Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,433,786 5.80% 234,030 0.06%
securitie
(2) Derivatives 8,785,683 2.09% 9,336,686 2.22%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 33,219,469 7.89% 9,570,716 2.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit (GBP)
Securities
Purchase 682 1.4649
Purchase 100 1.3973
Purchase 2,686 1.4788
Purchase 407 1.4364
Purchase 2,044 1.4674
Purchase 1,000 1.4473
Purchase 712 1.3874
Purchase 437 1.4874
Purchase 4,873 1.5389
Purchase 192 1.5221
Purchase 3,597 1.3897
Purchase 3,252 1.5129
Purchase 200 1.4599
Purchase 3,626 1.3788
Purchase 2,242 1.4444
Purchase 21,680 1.4499
Purchase 1,000 1.3892
Purchase 1,500 1.3735
Purchase 300 1.5425
Purchase 700 1.3976
Purchase 5,156 1.4449
Purchase 5,000 1.3898
Purchase 1,000 1.3974
Purchase 2,000 1.4086
Purchase 2,836 1.4103
Purchase 2,619 1.4774
Purchase 10,000 1.5241
Purchase 2,000 1.4999
Purchase 1,066 1.3924
Purchase 5,000 1.3878
Purchase 143 1.3949
Purchase 5,000 1.3973
Purchase 4,942 1.4403
Purchase 3,630 1.3772
Purchase 6,309 1.5849
Purchase 281 1.3692
Purchase 500 1.5849
Purchase 149,305 1.4557
Purchase 4,471 1.4449
Purchase 680 1.4449
Purchase 3,000 1.3695
Purchase 4,758 1.4624
Purchase 2,000 1.4842
Purchase 3,000 1.3593
Purchase 2,000 1.5192
Purchase 60 1.5079
Purchase 701 1.4008
Purchase 4,966 1.4995
Purchase 2,000 1.4061
Purchase 2,500 1.5177
Purchase 1,000 1.3962
Purchase 5,000 1.5295
Purchase 4,000 1.3973
Purchase 1,500 1.3849
Purchase 750 1.4086
Purchase 1,000 1.4635
Purchase 2,000 1.4367
Purchase 500 1.4649
Purchase 3,735 1.4365
Purchase 37,636 1.4485
Purchase 10,125 1.4083
Purchase 127,564 1.4876
Purchase 1,413 1.392
Purchase 6,579 1.392
Purchase 347 1.3972
Purchase 5,000 1.3978
Purchase 500 1.4086
Purchase 500 1.3924
Purchase 781 1.388
Purchase 1,000 1.3821
Purchase 1,000 1.3895
Purchase 1,000 1.4924
Purchase 2,000 1.3699
Purchase 3,000 1.4449
Purchase 358 1.3938
Purchase 2,004 1.5299
Purchase 1,000 1.3979
Purchase 1,000 1.5386
Purchase 4,940 1.5079
Purchase 1,619 1.4914
Purchase 2,883 1.3874
Purchase 1,000 1.4649
Purchase 3,595 1.3908
Purchase 830 1.5127
Purchase 1,000 1.3895
Purchase 1,200 1.3718
Purchase 724 1.3972
Purchase 1,000 1.4792
Purchase 1,200 1.367
Purchase 195 1.4924
Purchase 500 1.3824
Purchase 325 1.5079
Purchase 5,718 1.3899
Purchase 1,960 1.4792
Purchase 2,011 1.5206
Purchase 5,000 1.3868
Purchase 2,000 1.5165
Purchase 2,022 1.4724
Purchase 6,834 1.4549
Purchase 2,000 1.3609
Purchase 2,000 1.5349
Purchase 1,013 1.367
Purchase 3,000 1.3735
Purchase 5 1.3972
Purchase 3,139 1.5824
Purchase 709 1.3849
Purchase 3,500 1.3874
Purchase 900 1.4086
Purchase 365 1.4637
Purchase 4,000 1.5383
Purchase 5,365 1.4724
Purchase 2,130 1.3974
Purchase 16,891 1.48
Purchase 542 1.4524
Purchase 1,000 1.3973
Purchase 1,315 1.4899
Purchase 5,000 1.3695
Purchase 5,810 1.5399
Purchase 206 1.3928
Purchase 1,000 1.3908
Purchase 250 1.3973
Sale 1,000 1.5091
Sale 450 1.379
Sale 1,391 1.3962
Sale 1,000 1.5001
Sale 146,254 1.4508
Sale 540 1.3791
Sale 142 1.5126
Sale 3,000 1.4403
Sale 1,984 1.3597
Sale 750 1.4733
Sale 700 1.3791
Sale 5,000 1.5207
Sale 5,500 1.4671
Sale 1,500 1.474
Sale 531 1.4672
Sale 150 1.491
Sale 3,936 1.4551
Sale 3,795 1.3926
Sale 2,048 1.5126
Sale 500 1.461
Sale 1,060 1.383
Sale 3,818 1.383
Sale 4,000 1.4457
Sale 39 1.4043
Sale 4,000 1.534
Sale 3,149 1.387
Sale 1,052 1.5601
Sale 2,000 1.394
Sale 5,810 1.4571
Sale 500 1.4809
Sale 3,000 1.3926
Sale 500 1.4519
Sale 5,000 1.4361
Sale 408 1.5171
Sale 325 1.5376
Sale 575 1.5113
Sale 4,012 1.4902
Sale 180 1.4623
Sale 569 1.4336
Sale 1,936 1.5501
Sale 2,500 1.382
Sale 2,000 1.511
Sale 1,552 1.5119
Sale 900 1.5183
Sale 2,000 1.404
Sale 2,000 1.5001
Sale 50 1.523
Sale 3,628 1.5404
Sale 500 1.512
Sale 3,188 1.4019
Sale 3,000 1.3873
Sale 803 1.5226
Sale 1,081 1.5103
Sale 1,000 1.5164
Sale 500 1.3857
Sale 1,000 1.5126
Sale 5,323 1.3903
Sale 1,000 1.5109
Sale 602 1.4807
Sale 1,294 1.4023
Sale 1,554 1.5106
Sale 1,500 1.5578
Sale 454 1.4963
Sale 95 1.4912
Sale 1,000 1.5681
Sale 314 1.5164
Sale 1,000 1.381
Sale 100 1.5001
Sale 2,004 1.5678
Sale 3,247 1.5301
Sale 500 1.3859
Sale 67 1.5299
Sale 700 1.3791
Sale 430 1.379
Sale 500 1.4857
Sale 21,680 1.516
Sale 1,052 1.382
Sale 1,294 1.4023
Sale 654 1.5326
Sale 4,940 1.3885
Sale 561 1.4806
Sale 21,680 1.496
Sale 2,053 1.4622
Sale 1,000 1.507
Sale 3,360 1.5283
Sale 100 1.5076
Sale 500 1.3791
Sale 1,000 1.483
Sale 2,819 1.3937
Sale 6,309 1.4571
Sale 82 1.3832
Sale 1,640 1.5122
Sale 200 1.503
Sale 1,500 1.507
Sale 1,000 1.5501
Sale 568 1.5601
Sale 1,022 1.5122
Sale 5,365 1.4653
Sale 808 1.5157
Sale 10,946 1.403
Sale 1,000 1.4009
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 10125 1.4082
CFD Short 37636 1.4484
CFD Short 149305 1.4556
CFD Short 127564 1.4875
CFD Long 146254 1.4507
CFD Long 67 1.5
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 15 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk