Rule 8.3 - NORTHERN ROCK PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in NORTHERN ROCK PLC
Class of relevant security ORD GBP0.25
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 22,454,003 5.33% 126,486 0.03%
securitie
(2) Derivatives 13,735,856 3.26% 13,719,310 3.26%
(other than
options)
(3) Options and 0 0.00% 0 0.00%
agreements to
purchase/sell
Total 36,189,859 8.59% 13,845,796 3.29%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 19,838 Transfer
Purchase 4,795 1.0360
Purchase 2,381 1.0297
Purchase 967 1.0163
Purchase 700 1.0204
Purchase 964 1.0245
Purchase 2,000 1.0295
Purchase 4,854 1.0300
Purchase 925 1.0493
Purchase 2,030 1.0344
Purchase 769 1.0392
Purchase 55 1.0388
Purchase 160 1.0392
Purchase 1,190 1.0227
Purchase 200 1.0262
Purchase 534 1.0448
Purchase 1,341 1.0346
Purchase 557 1.0392
Purchase 2,759 1.0208
Purchase 1,912 1.0344
Purchase 2,977 1.0000
Purchase 3,500 1.0250
Purchase 73,562 Transfer
Purchase 11,146 1.0348
Purchase 1,000 1.0296
Purchase 478 1.0244
Purchase 500 1.0344
Purchase 35,594 1.0267
Purchase 1,000 1.0291
Purchase 1,600 1.0158
Purchase 10,606 Transfer
Sale 1,500 1.0332
Sale 820 1.0304
Sale 1,000 1.0299
Sale 2,000 1.0289
Sale 336 1.0419
Sale 1,984 1.0279
Sale 724 1.0250
Sale 400 1.0403
Sale 3,500 1.0392
Sale 214 1.0304
Sale 957 1.0372
Sale 2,087 1.0255
Sale 2,085 1.0044
Sale 2,030 1.0319
Sale 6,085 1.0309
Sale 1,341 1.0123
Sale 4,000 1.0432
Sale 2,118 1.0409
Sale 1,000 1.0218
Sale 369 1.0314
Sale 253 1.0305
Sale 901 1.0279
Sale 600 1.0204
Sale 158 1.0427
Sale 500 1.0269
Sale 500 1.0256
Sale 23,433 1.0298
Sale 82,533 1.0348
Sale 500 1.0241
Sale 500 1.0279
Sale 47 1.0402
Sale 979 1.0304
Sale 2,000 1.0243
Sale 147 1.0107
Sale 2,151 1.0264
Sale 1,000 1.0279
Sale 2,703 1.0392
Sale 100 1.0210
Sale 1,200 1.0223
Sale 2,474 .9730
Sale 5,774 1.0392
Sale 4,748 1.0402
Sale 611 1.0445
Sale 1,000 1.0279
Sale 2,500 1.0192
Sale 1,000 1.0255
Sale 500 1.0337
b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 35594 1.0266
CFD Short 11146 1.0347
CFD Long 23433 1.0298
CFD Long 82533 1.0348
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 07 December 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk