Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 22,501,286 5.34% 124,332 0.03%
securitie
(2) Derivatives 13,380,948 3.18% 13,452,091 3.19%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 35,882,234 8.52% 13,576,423 3.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 10,723 1.119
Purchase 2,583 1.151
Purchase 2,500 1.089
Purchase 326 1.092
Purchase 3,000 1.124
Purchase 3,000 1.118
Purchase 2,542 1.095
Purchase 261 1.1452
Purchase 3,000 1.119
Purchase 961 Transfer
Purchase 1,000 1.177
Purchase 1,000 1.0938
Purchase 5,000 1.145
Purchase 2,097 1.18
Purchase 8,992 1.112
Purchase 10,000 1.12
Purchase 1,000 1.0846
Purchase 3,500 1.145
Purchase 7,270 1.124
Purchase 1,079 1.1
Purchase 5,000 1.141
Purchase 1,750 1.13
Purchase 1,000 1.1195
Purchase 382 1.177
Purchase 2,140 1.089
Purchase 443 1.127
Purchase 3,000 1.13
Purchase 1,787 1.119
Purchase 920 1.0868
Purchase 1,000 1.0889
Purchase 2,000 1.122
Purchase 8,976 1.114
Purchase 75 1.177
Purchase 1,737 1.141
Purchase 1,000 1.1453
Purchase 1,527 1.119
Purchase 17,699 1.13
Purchase 36 1.177
Purchase 907 1.1269
Purchase 881 1.1339
Purchase 2,128 1.175
Purchase 1,119 1.14
Purchase 909 1.0869
Purchase 150 1.1284
Purchase 1,753 1.131
Purchase 266 1.127
Purchase 4,570 1.094
Purchase 9,009 1.11
Purchase 3,500 1.145
Purchase 5,485 1.087
Purchase 4,258 1.12
Purchase 1,769 1.13
Purchase 76,164 1.1056
Purchase 336 1.1327
Purchase 8,976 1.114
Purchase 371 1.1198
Purchase 2,000 1.13
Purchase 56 1.1167
Purchase 989 1.09
Purchase 2,000 1.089
Purchase 32 1.177
Purchase 2,659 1.12
Purchase 20,000 1.1122
Purchase 800 1.1284
Purchase 992 1.0861
Purchase 500 1.1737
Purchase 9,216 1.085
Purchase 500 1.0887
Purchase 3,000 1.18
Purchase 1,296 1.146
Purchase 925 1.1402
Purchase 1,000 1.1
Purchase 211 1.18
Purchase 434 1.127
Purchase 164 1.1365
Purchase 184 1.1481
Sale 1,000 1.1127
Sale 303 1.1588
Sale 589 1.1146
Sale 443 1.0814
Sale 1,355 1.15
Sale 9,055 1.12
Sale 500 1.1156
Sale 2,000 1.1335
Sale 2,659 1.091
Sale 158 1.1624
Sale 1,000 1.091
Sale 3,134 1.126
Sale 10,000 1.118
Sale 1,100 1.13
Sale 5,478 1.09
Sale 1,841 1.091
Sale 254 1.1217
Sale 82 1.1303
Sale 2,000 1.1185
Sale 107 1.0882
Sale 4,000 1.104
Sale 2,000 1.091
Sale 466 1.1273
Sale 700 1.1356
Sale 2,818 1.15
Sale 942 1.1127
Sale 3,600 1.121
Sale 2,140 1.091
Sale 4,905 1.121
Sale 490 1.1185
Sale 992 1.0946
Sale 13,829 1.0961
Sale 1,720 1.09
Sale 660 1.0886
Sale 518,549 1.0949
Sale 1,000 1.1184
Sale 2,420 1.1405
Sale 1,000 1.1154
Sale 500 1.1146
Sale 16,570 1.112
Sale 200 1.1156
Sale 1,069 1.1185
Sale 2,583 1.085
Sale 355 1.1146
Sale 2,000 1.091
Sale 2,132 1.098
Sale 7,270 1.089
Sale 876 1.1335
Sale 2,500 1.086
Sale 88 1.1336
Sale 66,954 1.1206
Sale 199 1.1109
Sale 990 1.0901
Sale 898 1.1405
Sale 235 1.1185
Sale 2,511 1.114
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 992 1.0861
CFD Short 76164 1.1056
CFD Short 20000 1.1122
CFD Long 992 1.0946
CFD Long 13829 1.0961
CFD Long 66954 1.1205
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 04 December 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Thursday, 5th September 2024
COMPANIES COVERED: