Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 24,086,502 5.72% 246,201 0.06%
securitie
(2) Derivatives 9,222,581 2.19% 9,609,371 2.28%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 33,309,083 7.91% 9,855,572 2.34%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 752 1.3297
Purchase 300 1.3286
Purchase 1,117 1.3288
Purchase 2,430 1.3258
Purchase 500 1.3292
Purchase 5,000 1.3497
Purchase 556 1.3471
Purchase 2,000 1.3597
Purchase 401 1.3334
Purchase 4,888 1.3217
Purchase 500 Transfer
Purchase 5,000 1.3302
Purchase 355 1.3498
Purchase 3,786 1.3461
Purchase 111 1.3449
Purchase 500 1.3289
Purchase 500 1.3258
Purchase 500 1.3272
Purchase 300 1.3317
Purchase 3,000 1.3268
Purchase 743 1.3449
Purchase 148 1.3424
Purchase 1,203 1.3298
Purchase 377 1.3259
Purchase 1,000 1.3311
Purchase 739 1.3294
Purchase 3,704 1.3498
Purchase 2,000 1.3295
Purchase 14,998 1.326
Purchase 1,104 1.3449
Purchase 500 1.3346
Purchase 541 1.3555
Purchase 553 1.3258
Purchase 735 1.3597
Purchase 1,000 1.3555
Purchase 1,712 1.3268
Purchase 500 1.3424
Purchase 300 1.3298
Purchase 5,255 1.332
Purchase 3,000 1.3492
Purchase 65 1.3268
Purchase 296 1.3497
Purchase 144 1.3287
Purchase 743 1.3225
Purchase 527 1.3282
Purchase 314 Transfer
Purchase 599 1.3258
Purchase 3,000 1.3444
Purchase 2,000 1.3268
Purchase 1,000 1.3289
Purchase 2,624 1.3338
Purchase 1,000 1.3277
Purchase 500 1.3361
Purchase 5,000 1.3258
Purchase 1,000 1.3288
Purchase 53,928 1.324
Purchase 1,000 1.3299
Purchase 800 1.3311
Purchase 2,000 1.3361
Purchase 500 1.3385
Purchase 1,325 1.3269
Purchase 3,000 1.3258
Purchase 300 1.3311
Purchase 743 1.3444
Purchase 1,000 1.3282
Purchase 6,195 1.32
Purchase 5,000 1.3302
Purchase 1,900 1.341
Purchase 741 1.3258
Purchase 17,699 1.323
Purchase 500 1.3262
Purchase 1,000 1.3278
Purchase 5,000 1.3272
Purchase 5,000 1.3555
Sale 700 1.3258
Sale 250 1.3308
Sale 5,000 1.3597
Sale 1,000 1.3273
Sale 1,278 1.3268
Sale 256 1.3188
Sale 1,000 1.3376
Sale 1,505 1.3283
Sale 148 1.3251
Sale 675 1.3344
Sale 4,610 1.3258
Sale 900 1.3344
Sale 5,000 1.3268
Sale 4,888 1.3253
Sale 9,042 1.3268
Sale 1,198 1.3258
Sale 215 1.3413
Sale 300 1.3344
Sale 1,000 1.3298
Sale 875 1.3344
Sale 1,104 1.317
Sale 137,770 1.3285
Sale 4,000 1.3264
Sale 386 1.3222
Sale 1,000 1.3229
Sale 585 1.3344
Sale 2,075 1.3344
Sale 3,008 1.3258
Sale 5,000 1.3245
Sale 675 1.3344
Sale 57,542 1.3271
Sale 544 1.3247
Sale 1,100 1.3275
Sale 175 1.325
Sale 565 1.3303
Sale 750 1.302
Sale 1,770 1.3344
Sale 500 1.3233
Sale 2,000 1.3258
Sale 1,122 1.3278
Sale 5,781 1.3281
Sale 15,214 1.3299
Sale 500 1.3247
Sale 5,241 1.3261
Sale 100 1.3491
Sale 1,616 1.326
Sale 180 1.326
Sale 454 1.3238
Sale 43,000 1.3238
Sale 233 1.3222
Sale 2,475 1.3354
Sale 500 1.3275
Sale 10,755 1.3248
Sale 500 1.3251
Sale 1,307 1.3278
Sale 500 1.3288
Sale 1,000 1.3237
Sale 726 1.3269
Sale 3,786 1.3251
Sale 1,514 1.3215
Sale 2,624 1.3249
Sale 335 1.3583
Sale 4,942 1.3258
Sale 47 1.3264
Sale 1,000 1.331
Sale 533 1.3249
Sale 1,200 1.3215
Sale 202 1.322
Sale 528 1.322
Sale 7,754 1.3411
Sale 1,825 1.322
Sale 600 1.3344
Sale 2,200 1.3344
Sale 700 1.3424
Sale 500 1.3218
Sale 1,130 1.3284
Sale 960 1.3273
Sale 198 1.3308
Sale 450 1.3344
Sale 3,704 1.3278
Sale 3,000 1.3353
Sale 3,177 1.3258
Sale 669 1.3258
Sale 500 1.3258
Sale 563 1.3253
Sale 5,000 1.3237
Sale 130 1.3283
Sale 541 1.3308
Sale 1,298 1.3223
Sale 14,527 1.3273
Sale 20,354 1.326
Sale 500 1.3342
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
14/11/2007 Sale 1,060 1.3830
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 53928 1.324
CFD Short 5000 1.3302
CFD Short 1900 1.341
CFD Long 57542 1.3271
CFD Long 137770 1.3285
CFD Long 15214 1.3298
CFD Long 5000 1.3597
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 19 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk