Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,179,268 5.74% 237,081 0.06%
securitie
(2) Derivatives 8,639,362 2.05% 9,012,056 2.14%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 32,818,630 7.79% 9,249,137 2.20%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 3,000 1.5196
Purchase 642 1.5296
Purchase 850 1.5348
Purchase 1,000 1.5365
Purchase 4,663 1.4921
Purchase 500 1.5347
Purchase 924 1.5294
Purchase 2,896 1.4985
Purchase 3,214 1.5554
Purchase 208 1.5392
Purchase 252 1.5291
Purchase 645 1.5498
Purchase 1,063 1.5323
Purchase 200 1.495
Purchase 4,649 1.4965
Purchase 37 1.5221
Purchase 325 1.534
Purchase 424 1.4965
Purchase 228 1.4748
Purchase 6,767 1.4692
Purchase 1,303 1.534
Purchase 2,500 1.5228
Purchase 200 1.5473
Purchase 10,000 1.518
Purchase 454 1.495
Purchase 1,000 1.4748
Purchase 328 1.5242
Purchase 2,000 1.5373
Purchase 5,859 1.544
Purchase 6,662 1.4924
Purchase 146 1.5498
Purchase 4,000 1.5292
Purchase 1,307 1.5294
Purchase 1,294 1.5324
Purchase 1,052 1.5197
Purchase 4,730 1.4799
Purchase 399 1.5351
Purchase 2,000 1.4887
Purchase 1,185 1.4992
Purchase 639 1.537
Purchase 880 1.5017
Purchase 100 1.5158
Purchase 1,294 1.5324
Purchase 342 1.5184
Purchase 148,722 1.5212
Purchase 212,655 1.5234
Purchase 326 1.5291
Purchase 1,000 1.5342
Purchase 267 1.5365
Purchase 1,656 1.4949
Purchase 1,000 1.4965
Purchase 971 1.5286
Purchase 283 1.5386
Purchase 312 1.5348
Purchase 3,000 1.537
Purchase 200 1.5357
Purchase 500 Transfer
Purchase 10,000 1.504
Purchase 6 1.4921
Purchase 400 1.5198
Purchase 1,250 1.5184
Purchase 600 1.5348
Sale 13,708 1.515
Sale 2,000 1.5284
Sale 300 1.5232
Sale 1,215 1.4826
Sale 3,440 1.5257
Sale 500 1.5409
Sale 5,270 1.5191
Sale 646 1.5232
Sale 6,354 1.5202
Sale 2,000 1.5181
Sale 4,096 1.5294
Sale 674 1.4752
Sale 3,000 1.5259
Sale 26 1.5227
Sale 507 1.4702
Sale 1,710 1.5176
Sale 1,000 1.524
Sale 3,672 1.5157
Sale 500 1.5332
Sale 250 1.5282
Sale 226 1.5183
Sale 99 1.5171
Sale 500 1.5203
Sale 789 1.5276
Sale 1,000 1.5156
Sale 1,338 1.5334
Sale 500 1.5262
Sale 1,353 1.5204
Sale 1,331 1.4752
Sale 1,186 1.5217
Sale 10,368 1.5432
Sale 3,000 1.5269
Sale 5,785 1.5264
Sale 171 1.515
Sale 2,663 1.5192
Sale 1,331 1.4752
Sale 461 1.5131
Sale 5,000 1.5438
Sale 20,339 1.5202
Sale 340 1.5181
Sale 500 1.5181
Sale 61 1.5298
Sale 1,050 1.5366
Sale 1,550 1.5247
Sale 2,583 1.4703
Sale 2,580 1.5156
Sale 75,000 1.5201
Sale 500 1.5226
Sale 3,321 1.5142
Sale 4,682 1.5166
Sale 124 1.4963
Sale 4,663 1.5163
Sale 3,000 1.5182
Sale 200 1.5056
Sale 2,000 1.4966
Sale 12,000 1.4824
Sale 128 Transfer
Sale 6,000 1.5101
Sale 11,416 1.5226
Sale 4,000 1.5151
Sale 1,000 1.4964
Sale 160 1.5244
Sale 500 1.5257
Sale 500 1.5249
Sale 4,000 1.5382
Sale 2,000 1.5282
Sale 500 1.5196
Sale 155,711 1.5217
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 880 1.5016
CFD Short 148722 1.5212
CFD Short 212655 1.5233
CFD Long 20339 1.5201
CFD Long 155711 1.5216
CFD Long 61 1.5298
CFD Long 5000 1.5437
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 14 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk