5311
Sale 552 1.5159
Sale 1,092 1.586
Sale 3,859 1.5549
Sale 2,000 1.5107
Sale 1,800 1.5133
Sale 440 1.5385
Sale 255 1.5179
Sale 1,500 1.5231
Sale 2,000 1.5437
Sale 2,000 1.5321
Sale 4,000 1.5626
Sale 424 1.5589
Sale 2,000 1.5404
Sale 347 1.538
Sale 500 1.5375
Sale 1,895 1.5309
Sale 374 1.5596
Sale 500 Transfer
Sale 300 1.5576
Sale 25,000 1.554
Sale 780 1.5612
Sale 896 1.5507
Sale 9,453 1.5385
Sale 5,000 1.5323
Sale 500 1.5432
Sale 1,000 1.5351
Sale 381 1.5107
Sale 669 1.5492
Sale 972 1.5596
Sale 624 1.5507
Sale 10,000 1.56
Sale 2,581 1.5617
Sale 100 1.5385
Sale 1,983 1.5039
Sale 2,149 1.5612
Sale 3,000 1.5513
Sale 5,000 1.5473
Sale 1,000 1.5549
Sale 746 1.5203
Sale 250 1.5033
Sale 2,000 1.5668
Sale 1,000 1.5967
Sale 20,000 1.556
Sale 500 1.5497
Sale 1,000 1.6
Sale 4,445 1.5237
Sale 500 1.5144
Sale 952 1.5076
Sale 226 1.5412
Sale 10,826 1.5497
Sale 2,000 1.5497
Sale 2,000 1.5418
Sale 834 1.5415
Sale 315 1.5309
Sale 4,000 1.5412
Sale 525 1.5039
Sale 4,532 1.5504
Sale 1,966 1.5239
Sale 800 1.5309
Sale 1,550 1.5233
Sale 136 1.5423
Sale 3,572 1.5613
Sale 2,200 1.5668
Sale 3,000 1.5553
Sale 9,857 1.533
Sale 2,000 1.5033
Sale 3,435 1.5239
Sale 1,000 1.5412
Sale 15,000 1.5467
Sale 1,966 1.5412
Sale 165 1.5507
Sale 1,751 1.56
Sale 100 1.5309
Sale 600 1.5133
Sale 382 1.5457
Sale 1,250 1.5615
Sale 1,496 1.5597
Sale 183 1.5373
Sale 662 1.5239
Sale 493 1.5378
Sale 2,000 1.5407
Sale 1,498 1.5365
Sale 1,000 1.539
Sale 1,225 1.5601
Sale 500 1.5477
Sale 226,156 1.55
Sale 1,334 1.5103
Sale 7,064 1.5457
Sale 1,456 1.5042
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 108302 1.5279
CFD Short 185139 1.5302
CFD Short 15657 1.5522
CFD Long 178344 1.5377
CFD Long 7064 1.5456
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 13 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk